13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 4,382 holding rows worth $1,170,698,436,000.
- Accession
- 0000315066-21-001551
- Filer
- CIK 315066
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 10,054 entries on the cover page, a total value of $1,170,698,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,170,904,430,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHERN COPPER CORP | 84265V105 | COM | 24,359 | $1,653,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 55,116 | $1,653,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 24,039 | $1,643,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 14,716 | $1,626,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 32,413 | $1,623,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 33,162 | $1,607,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 118,700 | $1,597,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 107,609 | $1,583,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 576,500 | $1,574,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 457,775 | $1,571,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,314 | $1,569,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 15,825 | $1,539,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 160,658 | $1,536,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,743 | $1,520,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 66,490 | $1,514,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,450,000 | $1,511,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 1,000,000 | $1,506,000 | thousands by filing date | principal |
| STORE CAP CORP | 862121100 | COM | 44,775 | $1,500,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 209,800 | $1,500,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,773 | $1,471,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 182,689 | $1,466,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 76,600 | $1,464,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 101,296 | $1,457,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 32,946 | $1,452,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 30,700 | $1,448,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,999 | $1,443,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 92,902 | $1,437,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 112,792 | $1,424,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 30,600 | $1,413,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 44,173 | $1,399,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 149,780 | $1,387,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 67,174 | $1,383,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 67,800 | $1,381,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,813 | $1,378,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 54,108 | $1,374,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 499,000 | $1,368,000 | thousands by filing date | principal |
| Delek Logistics Partners LP | 24664T103 | Com | 37,867 | $1,363,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 446,000 | $1,344,000 | thousands by filing date | principal |
| USA TRUCK INC | 902925106 | COM | 70,000 | $1,338,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 18,211 | $1,328,000 | thousands by filing date | |
| MGC | 921910873 | COM | 9,456 | $1,326,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 332,776 | $1,324,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,059 | $1,265,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 10,029 | $1,262,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 21,081 | $1,261,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 52,819 | $1,256,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 29,427 | $1,251,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 20,522 | $1,245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 8,092 | $1,227,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 144,991 | $1,227,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 18,101 | $1,199,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 5,312 | $1,191,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 264,596 | $1,188,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 138,330 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,873 | $1,183,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,546 | $1,166,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 633,357 | $1,153,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 394,479 | $1,152,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,347 | $1,143,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,928 | $1,134,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 94,362 | $1,127,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 89,141 | $1,116,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,367 | $1,112,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 10,200 | $1,106,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 45,900 | $1,103,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 202,559 | $1,088,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 41,308 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,293 | $1,084,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 27,327 | $1,078,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 36,994 | $1,074,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,356 | $1,070,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 55,138 | $1,069,000 | thousands by filing date | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 243,000 | $1,068,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 198,923 | $1,066,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 21,699 | $1,062,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 27,682 | $1,052,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 24,228 | $1,046,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 83,074 | $1,041,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 12,588 | $1,036,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,323 | $1,023,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 14,293 | $1,004,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 24,801 | $997,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 68,144 | $996,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 163,329 | $988,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 800,000 | $987,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 545,908 | $977,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 43,870 | $962,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,079 | $961,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 40,215 | $957,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 46,028 | $957,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,560 | $953,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 26,016 | $953,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 19,060 | $945,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 114,820 | $943,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 15,399 | $933,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 47,603 | $927,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6,858 | $922,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10,132 | $912,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 14,194 | $898,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 21,386 | $898,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 49,682 | $895,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 18,041 | $885,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 29,705 | $884,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 97,686 | $882,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 13,150 | $858,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 868,000 | $849,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 40,249 | $840,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,952 | $833,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 79,210 | $833,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,871 | $828,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 316,000 | $823,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 82,086 | $820,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 14,139 | $819,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,462 | $816,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 7,686 | $812,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 13,685 | $810,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 133,333 | $810,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 32,420 | $781,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 73,458 | $781,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 430,325 | $775,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,529 | $769,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 20,755 | $765,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 61,025 | $765,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 49,588 | $760,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 87,043 | $759,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 14,964 | $756,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 13,246 | $753,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 20,682 | $748,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 11,757 | $741,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 32,959 | $739,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 7,891 | $734,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,798 | $726,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,231 | $724,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 103,170 | $724,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,890 | $722,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 14,593 | $720,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 40,466 | $715,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,066 | $714,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,261 | $708,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 19,966 | $708,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 17,181 | $705,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 17,264 | $695,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 20,019 | $689,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 10,431 | $683,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 13,217 | $683,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 40,209 | $683,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 41,124 | $682,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 12,994 | $677,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 19,124 | $676,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,577 | $669,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 12,075 | $662,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 97,094 | $643,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 59,769 | $639,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 7,861 | $637,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 118,511 | $636,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 7,942 | $628,000 | thousands by filing date | |
| IMPINJ INC | 453204AA7 | NOTE 2.000%12/1 | 350,000 | $627,000 | thousands by filing date | principal |
| FOX CORP | 35137L204 | CL B COM | 17,908 | $626,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,638 | $620,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 345,000 | $610,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,276 | $606,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 100,000 | $601,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,990 | $593,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 5,800 | $576,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,756 | $573,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 12,183 | $568,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 49,028 | $566,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 9,475 | $563,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 550,000 | $559,000 | thousands by filing date | principal |
| ISHARES TR | 46435G425 | COM | 6,141 | $558,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 425,000 | $557,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 39,700 | $556,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,272 | $555,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 175,502 | $549,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,177 | $548,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 16,006 | $543,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 7,356 | $527,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,046 | $526,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,256 | $522,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,713 | $521,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,390 | $518,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 15,131 | $516,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,002 | $516,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 9,136 | $515,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 3,121 | $512,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 201,000 | $509,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,106 | $504,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 68,100 | $497,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 234,000 | $497,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 11,811 | $490,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 385,000 | $490,000 | thousands by filing date | principal |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 4,535 | $489,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,555 | $488,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 15,114 | $485,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 8,898 | $480,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,450 | $473,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 14,306 | $473,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 18,515 | $473,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 307,000 | $468,000 | thousands by filing date | principal |
| CORVEL CORP COM | 221006109 | Stock | 4,543 | $465,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 33,396 | $464,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 395,000 | $462,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 355,000 | $459,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 9,257 | $455,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 5,122 | $455,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 425,000 | $455,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,674 | $451,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 35,000 | $450,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 5,982 | $448,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,511 | $430,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 31,538 | $428,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 340,000 | $424,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,111 | $420,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 10,663 | $420,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 4,337 | $413,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 60,900 | $405,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,519 | $404,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 66,165 | $403,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 400,000 | $402,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 4,695 | $400,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 23,098 | $398,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,505 | $397,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,075 | $397,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 35,650 | $396,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 9,467 | $394,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,031 | $382,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 12,694 | $382,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,666 | $381,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 342,239 | $376,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,346 | $375,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,940 | $369,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,586 | $364,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,052 | $363,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,089 | $361,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 4,727 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,909 | $357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,151 | $356,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,962 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,003 | $345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,511 | $345,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,000 | $344,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,684 | $343,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 75,761 | $342,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 19,298 | $340,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 27,708 | $335,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 33,998 | $334,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,885 | $332,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 12,396 | $329,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,614 | $329,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 9,654 | $328,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 17,900 | $328,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 12,246 | $328,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,100 | $324,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 31,500 | $324,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 6,381 | $321,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 14,331 | $309,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,806 | $309,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,721 | $305,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,619 | $305,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,969 | $304,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 100,800 | $301,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 25,000 | $300,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 10,286 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,657 | $295,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,397 | $289,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,729 | $284,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,384 | $283,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,993 | $277,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 11,664 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,767 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,059 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,889 | $272,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,984 | $271,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,493 | $270,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,888 | $269,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 6,000 | $261,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,880 | $260,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,567 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 7,018 | $257,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,451 | $256,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 14,024 | $255,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 9,978 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,666 | $253,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 35,004 | $251,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,381 | $249,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,610 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,647 | $247,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,595 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,041 | $243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,209 | $241,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 11,042 | $241,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 32,506 | $238,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 25,459 | $238,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,414 | $237,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,320 | $231,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,392 | $228,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 2,777 | $228,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,035 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,540 | $228,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 12,304 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,597 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,882 | $225,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 24,014 | $222,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 16,400 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,285 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,865 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,685 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,650 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,288 | $213,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 2,111 | $212,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,466 | $209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,130 | $209,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 3,410 | $208,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 681 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,107 | $206,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,453 | $201,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,263 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,274 | $199,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 5,587 | $198,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,386 | $198,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 8,065 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 2,859 | $196,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,335 | $193,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,528 | $192,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,959 | $192,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,000 | $192,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 5,923 | $191,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,586 | $191,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 9,733 | $190,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 18,758 | $190,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 936 | $186,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 9,776 | $185,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 104,705 | $185,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,651 | $184,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,400 | $181,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 928 | $180,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 737 | $179,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,818 | $179,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 6,025 | $178,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,289 | $176,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,911 | $176,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,117 | $175,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,627 | $175,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,331 | $174,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 18,356 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 5,450 | $171,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,110 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,542 | $167,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,815 | $166,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 924 | $163,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 540 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,285 | $162,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 538 | $160,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,330 | $160,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,568 | $159,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,507 | $159,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,177 | $156,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 2,345 | $156,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,658 | $155,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 15,490 | $155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,961 | $154,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 3,350 | $153,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,479 | $153,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 2,550 | $152,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,983 | $151,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 827 | $151,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 844 | $150,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,622 | $148,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,507 | $147,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,180 | $146,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 10,340 | $145,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,105 | $145,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 5,081 | $145,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,118 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,802 | $143,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 698 | $143,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 474 | $141,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 155,806 | $141,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 7,119 | $140,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 876 | $139,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,171 | $138,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,067 | $130,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,852 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 3,077 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,474 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,951 | $129,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 39,062 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 2,821 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,322 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,490 | $128,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 8,552 | $126,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,228 | $126,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 499 | $125,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,329 | $124,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 2,684 | $124,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,754 | $124,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,341 | $122,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 21,747 | $121,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 4,372 | $120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,638 | $119,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,263 | $119,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,621 | $117,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 4,284 | $117,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 360 | $113,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,025 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,727 | $113,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,175 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,211 | $111,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,820 | $111,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,217 | $109,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 14,087 | $107,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,790 | $107,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 571 | $106,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 22,002 | $105,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 2,465 | $105,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,419 | $104,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,046 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 1,518 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 2,243 | $103,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,455 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 899 | $102,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,668 | $102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,458 | $99,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,470 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,872 | $98,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,963 | $98,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,782 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,092 | $97,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,983 | $97,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,794 | $96,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 3,437 | $96,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,101 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,190 | $95,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 408 | $94,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,501 | $92,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 2,048 | $91,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,414 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 914 | $89,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 335 | $88,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 3,986 | $88,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 643 | $88,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,000 | $88,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,420 | $87,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,116 | $86,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 6,110 | $86,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,000 | $84,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,398 | $84,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,819 | $83,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 884 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,522 | $82,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 663 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,163 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,427 | $80,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,425 | $80,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 80,000 | $80,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 678 | $78,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 3,863 | $78,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 987 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,299 | $77,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,153 | $77,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,709 | $77,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,047 | $76,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,745 | $76,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,506 | $75,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,338 | $75,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 446 | $75,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,094 | $74,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 878 | $72,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 714 | $72,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,020 | $72,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 363 | $72,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 538 | $72,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 19,835 | $71,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 322 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 648 | $71,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,039 | $71,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 3,273 | $71,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 299 | $70,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,870 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 2,101 | $70,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,947 | $70,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,589 | $69,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 309 | $69,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,854 | $69,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 3,253 | $68,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 670 | $68,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 354 | $67,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,212 | $67,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,652 | $67,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,535 | $66,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,428 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,369 | $65,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 2,275 | $65,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 65,712 | $65,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 519 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,720 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 489 | $64,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,409 | $64,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,365 | $64,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 2,938 | $63,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-21-001551 | this filing | 2021-05-14 | acceptance time not in the bulk data set |