13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 4,382 holding rows worth $1,170,698,436,000.
- Accession
- 0000315066-21-001551
- Filer
- CIK 315066
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 10,054 entries on the cover page, a total value of $1,170,698,436,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,170,904,430,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEO GROUP INC NEW | 36162J106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNITYBIO INC | 45256X103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYRIAD GENETICS INC | 62855J104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLIGHT INC | 65487K100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHU INC | 192576106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTS CORP | 126501105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473206 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONROE CAPITAL CORP | 610335101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN PLAINS INC | 393222104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMO INC | 257554105 | COM CL B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASLOG LTD | G37585109 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC | 918905209 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI UTIL TR | 36240A101 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIA INC NEW | 36269P104 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Youdao Inc - Adr | 98741T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B391 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANITESHARES ETF TR | 38747R603 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W323 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B565 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAM GLOBAL | 07373B109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A566 | MERGER ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E281 | DAIL MS MEXI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYADIC INTL INC DEL | 26745T101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Leslie's Inc | 527064109 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARPARTS COM INC | 14427M107 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Short S&P | 74347B425 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRITERRAS INC | G9103H102 | COM CL A | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERASTEM INC | 92337C104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TATTOOED CHEF INC | 87663X102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W540 | FUND | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIETAL CDMO INC | 75629F109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACOR HOLDINGS INC | 811904101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pimco Income Oppty Fund | 72202B100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL MED INC | 774374102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA MED SYS INC | 74933X203 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COREPOINT LODGING INC | 21872L104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTINYX INC | 03836N103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMESTONE BANCORP INC | 53262L105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | 56170L828 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K273 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-21-001551 | this filing | 2021-05-14 | acceptance time not in the bulk data set |