13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 4,349 holding rows worth $1,123,977,794,000.
- Accession
- 0000315066-21-000776
- Filer
- CIK 315066
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 10,073 entries on the cover page, a total value of $1,123,977,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,123,977,794,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SURO CAP CORP | 86887Q109 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN PLAINS INC | 393222104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITEX HLDGS INC | 923451108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON PAC PPTYS INC | 444097109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROASSURANCE CORP | 74267C106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCER INTL INC | 588056101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITESTONE REIT | 966084204 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONRO INC | 610236101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESABI TR | 590672101 | CTF BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA CORP COM | 98980M109 | Stock | 441 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK RUSSIA ETF | 92189F403 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mexico Fund Inc/The | 592835102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Youdao Inc - Adr | 98741T104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V514 | MSCI CHINA A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X867 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L696 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U366 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087302 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E281 | DAIL MS MEXI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYADIC INTL INC DEL | 26745T101 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P645 | FRANKLIN FTSE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWAGE INC | 650194103 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOT INC | 77664L108 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENNYS CORP | 24869P104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCOLADE INC | 00437E102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGIO INC | 53261M104 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADICET BIO INC | 007002108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPD INC | 69355F102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONTRAK INC | 683373104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHID IS CAP INC | 68571X103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B714 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORAL SPACE & COM INC | 543881106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pimco Income Oppty Fund | 72202B100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEMAURA MED INC | 640442208 | COMMON | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E455 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W689 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255807 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA BIOPHARMA INC | 81689B103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-21-000776 | this filing | 2021-02-08 | acceptance time not in the bulk data set |