13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 4,349 holding rows worth $1,123,977,794,000.
- Accession
- 0000315066-21-000776
- Filer
- CIK 315066
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 10,073 entries on the cover page, a total value of $1,123,977,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,123,977,794,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FBL FINL GROUP INC | 30239F106 | CL A | 70 | $4,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 150 | $4,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 300 | $4,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 2,700 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 118 | $3,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 36 | $3,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 231 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 515 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 624 | $3,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 61 | $3,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 178 | $3,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 90 | $3,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 24 | $3,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 266 | $3,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 82 | $3,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 56 | $3,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 151 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 406 | $3,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 40 | $3,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 252 | $3,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 101 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 51 | $3,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 271 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 50 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 49 | $3,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 179 | $3,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 283 | $3,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 76 | $3,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 197 | $3,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 385 | $3,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 312 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 101 | $3,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 50 | $3,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 133 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 187 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 60 | $3,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 124 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 98 | $3,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 117 | $3,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 230 | $3,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 224 | $3,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 243 | $3,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 330 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 350 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 676 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 197 | $3,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 54 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 141 | $3,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 43 | $3,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 49 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 38 | $3,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 78 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 38 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 13 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 163 | $3,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 182 | $3,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,900 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 700 | $3,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 502 | $3,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 207 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 700 | $3,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 65 | $2,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 13 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 29 | $2,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 80 | $2,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 69 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 63 | $2,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 400 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 44 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 428 | $2,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 54 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 58 | $2,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 89 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 36 | $2,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 49 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 58 | $2,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 76 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 47 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 45 | $2,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 24 | $2,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 42 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 21 | $2,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 183 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 62 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 17 | $2,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 17 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 68 | $2,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 203 | $2,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 27 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 216 | $2,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 115 | $2,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 29 | $2,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 100 | $2,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 135 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 55 | $2,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 150 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 169 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 64 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 215 | $2,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 24 | $2,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 28 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 100 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 155 | $2,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 23 | $2,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 202 | $2,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 15 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 15 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 22 | $2,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 133 | $2,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 83 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 89 | $2,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 39 | $2,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 39 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 124 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 228 | $2,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 125 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 122 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 85 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 101 | $2,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 32 | $2,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 141 | $2,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 222 | $2,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 162 | $2,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 140 | $2,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 129 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,000 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 18 | $2,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 115 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 162 | $2,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 77 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 187 | $2,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 235 | $2,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 88 | $2,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 200 | $2,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 14 | $2,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 900 | $2,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 35 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 109 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 25 | $1,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 162 | $1,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 11 | $1,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 27 | $1,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 28 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 55 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 227 | $1,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 14 | $1,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 53 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 27 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 14 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 36 | $1,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 149 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 91 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 41 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 24 | $1,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 30 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 107 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 27 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 181 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 76 | $1,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 25 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 500 | $1,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 37 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 216 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 30 | $1,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 471 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 51 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 74 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 34 | $1,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 61 | $1,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 34 | $1,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 11 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 30 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 40 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 69 | $1,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 26 | $1,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 34 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 41 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 15 | $1,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 31 | $1,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 114 | $1,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 15 | $1,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 21 | $1,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 82 | $1,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 8 | $1,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 29 | $1,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 48 | $1,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 31 | $1,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 17 | $1,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 26 | $1,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 74 | $1,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 74 | $1,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 12 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 67 | $1,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 281 | $1,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 24 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 19 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 21 | $1,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 26 | $1,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 22 | $1,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 29 | $1,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 56 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 62 | $1,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 28 | $1,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 48 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 15 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 121 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 4 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14 | $1,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 167 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 21 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 422 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 8 | $1,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 43 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 9 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 200 | $1,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 54 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 227 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,116 | $1,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 11 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 400 | $1,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 59 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 58 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 36 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 68 | $1,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 211 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 70 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 200 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 92 | $1,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 78 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 112 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 58 | $1,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 501 | $1,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 36 | $1,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 45 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 67 | $1,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 2,500 | $1,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 19 | $1,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 150 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 89 | $1,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 83 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 30 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 117 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 39 | $1,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 114 | $1,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 41 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 600 | $1,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 50 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 161 | $1,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 500 | $1,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 542 | $1,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 555 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 300 | $1,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 42 | $1,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 14 | $1,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 450 | $1,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares International Equity Factor ETF | 46434V274 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FD TR | 53656F607 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NBT BANCORP INC COM | 628778102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADDER CAP CORP CL A | 505743104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G102 | CONV BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIN STR CAP CORP | 56035L104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD LANE CAP CORP | 691543102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS KKR CAP CORP | 302635206 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEO GROUP INC NEW | 36162J106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STIFEL FINL CORP | 860630102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKERMES PLC | G01767105 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOOMIN BRANDS INC | 094235108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORRESTER RESH INC | 346563109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHATHAM LODGING TR | 16208T102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT INC | 852066208 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLES BANCORP INC | 709789101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENASANT CORP | 75970E107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN EDGE PPTYS | 91704F104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLUB CAP BDC INC | 38173M102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS BDC INC | 06759L103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONROE CAPITAL CORP | 610335101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFS CAPITAL CORP | 67103B100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSG SYSTEMS | 126349109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-21-000776 | this filing | 2021-02-08 | acceptance time not in the bulk data set |