13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 4,349 holding rows worth $1,123,977,794,000.
- Accession
- 0000315066-21-000776
- Filer
- CIK 315066
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 10,073 entries on the cover page, a total value of $1,123,977,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,123,977,794,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 304,328 | $9,200,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 403,872 | $9,124,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 804,478 | $9,051,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 29,589 | $9,048,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 214,014 | $8,984,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 507,140 | $8,961,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 859,184 | $8,953,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 651,734 | $8,949,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 291,395 | $8,937,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,134,751 | $8,870,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,518,160 | $8,866,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 11,469,000 | $8,842,000 | thousands by filing date | principal |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 396,759 | $8,836,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 333,042 | $8,785,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 201,981 | $8,746,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 136,000 | $8,724,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 215,600 | $8,600,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 213,166 | $8,573,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 487,631 | $8,538,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,578,783 | $8,510,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 451,752 | $8,484,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 467,621 | $8,464,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 321,917 | $8,405,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 774,442 | $8,395,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 54,586 | $8,363,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,040,000 | $8,334,000 | thousands by filing date | principal |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,719,711 | $8,322,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 79,364 | $8,294,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 534,890 | $8,253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 219,403 | $8,245,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 488,310 | $8,243,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 144,733 | $8,211,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 5,635,000 | $8,178,000 | thousands by filing date | principal |
| MOELIS & CO | 60786M105 | CL A | 174,607 | $8,165,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 2,207,865 | $8,125,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 525,600 | $8,120,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 6,275,000 | $8,110,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 2,171,000 | $8,095,000 | thousands by filing date | principal |
| DENTSPLY SIRONA INC | 24906P109 | COM | 154,269 | $8,077,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 180,933 | $8,069,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,935,000 | $8,069,000 | thousands by filing date | principal |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 617,103 | $7,980,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 327,223 | $7,925,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 567,454 | $7,910,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 266,439 | $7,874,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 463,837 | $7,871,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 870,815 | $7,846,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 361,265 | $7,825,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 559,253 | $7,807,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 578,000 | $7,791,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 794,686 | $7,748,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 767,036 | $7,747,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 87,365 | $7,745,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,332,601 | $7,742,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 243,247 | $7,706,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 1,025,591 | $7,692,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 811,000 | $7,673,000 | thousands by filing date | principal |
| DESKTOP METAL INC | 25058X105 | COM CL A | 445,020 | $7,655,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 8,380,000 | $7,632,000 | thousands by filing date | principal |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 521,469 | $7,535,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 194,836 | $7,525,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 136,218 | $7,518,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 103,197 | $7,481,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,000,000 | $7,443,000 | thousands by filing date | principal |
| CARS COM INC | 14575E105 | COM | 657,539 | $7,430,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 466,198 | $7,417,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 705,700 | $7,410,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,580,019 | $7,410,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 641,331 | $7,400,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 491,400 | $7,337,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,720,000 | $7,289,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,090,256 | $7,283,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 72,877 | $7,282,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 300,762 | $7,263,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 68,353 | $7,241,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 124,311 | $7,239,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 611,603 | $7,199,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 120,501 | $7,156,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 26,545 | $7,105,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 270,615 | $7,096,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,634,171 | $7,092,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 7,100,000 | $7,068,000 | thousands by filing date | principal |
| WINMARK CORP | 974250102 | COM | 38,035 | $7,067,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 64,893 | $7,062,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 7,135,000 | $7,001,000 | thousands by filing date | principal |
| WATERS CORP COM | 941848103 | Stock | 28,221 | $6,982,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 79,586 | $6,979,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 241,329 | $6,972,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,873,676 | $6,970,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 218,989 | $6,966,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 73,723 | $6,964,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 853,177 | $6,945,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,193,295 | $6,945,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 102,173 | $6,933,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 6,100,000 | $6,921,000 | thousands by filing date | principal |
| POINTS INTL LTD | 730843208 | COM NEW | 479,300 | $6,902,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 112,272 | $6,899,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 201,575 | $6,872,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,045,607 | $6,849,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 3,175,000 | $6,837,000 | thousands by filing date | principal |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 115,465 | $6,816,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 192,942 | $6,774,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 170,631 | $6,738,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 69,518 | $6,686,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,262,990 | $6,643,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 51,513 | $6,631,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 3,950,000 | $6,627,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15,714 | $6,598,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 221,625 | $6,565,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,110,117 | $6,535,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 234,935 | $6,489,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,655,913 | $6,475,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 158,600 | $6,388,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,080,857 | $6,366,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 5,559,000 | $6,317,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 351,676 | $6,277,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 481,201 | $6,275,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 325,280 | $6,257,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 1,410,000 | $6,250,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 62,226 | $6,249,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 1,261,285 | $6,206,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 102,410 | $6,203,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 87,476 | $6,174,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 28,392 | $6,133,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 38,121 | $6,130,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 706,200 | $6,073,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 6,300,000 | $6,066,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 53,139 | $6,028,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 99,224 | $6,028,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,607,000 | $6,023,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 806,284 | $6,007,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 377,511 | $6,006,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 13,221 | $6,001,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 141,579 | $5,970,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 95,763 | $5,949,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 345,025 | $5,938,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,527,818 | $5,928,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 32,925 | $5,882,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,424,692 | $5,870,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 373,627 | $5,830,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 237,914 | $5,824,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 41,953 | $5,817,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 474,765 | $5,792,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 121,173 | $5,774,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 68,643 | $5,737,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 92,064 | $5,729,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 291,167 | $5,692,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 144,898 | $5,683,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 262,354 | $5,680,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,225,000 | $5,668,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 243,932 | $5,650,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 183,205 | $5,622,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 61,100 | $5,592,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 334,467 | $5,535,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 148,062 | $5,529,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,180,000 | $5,487,000 | thousands by filing date | principal |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 115,600 | $5,486,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 75,136 | $5,482,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 123,453 | $5,458,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 183,074 | $5,448,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 362,222 | $5,424,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 489,500 | $5,414,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,230 | $5,405,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 819,453 | $5,384,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 396,930 | $5,378,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 115,255 | $5,372,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 144,695 | $5,371,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 259,294 | $5,370,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 83,001 | $5,368,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 123,814 | $5,328,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 2,900,000 | $5,258,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 4,400,000 | $5,252,000 | thousands by filing date | principal |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 23,280 | $5,204,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 702,697 | $5,193,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 5,465,000 | $5,186,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 3,000,000 | $5,101,000 | thousands by filing date | principal |
| BXP INC COM | 101121101 | REIT | 53,730 | $5,079,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 328,078 | $5,072,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 86,395 | $5,071,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 111,917 | $5,039,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,424,000 | $5,004,000 | thousands by filing date | principal |
| HEICO CORP NEW COM | 422806109 | Stock | 37,689 | $4,990,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 81,093 | $4,985,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 11,414 | $4,983,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 179,830 | $4,969,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,700,000 | $4,940,000 | thousands by filing date | principal |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 155,859 | $4,908,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 75,156 | $4,894,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 230,830 | $4,864,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 55,469 | $4,846,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 4,230,000 | $4,768,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 121,897 | $4,764,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 3,405,000 | $4,760,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 5,190,000 | $4,749,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 21,154 | $4,733,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 692,400 | $4,694,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 474,307 | $4,686,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 19,981 | $4,677,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 50,809 | $4,621,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 173,004 | $4,604,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 35,996 | $4,591,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 213,410 | $4,588,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 143,101 | $4,566,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 3,318,000 | $4,540,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 22,842 | $4,485,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,598,621 | $4,460,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 3,500,000 | $4,446,000 | thousands by filing date | principal |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 59,552 | $4,430,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 52,166 | $4,429,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,905,000 | $4,420,000 | thousands by filing date | principal |
| EDITAS MEDICINE INC | 28106W103 | COM | 62,157 | $4,358,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 161,001 | $4,318,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 135,076 | $4,307,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 114,611 | $4,303,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 80,101 | $4,292,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 815,000 | $4,282,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 97,352 | $4,235,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 28,313 | $4,227,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 44,238 | $4,217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 150,613 | $4,217,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 282,877 | $4,206,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 3,975,000 | $4,195,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 306,500 | $4,144,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 3,920,000 | $4,139,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 97,315 | $4,131,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 133,532 | $4,101,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 2,500,000 | $4,078,000 | thousands by filing date | principal |
| PANDION THERAPEUTICS INC | 698340106 | COM | 274,233 | $4,072,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 146,251 | $4,063,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 61,095 | $4,054,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,425,000 | $4,030,000 | thousands by filing date | principal |
| AERSALE CORPORATION | 00810F106 | COM | 300,000 | $4,014,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 92,563 | $4,004,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 98,698 | $4,003,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 106,258 | $4,001,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 500,000 | $3,930,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 93,300 | $3,896,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 43,505 | $3,865,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 124,452 | $3,854,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 63,500 | $3,848,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 442,816 | $3,835,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 184,874 | $3,826,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AE1 | BOND | 2,500,000 | $3,826,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 500,000 | $3,815,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 5,524,945 | $3,813,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 57,365 | $3,810,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 348,471 | $3,799,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 211,444 | $3,795,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 24,085 | $3,794,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 95,816 | $3,779,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100,607 | $3,777,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,735,000 | $3,771,000 | thousands by filing date | principal |
| CRONOS GROUP INC | 22717L101 | COM | 541,352 | $3,760,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 7,036 | $3,753,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 143,086 | $3,750,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 179,183 | $3,727,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 7,920,420 | $3,722,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 135,640 | $3,719,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 237,589 | $3,706,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 30,115 | $3,669,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 31,212 | $3,664,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 590,223 | $3,642,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 231,616 | $3,613,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 89,483 | $3,606,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 39,570 | $3,600,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,557,635 | $3,598,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 748,562 | $3,586,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 135,102 | $3,582,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 240,296 | $3,578,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 327,286 | $3,571,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 88,065 | $3,566,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 115,954 | $3,530,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 61,620 | $3,510,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 209,762 | $3,498,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 39,971 | $3,492,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 187,841 | $3,469,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 85,303 | $3,464,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 1,429,259 | $3,459,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 37,110 | $3,446,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 25,962 | $3,421,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 3,300,000 | $3,414,000 | thousands by filing date | principal |
| ACNB CORP | 000868109 | COMMON STOCK | 136,230 | $3,405,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 83,468 | $3,394,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 190,716 | $3,383,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 140,222 | $3,379,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 16,878 | $3,375,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,730 | $3,372,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 281,135 | $3,334,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 127,199 | $3,307,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 815,422 | $3,295,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 340,356 | $3,295,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 454,600 | $3,257,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 51,745 | $3,231,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 145,056 | $3,225,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,975,000 | $3,205,000 | thousands by filing date | principal |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 184,707 | $3,146,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 145,624 | $3,145,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,032,717 | $3,129,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 719,002 | $3,128,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 279,862 | $3,109,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 194,500 | $3,096,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 3,300,000 | $3,095,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052W104 | COM | 359,825 | $3,091,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 18,738 | $3,086,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 196,318 | $3,072,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 154,717 | $3,057,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 116,157 | $3,010,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,785,000 | $3,009,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 60,000 | $2,987,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,570,000 | $2,947,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 201,008 | $2,941,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 2,296,083 | $2,939,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 100,845 | $2,902,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 213,043 | $2,878,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,314 | $2,877,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 55,475 | $2,875,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 98,277 | $2,866,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 94,926 | $2,851,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 2,640,000 | $2,851,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,585,000 | $2,835,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 665,000 | $2,824,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 1,225,000 | $2,821,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 2,850,000 | $2,810,000 | thousands by filing date | principal |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 56,436 | $2,792,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 395,428 | $2,784,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 159,228 | $2,780,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,611,982 | $2,773,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 115,832 | $2,771,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 107,318 | $2,763,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 144,646 | $2,750,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 253,579 | $2,703,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,675,000 | $2,670,000 | thousands by filing date | principal |
| ALLEGHANY CORP DEL | 017175100 | COM | 4,369 | $2,638,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 354,749 | $2,632,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 19,754 | $2,625,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,460,000 | $2,617,000 | thousands by filing date | principal |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 137,385 | $2,603,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 283,062 | $2,601,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,300,000 | $2,600,000 | thousands by filing date | principal |
| ATRECA INC | 04965G109 | COM | 160,988 | $2,600,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 90,259 | $2,599,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 322,368 | $2,592,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 171,118 | $2,580,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 2,300,000 | $2,578,000 | thousands by filing date | principal |
| Perion Network Ltd | M78673114 | COM | 202,197 | $2,574,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 456,443 | $2,574,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,920,000 | $2,567,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 2,300,000 | $2,554,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806109 | COM | 50,255 | $2,548,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 33,494 | $2,537,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 180,939 | $2,501,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 195,211 | $2,499,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 52,872 | $2,493,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 61,990 | $2,491,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 167,211 | $2,491,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 47,817 | $2,488,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 994,300 | $2,486,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 160,610 | $2,486,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 164,488 | $2,485,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 88,689 | $2,476,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 117,600 | $2,470,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 24,168 | $2,463,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,500,000 | $2,463,000 | thousands by filing date | principal |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 317,057 | $2,460,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 61,463 | $2,448,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 275,048 | $2,434,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 661,384 | $2,407,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 96,117 | $2,402,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 25,609 | $2,394,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 120,759 | $2,368,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 19,747 | $2,356,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 2,770,000 | $2,329,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 275,739 | $2,311,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 35,142 | $2,287,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 17,107 | $2,282,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 224,475 | $2,265,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 70,048 | $2,255,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 31,351 | $2,248,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 16,352 | $2,238,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 387,588 | $2,213,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 267,764 | $2,150,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 228,958 | $2,150,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,900,000 | $2,135,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 24,098 | $2,134,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 109,948 | $2,132,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,257,000 | $2,126,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 63,887 | $2,125,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 72,000 | $2,117,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 40,251 | $2,098,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,205,000 | $2,096,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,590,000 | $2,059,000 | thousands by filing date | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 52,495 | $2,052,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 504,970 | $2,045,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,355,069 | $2,033,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 620,309 | $2,028,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 83,963 | $2,016,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 9,786 | $1,994,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,015,000 | $1,987,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,945,000 | $1,962,000 | thousands by filing date | principal |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 51,362 | $1,951,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 131,885 | $1,937,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 106,916 | $1,935,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 56,437 | $1,917,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 277,800 | $1,914,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21,600 | $1,886,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 14,656 | $1,882,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 31,217 | $1,878,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 450,000 | $1,877,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 400,300 | $1,869,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 89,460 | $1,843,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 322,218 | $1,839,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 30,458 | $1,834,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 79,491 | $1,832,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 358,675 | $1,826,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 34,314 | $1,820,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 42,293 | $1,806,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 250,534 | $1,806,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 358,776 | $1,801,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 136,335 | $1,794,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 29,150 | $1,785,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 23,545 | $1,784,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 224,500 | $1,767,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 79,174 | $1,766,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 1,775,000 | $1,756,000 | thousands by filing date | principal |
| iShares U.S. Technology ETF | 464287721 | SHS | 20,606 | $1,753,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 30,355 | $1,753,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 55,916 | $1,750,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 449,900 | $1,732,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 25,468 | $1,730,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 250,374 | $1,725,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 83,000 | $1,709,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 96,800 | $1,707,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 22,141 | $1,701,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 53,524 | $1,698,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,685,000 | $1,698,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,470,000 | $1,687,000 | thousands by filing date | principal |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 581,916 | $1,670,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 17,672 | $1,667,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 133,333 | $1,667,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 185,900 | $1,664,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 55,045 | $1,641,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 198,717 | $1,637,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 403,138 | $1,612,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 23,738 | $1,601,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 36,986 | $1,600,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 28,869 | $1,599,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 1,000,000 | $1,593,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25,277 | $1,585,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 136,949 | $1,576,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 193,143 | $1,574,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 27,067 | $1,572,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11,942 | $1,567,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 135,502 | $1,541,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 59,564 | $1,539,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 87,221 | $1,527,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 1,520,000 | $1,518,000 | thousands by filing date | principal |
| WILLDAN GROUP INC | 96924N100 | COM | 35,351 | $1,474,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 87,900 | $1,461,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,297 | $1,458,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 298,500 | $1,451,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 42,515 | $1,437,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,450,000 | $1,437,000 | thousands by filing date | principal |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 47,956 | $1,423,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 40,658 | $1,421,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 19,878 | $1,421,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 207,800 | $1,421,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 47,178 | $1,403,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 576,500 | $1,395,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 15,024 | $1,391,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 52,863 | $1,383,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,923 | $1,372,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 84,129 | $1,370,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 212,620 | $1,367,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 43,565 | $1,352,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 14,113 | $1,345,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,855 | $1,342,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 52,058 | $1,338,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 205,984 | $1,333,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 89,098 | $1,309,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 256,309 | $1,294,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 1,500,000 | $1,293,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,350,000 | $1,293,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 32,813 | $1,291,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 188,925 | $1,287,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 87,088 | $1,286,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 81,950 | $1,268,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,572 | $1,264,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,011 | $1,241,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 32,820 | $1,236,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 12,402 | $1,227,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 42,383 | $1,220,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,985 | $1,216,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 37,867 | $1,212,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 45,875 | $1,211,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 441,783 | $1,210,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 144,991 | $1,195,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 140,130 | $1,190,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 31,200 | $1,186,000 | thousands by filing date | |
| MGC | 921910873 | COM | 8,859 | $1,182,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 545,997 | $1,169,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-21-000776 | this filing | 2021-02-08 | acceptance time not in the bulk data set |