13F-HR filed by GLENMEDE TRUST CO NA
GLENMEDE TRUST CO NA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 2,233 holding rows worth $7,547,121,000.
- Accession
- 0000314949-14-000005
- Filer
- CIK 314949
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 3,698 entries on the cover page, a total value of $7,547,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,547,121,000 with VALUE read as thousands by filing date, 13F file number 028-00126. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGlenmede Investment Management LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United Parcel Service, Inc | 917286106 | COM | 500 | $8,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 592 | $8,000 | thousands by filing date | |
| AMERICAN BEACON FUNDS INST CL | 024527400 | MF | 650 | $8,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 750 | $8,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 5,000 | $8,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 125 | $8,000 | thousands by filing date | |
| HARBOR INTERNATIONAL FD - INV | 411511645 | COMMON | 111 | $8,000 | thousands by filing date | |
| POST PROPERTIES 8.5% $2.125 PFD Ser A | 737464206 | PREFERRED | 129 | $8,000 | thousands by filing date | |
| CORTS GS CAPITAL I $0.06 PFD | 22082P208 | PREFERRED | 334 | $8,000 | thousands by filing date | |
| SUNAMERICA INTL DIVIDEND | 867031726 | COMMON | 663 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,300 | $7,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 500 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 402 | $7,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 100 | $7,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 200 | $7,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 603 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50 | $7,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 100 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 300 | $7,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 90 | $7,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 200 | $7,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 190 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 298 | $7,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 136 | $7,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 412 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 135 | $7,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 383 | $7,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 506 | $7,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 718 | $7,000 | thousands by filing date | |
| HERITAGE BANKSHARES INC | 42721M101 | COMMON | 500 | $7,000 | thousands by filing date | |
| PRIVATEBANCORP IV 10% $2.5 PFD | 74272L208 | PREFERRED | 300 | $7,000 | thousands by filing date | |
| FED CAP INCM I | 31420C621 | Mutual Fund | 807 | $7,000 | thousands by filing date | |
| AMERICAN HERITAGE INTL INC | 02650U102 | COMMON | 31,000 | $7,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 826 | $6,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 40 | $6,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 139 | $6,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 300 | $6,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $6,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 458 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 331 | $6,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 190 | $6,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 841 | $6,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 160 | $6,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 987 | $6,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,000 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 234 | $6,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 602 | $6,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 124 | $6,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 583 | $6,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 134 | $6,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,500 | $6,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 800 | $6,000 | thousands by filing date | |
| ROYAL FINANCIAL INC | 78027P109 | COMMON | 770 | $6,000 | thousands by filing date | |
| BANK OF COMMERCE/CHARLOTTE | 061590105 | COMMON | 1,000 | $6,000 | thousands by filing date | |
| SOUND BANKING COMPANY/MOREHE | 836068106 | COMMON | 935 | $6,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 347 | $6,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 191 | $6,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 245 | $5,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 121 | $5,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 543 | $5,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 208 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 205 | $5,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 41 | $5,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 367 | $5,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 50 | $5,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,000 | $5,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 456 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 876 | $5,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 261 | $5,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 135 | $5,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 175 | $5,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 300 | $5,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 331 | $5,000 | thousands by filing date | |
| SEKISUI HOUSE SPONS ADR | 816078307 | COM | 372 | $5,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 119 | $5,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 80 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 5,000 | $5,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 1,237 | $5,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 500 | $5,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 690 | $5,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 6,000 | $5,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 800 | $5,000 | thousands by filing date | |
| GENSPERA INC COM | 37251Q100 | COMMON | 6,019 | $5,000 | thousands by filing date | |
| CCSB FINANCIAL CORP | 14985B105 | COMMON | 670 | $5,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,000 | $5,000 | thousands by filing date | |
| Aisin Corp | 00956Q106 | Common Stock | 129 | $5,000 | thousands by filing date | |
| mfus45070a206 | 45070a206 | MUTUAL FUND | 298 | $5,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 166 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 95 | $4,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 68 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 24 | $4,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 131 | $4,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4 | $4,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 31 | $4,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 75 | $4,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 45,000 | $4,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 366 | $4,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 125 | $4,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 5,000 | $4,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 100 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 454 | $4,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 200 | $4,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 133 | $4,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 193 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 260 | $4,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 450 | $4,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 67 | $4,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,000 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 35 | $4,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 2,000 | $4,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,600 | $4,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 4,000 | $4,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 329 | $4,000 | thousands by filing date | |
| NORTHERN GLOBAL TACTICAL ASSET ALLOC FD | 665162392 | COMMON | 342 | $4,000 | thousands by filing date | |
| COLUMBUS COMMUNITY BANK | 199030107 | COMMON | 1,500 | $4,000 | thousands by filing date | |
| NATURE COAST BANK | 63901Y103 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,360 | $4,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC COM | 282644103 | COM | 3,000 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 286 | $3,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $3,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 100 | $3,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 185 | $3,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 216 | $3,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 204 | $3,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 226 | $3,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 500 | $3,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 250 | $3,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 160 | $3,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 504 | $3,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 181 | $3,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,000 | $3,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 150 | $3,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 900 | $3,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 108 | $3,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,000 | $3,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 548 | $3,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 1,000 | $3,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 1,000 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 200 | $3,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 456 | $3,000 | thousands by filing date | |
| CALCOL INC | 128699105 | COMMON | 265,000 | $3,000 | thousands by filing date | |
| ACE AVIATION HOLDINGS INC | 00440P409 | COMMON | 1,200 | $3,000 | thousands by filing date | |
| QRXPHARMA LIMITED SHARES | B1J6MYA46 | COMMON | 43,795 | $3,000 | thousands by filing date | |
| HEMP INC | 423703107 | COM | 65,000 | $3,000 | thousands by filing date | |
| OLEO E GAS PARTICIPACOES SA | 68061P107 | COMMON | 48,780 | $3,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 300 | $2,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 50 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 125 | $2,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 90 | $2,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 202 | $2,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,000 | $2,000 | thousands by filing date | |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 4,026 | $2,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,027 | $2,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 100 | $2,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 33 | $2,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 109 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,000 | $2,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 119 | $2,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 97 | $2,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 100 | $2,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 634 | $2,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,000 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 986 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 2,000 | $2,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 400 | $2,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 320 | $2,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 500 | $2,000 | thousands by filing date | |
| ARTISAN GLOBAL VALUE FUND | 04314H840 | COMMON | 145 | $2,000 | thousands by filing date | |
| FOOTHILLS BANK & TRUST CORPORATION | 34510Y305 | COMMON | 2,000 | $2,000 | thousands by filing date | |
| LESCARDEN INC | 526867106 | COMMON | 90,000 | $2,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 9 | $2,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 300 | $2,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 119 | $2,000 | thousands by filing date | |
| COLUMBIA ACORN INTL -C | 197199821 | COMMON | 52 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 350 | $1,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 54 | $1,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 100 | $1,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 100 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 35 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 82 | $1,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 68 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 67 | $1,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 202 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 131 | $1,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 192 | $1,000 | thousands by filing date | |
| MS&AD INS GROUP HLDGS ADR | 553491101 | COM | 90 | $1,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 37 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 576 | $1,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| PERMANENT PORTFOLIO PERMANENT I | 714199106 | NTF EQUITY FUNDS | 24 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 82 | $1,000 | thousands by filing date | |
| KAANAPALI LD LLC | 48282H308 | COM | 50 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 50 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 150 | $1,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 64 | $1,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 425 | $1,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 100 | $1,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 20 | $1,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 153 | $1,000 | thousands by filing date | |
| Assurenced Guaranty Muni 6.875%due 12/15/2 | 04623A205 | Pfd Stk | 74 | $1,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 2,000 | $1,000 | thousands by filing date | |
| NORSTRA ENERGY INC | 65654V103 | COMMON | 10,000 | $1,000 | thousands by filing date | |
| GRANDEUR PEAK GLOBAL OPPORTUNITIES FD | 317609386 | COMMON | 547 | $1,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 98 | $1,000 | thousands by filing date | |
| COMTREX SYSTEMS CORP | 205920200 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 2,000 | $1,000 | thousands by filing date | |
| COSINE COMMUNICATIONS INC | 221222706 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| TRONOX INC - A CW18 EXP 02/14/18 | 897051116 | COMMON | 12 | $1,000 | thousands by filing date | |
| TRONOX INC - B CW18 | 897051124 | COMMON | 16 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP ORD SHS | B7T7721 | COMMON | 180 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 500 | $1,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 48 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE ORD | GB0009252 | COMMON | 47 | $1,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | GB0004082 | COMMON | 80 | $1,000 | thousands by filing date | |
| Airtech Inlt Group Reg Revoked | 00950F205 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA NAVIGATION ENT-CLASS A | Y6476R105 | COMMON | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,002 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000314949-14-000005 | this filing | 2014-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-14-000006 | base | 2014-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-15-000003 | added | 2015-02-06 | acceptance time not in the bulk data set |