13F-HR filed by GLENMEDE TRUST CO NA
GLENMEDE TRUST CO NA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 2,233 holding rows worth $7,547,121,000.
- Accession
- 0000314949-14-000005
- Filer
- CIK 314949
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 3,698 entries on the cover page, a total value of $7,547,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,547,121,000 with VALUE read as thousands by filing date, 13F file number 028-00126. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGlenmede Investment Management LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WABCO HLDGS INC | 92927K102 | COM | 499 | $53,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,100 | $53,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 937 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 876 | $52,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 3,973 | $52,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 856 | $51,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,425 | $51,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 1,980 | $51,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 7,478 | $51,000 | thousands by filing date | |
| Dominion Res Inc Enhanced Jr Sub Notes 2009A | 25746U604 | Com | 2,034 | $51,000 | thousands by filing date | |
| FEDERATED CLOVER VALUE - A | 314172255 | COMMON | 2,150 | $51,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 800 | $50,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 16,000 | $50,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,568 | $50,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 904 | $50,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,129 | $50,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 5,000 | $50,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 553 | $50,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 4,000 | $50,000 | thousands by filing date | |
| PENN LIBERTY FINANCIAL CORP | 707990909 | COMMON | 4,167 | $50,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 898 | $49,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 477 | $49,000 | thousands by filing date | |
| ROYCE FD PENN MUT INV | 780905840 | MF | 3,293 | $49,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,671 | $48,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 893 | $48,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,425 | $48,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 643 | $48,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 1,000 | $48,000 | thousands by filing date | |
| FANUC CORP NPV | JP3802400 | COMMON | 285 | $48,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 300 | $47,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 900 | $47,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 500 | $47,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,285 | $47,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 550 | $47,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 744 | $47,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,000 | $47,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 3,000 | $47,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 596 | $46,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 718 | $46,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 740 | $46,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 902 | $46,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,001 | $46,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 965 | $46,000 | thousands by filing date | |
| BOMBARDIER | 002855413 | COMMON | 2,098 | $46,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 913 | $45,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,346 | $45,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,265 | $45,000 | thousands by filing date | |
| MACE SEC INTL | 554335208 | COM | 120,000 | $45,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,725 | $45,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,200 | $45,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 1,400 | $45,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 376 | $44,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 356 | $44,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,000 | $44,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,556 | $44,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,711 | $44,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,050 | $44,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,483 | $44,000 | thousands by filing date | |
| J. SAINSBURY PLC-SPONS ADR | 466249208 | USD | 2,066 | $44,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 950 | $44,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,326 | $44,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 465 | $43,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,205 | $43,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,295 | $43,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 420 | $43,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,000 | $43,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,000 | $43,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 3,281 | $42,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,000 | $42,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 975 | $42,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,260 | $42,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 953 | $42,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 275 | $42,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,300 | $42,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,463 | $42,000 | thousands by filing date | |
| CORTS-BELLSOUTH 7% $1.75 PFD | 22080E205 | PREFERRED | 1,605 | $42,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,374 | $42,000 | thousands by filing date | |
| FAST RETAILING CO LTD | JP3802300 | COMMON | 130 | $42,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,779 | $41,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,100 | $41,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 800 | $41,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,656 | $41,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 1,659 | $41,000 | thousands by filing date | |
| AMERICAN CENTURY GLOBAL GROWTH FUND | 025086844 | COMMON | 3,236 | $41,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 550 | $40,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 195 | $40,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,361 | $40,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,000 | $40,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 2,975 | $40,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 915 | $40,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 23,000 | $40,000 | thousands by filing date | |
| LEUTHOLD CORE INVESTMENT FUND | 527289102 | FD | 2,090 | $40,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 695 | $39,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,829 | $39,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 240 | $39,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,000 | $39,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 650 | $39,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 725 | $39,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 858 | $39,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,230 | $39,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 3,700 | $39,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 290 | $39,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,573 | $38,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,275 | $38,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,000 | $38,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,337 | $38,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 3,125 | $38,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 540 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 207 | $37,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 390 | $37,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 235 | $37,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,125 | $37,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,030 | $37,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 2,365 | $37,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 771 | $37,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,150 | $37,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 350 | $37,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,000 | $37,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 300 | $37,000 | thousands by filing date | |
| JC DECAUX SA | 7136663 | COM | 1,000 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMETEK INC COM | 031100100 | Stock | 700 | $36,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 600 | $36,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 901 | $36,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 1,755 | $36,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 2,335 | $36,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 692 | $36,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,000 | $36,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,409 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,000 | $36,000 | thousands by filing date | |
| RYDEX SERIES PRECIOUS METALS | 783554181 | COMMON | 1,052 | $36,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,123 | $35,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 798 | $35,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,000 | $35,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 725 | $35,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,131 | $35,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 2,000 | $35,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 170 | $35,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,155 | $35,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,310 | $35,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 769 | $35,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 2,025 | $35,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 13,839 | $35,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $35,000 | thousands by filing date | |
| FIDELITY ADV EQUITY INCOME-T | 315808204 | COMMON | 1,009 | $35,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 774 | $34,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,000 | $34,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,803 | $34,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 332 | $34,000 | thousands by filing date | |
| BRANDYWINE REALTY PFD 6.9 | 105368609 | Com | 1,325 | $34,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 852 | $33,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 1,500 | $33,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,360 | $33,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,700 | $33,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,000 | $33,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 500 | $32,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 523 | $32,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 987 | $31,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,400 | $31,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,200 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,200 | $31,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,500 | $31,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,507 | $31,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 10,000 | $31,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 5,750 | $31,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 350 | $31,000 | thousands by filing date | |
| NOVOZYMES A/S-B SHARES | B798FW0 | COM | 640 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 166 | $30,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 500 | $30,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,200 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 898 | $30,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,000 | $30,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 568 | $30,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 925 | $30,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,000 | $30,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,000 | $30,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 1,223 | $30,000 | thousands by filing date | |
| JOHN HANCOCK S/C EQUITY FD -A | 409905700 | COMMON | 909 | $30,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 590 | $29,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,094 | $29,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 737 | $29,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3,000 | $29,000 | thousands by filing date | |
| ZURICH INSURANCE GROUP AG | 5983816 | COMMON | 99 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COPA HOLDINGS SA | P31076105 | CL A | 200 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 445 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 800 | $28,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,366 | $28,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,000 | $28,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 600 | $27,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 450 | $27,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 900 | $27,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 500 | $27,000 | thousands by filing date | |
| PARDEE RESOURCES | 699437109 | COMMON | 100 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 240 | $27,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 2,218 | $27,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,000 | $27,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 741 | $27,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 2,000 | $27,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 1,047 | $27,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 2,125 | $27,000 | thousands by filing date | |
| HANG LUNG GROUP LTD -SP ADR | 41043E102 | ADR | 1,000 | $27,000 | thousands by filing date | |
| BANK OF AMERICA CORP $0.08 PFD | 060505DR2 | PREFERRED | 25,000 | $27,000 | thousands by filing date | |
| PUBLIC STORAGE 6.875% $1.7188 PFD | 74460D182 | PREFERRED | 1,033 | $27,000 | thousands by filing date | |
| AMERICAN EUROPACIFIC GROWTH CLASS C | 298706300 | COMMON | 547 | $27,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $26,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 300 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400 | $26,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,000 | $26,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 829 | $26,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,169 | $26,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 1,000 | $26,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,190 | $26,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 690 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 595 | $25,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 399 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 365 | $25,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 600 | $25,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 470 | $25,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 3,055 | $25,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,000 | $25,000 | thousands by filing date | |
| ENDURANCE SPECIATY HLDG 7.75% $1.9375 PFD | 29267H208 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| SPECTRASCIENCE INC | 84760E301 | COMMON | 514,352 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 700 | $24,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 300 | $24,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,000 | $24,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 500 | $24,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,550 | $24,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,276 | $24,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 600 | $24,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,893 | $24,000 | thousands by filing date | |
| NOVARTIS AG-REG SHS (SWITZERLAND) | 7103065 | COMMON | 270 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 426 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 500 | $23,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 600 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 622 | $23,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 575 | $23,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,798 | $23,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 750 | $23,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 3,925 | $23,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 400 | $23,000 | thousands by filing date | |
| TAX EXEMPT SECURITIES TRUST NJ TR UIT158 | 87676B600 | COMMON | 75 | $23,000 | thousands by filing date | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 915 | $23,000 | thousands by filing date | |
| Hutchison Whampoa Ltd-Adr | 448415208 | Com | 880 | $23,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 351 | $23,000 | thousands by filing date | |
| NATIXIS | FR0000120 | COM | 200 | $23,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 260 | $22,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 390 | $22,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 264 | $22,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 725 | $22,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,000 | $22,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,784 | $22,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,600 | $22,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,500 | $22,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,020 | $22,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 836 | $22,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 800 | $22,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,000 | $22,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 277 | $21,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 33 | $21,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 330 | $21,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 307 | $21,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 1,300 | $21,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 7,000 | $21,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,000 | $21,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 5,899 | $21,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 3,190 | $21,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,051 | $21,000 | thousands by filing date | |
| TIME WARNER INC SR NT CONV DTD 4/1/2011 4.75% 3/29/2021 | 887317AK1 | CONVERTIBLE | 19,000 | $21,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 850 | $21,000 | thousands by filing date | |
| CHEUNG KONG HOLDINGS LTD | 6190273 | COM | 1,190 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 200 | $20,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 500 | $20,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,175 | $20,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 13,000 | $20,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,075 | $20,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,065 | $20,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 1,361 | $20,000 | thousands by filing date | |
| PEPSICO INC SR NT CONV DTD 8/13/2012 1.25% 8/13/2017 | 713448CB2 | CONVERTIBLE | 20,000 | $20,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 150 | $19,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 648 | $19,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 520 | $19,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,200 | $19,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 196 | $19,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,100 | $19,000 | thousands by filing date | |
| CREDIT SUISSE GROUP AG | 7171589 | COMMON | 676 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LORD ABBETT VALUE OPPORTUNITIES FD A | 54400A100 | COMMON | 885 | $19,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 798 | $19,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 300 | $18,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 325 | $18,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 648 | $18,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 700 | $18,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 613 | $18,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 240 | $18,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 200 | $18,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 250 | $18,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 699 | $18,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,250 | $18,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 175 | $18,000 | thousands by filing date | |
| CSL LTD | 6185495 | COM | 300 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VOYA MUT FDS RUSSIA FD CL I | 92913W698 | COMMON | 560 | $18,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 154 | $17,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,500 | $17,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,210 | $17,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 405 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,020 | $17,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 500 | $17,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,005 | $17,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 234 | $17,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 300 | $17,000 | thousands by filing date | |
| ARTISAN SMALL CAP VALUE FUND | 04314H501 | COMMON | 940 | $17,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 700 | $17,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 300 | $17,000 | thousands by filing date | |
| TELEFONICA SA | 5732524 | COMMON | 1,000 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKHAWK NET B | 09238E203 | Common Stock | 643 | $17,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 235 | $16,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 352 | $16,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 328 | $16,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 418 | $16,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 400 | $16,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 761 | $16,000 | thousands by filing date | |
| TEMPLETON GROWTH FD INC COM | 880199104 | MUTUAL | 631 | $16,000 | thousands by filing date | |
| Myrexis Inc | 62856H107 | COM | 101,185 | $16,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 777 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 665 | $16,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 350 | $16,000 | thousands by filing date | |
| GOLD STANDARD VENTURES CORP | B05J9S2 | COMMON | 20,000 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 600 | $16,000 | thousands by filing date | |
| RAYMOND JAMES FINANCIAL INC SR NT 6.9 PFD | 754730208 | PREFERRED | 600 | $16,000 | thousands by filing date | |
| VYCOR MEDICAL INC | 92921M203 | Common | 6,266 | $16,000 | thousands by filing date | |
| FIRST EAGLE GLB BLDR I | 32008F671 | Mutual Fund | 1,405 | $16,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 405 | $15,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,000 | $15,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,875 | $15,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 502 | $15,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 520 | $15,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 1,954 | $15,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 47 | $15,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 978 | $15,000 | thousands by filing date | |
| Ap Moller-Maersk | 00202F102 | Equity | 1,218 | $15,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 485 | $15,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 156 | $15,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 1,157 | $15,000 | thousands by filing date | |
| SUMITOMO METAL MININ UNS ADR | 86563T104 | COM | 929 | $15,000 | thousands by filing date | |
| HANG LUNG PROPERTIES SP ADR | 41043M104 | COM | 1,000 | $15,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 1,706 | $15,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 200 | $15,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 600 | $15,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $15,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 357 | $15,000 | thousands by filing date | |
| TITAN MEDICAL INC | B2R72T0 | COMMON | 6,600 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PS BUSINESS PARKS INC 6.875% $1.71875 PFD | 69360J883 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| REGENCY CTRS CORP $1.65625 PFD | 758849707 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| BRITISH SKY BROADCASTING | 111013108 | COM | 247 | $15,000 | thousands by filing date | |
| ARYZTA AG ADR | 04338X102 | ADR | 317 | $15,000 | thousands by filing date | |
| WILLIAM HILL ADR | 96925P104 | COM | 670 | $15,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 2,600 | $15,000 | thousands by filing date | |
| COLUMBIA SELIGMAN GLOBAL TECHN | 19766H296 | COMMON | 620 | $15,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 13 | $14,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 400 | $14,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 336 | $14,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 654 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 373 | $14,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 894 | $14,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 768 | $14,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 287 | $14,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 415 | $14,000 | thousands by filing date | |
| Repsol YPF SA-old ticker | 76026t205 | COM | 568 | $14,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 799 | $14,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 413 | $14,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 350 | $14,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 1,088 | $14,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 734 | $14,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,800 | $14,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 1,000 | $14,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| ENTERGY LA LLC $1.3125 PFD | 29364W504 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 362 | $14,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 419 | $14,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 380 | $14,000 | thousands by filing date | |
| CHEUNG KONG HOLDINGS LTD | 166744201 | COM | 843 | $14,000 | thousands by filing date | |
| Pandora Media | 698341104 | COM | 776 | $14,000 | thousands by filing date | |
| ABERDEEN ASSET MGMT PL ADR | 00300A104 | ADR | 949 | $14,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 303 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 11 | $13,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 885 | $13,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 309 | $13,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 300 | $13,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 400 | $13,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 79 | $13,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,106 | $13,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,000 | $13,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 560 | $13,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 13,000 | $13,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 580 | $13,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,500 | $13,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 600 | $13,000 | thousands by filing date | |
| SANTOS LIMITED | 6776703 | COMMON | 990 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $13,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 705 | $13,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 150 | $12,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,344 | $12,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 345 | $12,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,276 | $12,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 527 | $12,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 393 | $12,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,121 | $12,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 382 | $12,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 422 | $12,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 400 | $12,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,345 | $12,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 470 | $12,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 3,988 | $12,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 500 | $12,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 2,000 | $12,000 | thousands by filing date | |
| GULF POWER CO 5.75% $1.4375 PFD | 402479745 | PREFERRED | 498 | $12,000 | thousands by filing date | |
| CITIGROUP INC 8.125% $2.03125 PFD | 172967572 | PREFERRED | 419 | $12,000 | thousands by filing date | |
| HOTCHKIS & WILEY COR VALUE - I | 44134R768 | COMMON | 837 | $12,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 509 | $12,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR C | 140193301 | LOAD EQUITY FUND | 208 | $12,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 549 | $11,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 210 | $11,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 400 | $11,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 298 | $11,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 200 | $11,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 160 | $11,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 290 | $11,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,000 | $11,000 | thousands by filing date | |
| ITOCHU CORP SPONS ADR | 465717106 | FOREIGN | 453 | $11,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 360 | $11,000 | thousands by filing date | |
| MARKS & SP | 570912105 | USD | 785 | $11,000 | thousands by filing date | |
| First Eagle Overseas Fund I | 32008F200 | ETF | 474 | $11,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 2,016 | $11,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 5,000 | $11,000 | thousands by filing date | |
| FPA PARAMOUNT FUND INC | 302546106 | COMMON | 611 | $11,000 | thousands by filing date | |
| LORD ABBETT INTL EQ A | 543915649 | COM | 787 | $11,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,544 | $10,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,000 | $10,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 520 | $10,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 930 | $10,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,422 | $10,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 430 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 79 | $10,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 331 | $10,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 350 | $10,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 593 | $10,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 75 | $10,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 4,000 | $10,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 1,558 | $10,000 | thousands by filing date | |
| LEAR CORP WARRANTS | 521865113 | COMMON | 59 | $10,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 1,150 | $10,000 | thousands by filing date | |
| FIRST AMER HOLDINGS COPORATION | 318476108 | COMMON | 2,000 | $10,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 1,700 | $10,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 1,000 | $10,000 | thousands by filing date | |
| FRANKLIN MUTUAL SHARES A | 628380602 | NTF EQUITY FUNDS | 357 | $10,000 | thousands by filing date | |
| Gabelli ABC Fund | 36239V207 | MF | 982 | $10,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 160 | $9,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 127 | $9,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $9,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 153 | $9,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 119 | $9,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 150 | $9,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 600 | $9,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 200 | $9,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,500 | $9,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 388 | $9,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 650 | $9,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 9,000 | $9,000 | thousands by filing date | |
| ALSTOM SA UNSPON ADR | 021244207 | COM | 2,734 | $9,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,350 | $9,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 196 | $9,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 325 | $9,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,000 | $9,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 438 | $9,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 205 | $9,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 7,000 | $9,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 670 | $9,000 | thousands by filing date | |
| HENNES & MAURITZ ORD B SHARES | 5687431 | COMMON | 215 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JANUS VENTURE FUND | 471023507 | COMMON | 147 | $9,000 | thousands by filing date | |
| GOOD HARBOR U S TACT I | 66538E747 | Mutual Fund | 902 | $9,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 207 | $8,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 250 | $8,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 200 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $8,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 985 | $8,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 416 | $8,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 128 | $8,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 800 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000314949-14-000005 | this filing | 2014-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-14-000006 | base | 2014-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-15-000003 | added | 2015-02-06 | acceptance time not in the bulk data set |