13F-HR filed by GLENMEDE TRUST CO NA
GLENMEDE TRUST CO NA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 2,309 holding rows worth $7,788,907,000.
- Accession
- 0000314949-14-000001
- Filer
- CIK 314949
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 3,758 entries on the cover page, a total value of $7,788,907,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,788,907,000 with VALUE read as thousands by filing date, 13F file number 028-00126. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGlenmede Investment Management LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 140 | $6,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 150 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 200 | $6,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 458 | $6,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 208 | $6,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 55 | $6,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 284 | $6,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 636 | $6,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 190 | $6,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 304 | $6,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 400 | $6,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 204 | $6,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 307 | $6,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 454 | $6,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 493 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 425 | $6,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 357 | $6,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 718 | $6,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 808 | $6,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 1,000 | $6,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 1,000 | $6,000 | thousands by filing date | |
| CALCOL INC | 128699105 | COMMON | 265,000 | $6,000 | thousands by filing date | |
| HERITAGE BANKSHARES INC | 42721M101 | COMMON | 500 | $6,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 375 | $6,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 157 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 168 | $5,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 73 | $5,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 24 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 597 | $5,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 75 | $5,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 27 | $5,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 233 | $5,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,000 | $5,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 140 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 140 | $5,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 116 | $5,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 310 | $5,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 109 | $5,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 175 | $5,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 300 | $5,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 144 | $5,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 80 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 5,000 | $5,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 1,237 | $5,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 500 | $5,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 6,000 | $5,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 800 | $5,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 568 | $5,000 | thousands by filing date | |
| TITAN MEDICAL INC | B2R72T0 | COMMON | 6,600 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL FINANCIAL INC | 78027P109 | COMMON | 770 | $5,000 | thousands by filing date | |
| SOUND BANKING COMPANY/MOREHE | 836068106 | COMMON | 850 | $5,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 203 | $4,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 167 | $4,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 165 | $4,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 131 | $4,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4 | $4,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 141 | $4,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 150 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 327 | $4,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 75 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 228 | $4,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 336 | $4,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 250 | $4,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 232 | $4,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,027 | $4,000 | thousands by filing date | |
| ORLEANS HOMEBUILDERS COM | 686588104 | COM | 44,987 | $4,000 | thousands by filing date | |
| Hussman Strategic Growth | 448108100 | MF | 492 | $4,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 50 | $4,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 67 | $4,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 807 | $4,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,000 | $4,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,500 | $4,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 123 | $4,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 500 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 268 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 35 | $4,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 2,000 | $4,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 4,000 | $4,000 | thousands by filing date | |
| Oppenheimer Developing Markets | 683974109 | MUT | 131 | $4,000 | thousands by filing date | |
| NORTHERN GLOBAL TACTICAL ASSET ALLOC FD | 665162392 | COMMON | 411 | $4,000 | thousands by filing date | |
| CCSB FINANCIAL CORP | 14985B105 | COMMON | 670 | $4,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 770 | $4,000 | thousands by filing date | |
| WACHOVIA FND 7.25% $1.8125 PFD | 92977V206 | PREFERRED | 200 | $4,000 | thousands by filing date | |
| WANT WANT CHINA HLDGS LTD ADR | 93370R107 | ADR | 60 | $4,000 | thousands by filing date | |
| OLEO E GAS PARTICIPACOES SA | 68061P107 | COMMON | 48,780 | $4,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 68 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 90 | $3,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 102 | $3,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 29 | $3,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 79 | $3,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 768 | $3,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 125 | $3,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 52 | $3,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 246 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 234 | $3,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 507 | $3,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 425 | $3,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,000 | $3,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 253 | $3,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 548 | $3,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 1,000 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 2,000 | $3,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 650 | $3,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 320 | $3,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 329 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 200 | $3,000 | thousands by filing date | |
| ARTISAN GLOBAL VALUE FUND | 04314H840 | COMMON | 202 | $3,000 | thousands by filing date | |
| ACE AVIATION HOLDINGS INC | 00440P409 | COMMON | 1,200 | $3,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,000 | $3,000 | thousands by filing date | |
| BANK OF COMMERCE/CHARLOTTE | 061590105 | COMMON | 1,000 | $3,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 2,360 | $3,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 174 | $2,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 286 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 544 | $2,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 90 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 125 | $2,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 221 | $2,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 500 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 74 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,000 | $2,000 | thousands by filing date | |
| QBE INSURANCE GROUP SPN ADR | 74728G605 | COM | 200 | $2,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 100 | $2,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 129 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,000 | $2,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 47 | $2,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 100 | $2,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 312 | $2,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 634 | $2,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,000 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,500 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 36 | $2,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 500 | $2,000 | thousands by filing date | |
| FOOTHILLS BANK & TRUST CORPORATION | 34510Y305 | COMMON | 2,000 | $2,000 | thousands by filing date | |
| GRANDEUR PEAK GLOBAL OPPORTUNITIES FD | 317609386 | COMMON | 783 | $2,000 | thousands by filing date | |
| COSINE COMMUNICATIONS INC | 221222706 | COMMON | 1,000 | $2,000 | thousands by filing date | |
| LESCARDEN INC | 526867106 | COMMON | 90,000 | $2,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 9 | $2,000 | thousands by filing date | |
| NATURE COAST BANK | 63901Y103 | COMMON | 1,000 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 500 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 25 | $1,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 18 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 35 | $1,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 75 | $1,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 202 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 131 | $1,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 19 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 180 | $1,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 50 | $1,000 | thousands by filing date | |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 4,026 | $1,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| SPYGLASS RES CORP COM | 852193101 | COM | 794 | $1,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19 | $1,000 | thousands by filing date | |
| KAANAPALI LD LLC | 48282H308 | COM | 50 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 50 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 150 | $1,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 100 | $1,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 165 | $1,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 100 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 183 | $1,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,000 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 500 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 2,000 | $1,000 | thousands by filing date | |
| NORSTRA ENERGY INC | 65654V103 | COMMON | 10,000 | $1,000 | thousands by filing date | |
| GS AGRIFUELS CORP | 36298R105 | COMMON | 2,000 | $1,000 | thousands by filing date | |
| PETROLEUM GEO-SERVICES-ADR | 716599105 | ADR | 135 | $1,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 98 | $1,000 | thousands by filing date | |
| COMTREX SYSTEMS CORP | 205920200 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 2,000 | $1,000 | thousands by filing date | |
| TREASURE ISLAND ROYALTY TRUST | 894626209 | COMMON | 5,000 | $1,000 | thousands by filing date | |
| TRONOX INC - B CW18 | 897051124 | COMMON | 17 | $1,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 200 | $1,000 | thousands by filing date | |
| CAR CHARGING GROUP INC | 14074Y206 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP ORD SHS | B7T7721 | COMMON | 180 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STANDARD CHARTERED PLC | GB0004082 | COMMON | 80 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LTD COM | M7516K103 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240M108 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINEMAX INC | 567908108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KCAP FINANCIAL INC | 48668E101 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWFIELD EXPL CO | 651290108 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMAR TECHNOLOGIES INC | 466212107 | COMMON STOCK | 30,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 3,975 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AHM INVESTMENT CORP | 02660R107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 676 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Airtech Inlt Group Reg Revoked | 00950F205 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATES FIRST CAPITAL CORPO | 046008207 | COM | 7,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Applied Visual Scien | 038287108 | COM | 460 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lowes Companies Inc | 42222G108 | LOW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP PFD NON VTG CL A percent NEW | 344437504 | PREFERRED STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 14,085 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEUCADIA NATL CORP | 527288104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEX CAP INC | 26817Q506 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE FOCUS TR | 78080N108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGOPTIX INC | 37517y103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATC TECH RESTRICTED (ESCROW RECEIPT) | 00206Y990 | COMMON | 923 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOSE TECHNOLOGIES INC | 640522108 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK PLUS CORP | 64122D506 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASECO RESOURCES INC | 936900109 | COMMON | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CABLE & COMMUNICATION | 16936M106 | COMMON | 9,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHORUS LTD ADR | 17040V107 | ADR | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTUREVEST GROUP RESTRICTED | G3705A995 | COMMON | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLDSPACE INC-CLASS A | 981579105 | COMMON | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WYTEX CORP CERT OF BENEFICIAL INT LIQ TR | 9AMCS12E5 | COMMON | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLWOOD GROUP INC | 406364406 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA NAVIGATION ENT-CLASS A | Y6476R105 | COMMON | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMEDIX INC | 73174C308 | COMMON | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLD METAL PRODUCTS INC | 192861102 | COMMON | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBUS COMMUNITY BANK | 199030107 | COMMON | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE ONE INC | 200693208 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR SAVINGS BANK PENN | 590ESC984 | COMMON | 35,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARTECH ENVIRONMENTAL CORP | 855906103 | COMMON | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORRIDOR COMMUNICATIONS CORP | 220261101 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CORP. | 125902106 | COMMON | 579 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDCOAST COMMUNITY BANCORP INC | 59564L107 | COMMON | 6,563 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLIKEN DOMESTIC INTL SALES CORP | 600992135 | COMMON | 46,223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONOX INC - A CW18 EXP 02/14/18 | 897051116 | COMMON | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S PRECIOUS METALS (ESCROW RECEIPT) | 91239R102 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN LABORATORIES INC | 228392304 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACH FIRST NATL BANCSHARES | 073334104 | COMMON | 4,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENTLEY SYSTEMS INC | 08265T109 | COMMON | 692 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGAN COAL AND TIMBER ASSOCIATION | 540990108 | COMMON | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TRAVEL GROUP | 91388Q202 | COMMON | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-SOLUTIONS FRANCHISE CO RESTRICTED | 09058G999 | COMMON | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREAKTHRU INDS GROUP INC | 106374200 | COMMON | 10,427 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAPLE LEAF FOODS INC | 564905107 | COMMON | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANAL CAPITAL (COPW) $1.3000 SERIES PFD | 137003208 | PREFERRED | 626 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRVINE COLLEGE - RESTRICTED | 743923963 | COMMON | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADARNA ENERGY CORPORATION | 00652G105 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARUSA INC | 422ESC301 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOUCHLINK RESTRICTED | 743923971 | COMMON | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUMITECH INTL GROUP INC | 44590E103 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICEWEB INC | 451034201 | COMMON | 27,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAVO BEVERAGE CO INC | 47189R104 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEALEGS CORPORATION LIMITED | 6156855 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BAROTEX TECHNOLOGY CORP | 06830X100 | COMMON | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E-CHECK "RESTRICTED" | 743923997 | COMMON | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIMEX RESTRICTED | 743923989 | COMMON | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC SECTOR ZONE CORPORATION | 744994195 | COMMON | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM GROUP INC 12/12/2014 | 74765L129 | COMMON | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM GROUP INC EXP 12/12/2014 | 74765L111 | COMMON | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM GROUP INC/THE | 74765L202 | COMMON | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE PHARMACEUTICAL CORP | 018773309 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED IRISH BANKS - SPONS ADR | 019228808 | ADR | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN GROUP INC | 02639T200 | COMMON | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY BANK CORP OF AMERICA | 31985E202 | COMMON | 1,653 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Paid Inc | 69561N204 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAMFORD INDUSTRIAL | 852685205 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Knight Capital Group, Inc. | 48244B100 | common stock | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDR HLDG CORP | 50185U105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROWNIES MARINE GROUP INC | 115867202 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Z-TRIM HOLDINGS INC. | 988924205 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE STORES CL A | 688197102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSH 1 LIQUIDATING CORP | 688197201 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCO RESOURCES RTS | 269279139 | RIGHT | 6,080 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATIENT PORTAL TECHNOLOGIES | 70322M105 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE RES PLC | 817209208 | COMMON | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000314949-14-000001 | this filing | 2014-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-15-000005 | added | 2015-02-06 | acceptance time not in the bulk data set |