13F-HR filed by GLENMEDE TRUST CO NA
GLENMEDE TRUST CO NA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 2,309 holding rows worth $7,788,907,000.
- Accession
- 0000314949-14-000001
- Filer
- CIK 314949
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 3,758 entries on the cover page, a total value of $7,788,907,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,788,907,000 with VALUE read as thousands by filing date, 13F file number 028-00126. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGlenmede Investment Management LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 18,597 | $53,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,000 | $52,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,425 | $52,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 600 | $52,000 | thousands by filing date | |
| M&T CAPITAL TRUST IV $0.085 PFD | 55292C203 | PREFERRED | 2,000 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 876 | $51,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 825 | $51,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,075 | $50,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 900 | $50,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,091 | $50,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4,551 | $50,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,500 | $50,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 500 | $50,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 7,112 | $50,000 | thousands by filing date | |
| PENN LIBERTY FINANCIAL CORP | 707990909 | COMMON | 4,167 | $50,000 | thousands by filing date | |
| PUBLIC STORAGE 6.875% $1.7188 PFD | 74460D182 | PREFERRED | 2,033 | $50,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,432 | $49,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 968 | $49,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 500 | $49,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 553 | $49,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 659 | $49,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,100 | $49,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 301 | $48,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 476 | $48,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,295 | $48,000 | thousands by filing date | |
| MACE SEC INTL | 554335208 | COM | 120,000 | $48,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 2,000 | $48,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,000 | $48,000 | thousands by filing date | |
| MORGAN STANLEY PFD | 61760T611 | PREFERRED | 5,000 | $48,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 4,000 | $48,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,294 | $47,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 740 | $47,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,000 | $47,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 2,782 | $47,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,100 | $47,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 1,350 | $47,000 | thousands by filing date | |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 2,500 | $47,000 | thousands by filing date | |
| RECKITT BENCKISER GROUP PLC | GB00B24CG | COMMON | 600 | $47,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,953 | $46,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,100 | $46,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,282 | $46,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 400 | $46,000 | thousands by filing date | |
| FEDERATED CLOVER VALUE - A | 314172255 | COMMON | 2,150 | $46,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 467 | $45,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,156 | $45,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,000 | $45,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 1,000 | $45,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,310 | $45,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 432 | $44,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,500 | $44,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,000 | $44,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,104 | $44,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,890 | $44,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 837 | $44,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 744 | $44,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 2,781 | $44,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 904 | $43,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 478 | $43,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,483 | $42,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 332 | $42,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,000 | $42,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 11,239 | $42,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,300 | $42,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,500 | $41,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,866 | $41,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 3,350 | $41,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,675 | $41,000 | thousands by filing date | |
| CORTS-BELLSOUTH 7% $1.75 PFD | 22080E205 | PREFERRED | 1,605 | $41,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 12,668 | $41,000 | thousands by filing date | |
| CHEUNG KONG HOLDINGS LTD | 6190273 | COM | 2,645 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Global Healthcare ETF | 464287325 | SHS | 465 | $40,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 277 | $40,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 745 | $40,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 600 | $40,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 3,125 | $40,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,463 | $40,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,630 | $39,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 1,000 | $39,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 455 | $38,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 580 | $38,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 500 | $38,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 800 | $38,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 835 | $38,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 675 | $38,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,263 | $38,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 3,000 | $38,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 1,659 | $38,000 | thousands by filing date | |
| LEUTHOLD CORE INVESTMENT FUND | 527289102 | FD | 2,090 | $38,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 440 | $37,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,400 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 207 | $37,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,361 | $37,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,028 | $37,000 | thousands by filing date | |
| Henkel AG & Co KGaA | 42550U109 | Equity | 362 | $37,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 290 | $37,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,190 | $36,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 700 | $36,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 550 | $36,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 795 | $36,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,000 | $36,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 4,000 | $36,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 1,260 | $36,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 570 | $36,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,887 | $35,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 550 | $35,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 742 | $35,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 902 | $35,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 700 | $35,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,075 | $35,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 300 | $34,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,000 | $34,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,273 | $34,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,060 | $34,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 650 | $33,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 1,500 | $33,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 305 | $32,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 595 | $32,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,000 | $32,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 392 | $32,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 390 | $32,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 619 | $32,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,759 | $32,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 429 | $32,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,000 | $32,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,500 | $32,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 10,500 | $32,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 36,070 | $32,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 1,000 | $31,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 500 | $31,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 567 | $31,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,060 | $31,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,764 | $31,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,105 | $31,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 680 | $31,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 6,080 | $31,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 1,100 | $31,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 737 | $31,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 810 | $31,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,150 | $30,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 700 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 445 | $30,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,000 | $30,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 600 | $30,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,088 | $30,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 365 | $30,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 744 | $30,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,600 | $30,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 458 | $30,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,803 | $30,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,800 | $30,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 1,814 | $30,000 | thousands by filing date | |
| BRANDYWINE REALTY PFD 6.9 | 105368609 | Com | 1,325 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,200 | $29,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,500 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 898 | $29,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,200 | $29,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 1,431 | $29,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 10,000 | $29,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,000 | $29,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 1,223 | $29,000 | thousands by filing date | |
| JPMORGAN LATIN AMERICA FUND | 4812A3510 | COMMON | 1,672 | $29,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 536 | $28,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,200 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 800 | $28,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 400 | $28,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 1,000 | $28,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 322 | $28,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,360 | $28,000 | thousands by filing date | |
| ZURICH INSURANCE GROUP AG | 5983816 | COMMON | 99 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,416 | $27,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,000 | $27,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 405 | $27,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,205 | $27,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 658 | $27,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 470 | $27,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 1,028 | $27,000 | thousands by filing date | |
| BANK OF AMERICA CORP $0.08 PFD | 060505DR2 | PREFERRED | 25,000 | $27,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 350 | $27,000 | thousands by filing date | |
| NOVOZYMES A/S-B SHARES | B798FW0 | COM | 640 | $27,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENNIS INC COM | 293389102 | Stock | 1,500 | $26,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 508 | $26,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 800 | $26,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 300 | $26,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 900 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 240 | $26,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,000 | $26,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,857 | $26,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 800 | $26,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 800 | $26,000 | thousands by filing date | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 1,131 | $26,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 522 | $25,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,000 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 595 | $25,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 43 | $25,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,609 | $25,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3,000 | $25,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 892 | $25,000 | thousands by filing date | |
| HANG LUNG GROUP LTD -SP ADR | 41043E102 | ADR | 1,000 | $25,000 | thousands by filing date | |
| ENDURANCE SPECIATY HLDG 7.75% $1.9375 PFD | 29267H208 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 900 | $25,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,386 | $24,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 570 | $24,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 825 | $24,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 643 | $24,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 600 | $24,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 300 | $24,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,000 | $24,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,000 | $24,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 240 | $24,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 1,000 | $24,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,250 | $24,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 459 | $23,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 600 | $23,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 600 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 700 | $23,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,025 | $23,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 307 | $23,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 139 | $23,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 500 | $23,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,000 | $23,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 730 | $23,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 17,000 | $23,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 7,000 | $23,000 | thousands by filing date | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 915 | $23,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 399 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 500 | $22,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,000 | $22,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 350 | $22,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 836 | $22,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,050 | $22,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,000 | $22,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,500 | $22,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 2,125 | $22,000 | thousands by filing date | |
| TAX EXEMPT SECURITIES TRUST NJ TR UIT158 | 87676B600 | COMMON | 75 | $22,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 277 | $21,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 500 | $21,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 460 | $21,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 120 | $21,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 3,055 | $21,000 | thousands by filing date | |
| NOVARTIS AG-REG SHS (SWITZERLAND) | 7103065 | COMMON | 270 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GATX CORP COM | 361448103 | Stock | 400 | $20,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 648 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 200 | $20,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,000 | $20,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 106 | $20,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,092 | $20,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,000 | $20,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,000 | $20,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,700 | $20,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 5,000 | $20,000 | thousands by filing date | |
| CREDIT SUISSE GROUP AG | 7171589 | COMMON | 676 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TIME WARNER INC SR NT CONV DTD 4/1/2011 4.75% 3/29/2021 | 887317AK1 | CONVERTIBLE | 19,000 | $20,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 33 | $19,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 520 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 625 | $19,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 248 | $19,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 540 | $19,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,075 | $19,000 | thousands by filing date | |
| PEPSICO INC SR NT CONV DTD 8/13/2012 1.25% 8/13/2017 | 713448CB2 | CONVERTIBLE | 20,000 | $19,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 850 | $19,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,000 | $18,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 325 | $18,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 640 | $18,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 725 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 458 | $18,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,000 | $18,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 400 | $18,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 5,000 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 610 | $18,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 300 | $18,000 | thousands by filing date | |
| LORD ABBETT VALUE OPPORTUNITIES FD A | 54400A100 | COMMON | 885 | $18,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 529 | $17,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,000 | $17,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 613 | $17,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 500 | $17,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,232 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,020 | $17,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 7,000 | $17,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 13,000 | $17,000 | thousands by filing date | |
| Myrexis Inc | 62856H107 | COM | 101,185 | $17,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 500 | $17,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 580 | $17,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 4,050 | $17,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 700 | $17,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 699 | $17,000 | thousands by filing date | |
| ARTISAN SMALL CAP VALUE FUND | 04314H501 | COMMON | 940 | $17,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 700 | $17,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 300 | $16,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 400 | $16,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 400 | $16,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 556 | $16,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 2,000 | $16,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 1,361 | $16,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 2,965 | $16,000 | thousands by filing date | |
| TELEFONICA SA | 5732524 | COMMON | 1,000 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| YELP INC CL A | 985817105 | Stock | 229 | $15,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 648 | $15,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 135 | $15,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 250 | $15,000 | thousands by filing date | |
| TEMPLETON GROWTH FD INC COM | 880199104 | MUTUAL | 631 | $15,000 | thousands by filing date | |
| HANG LUNG PROPERTIES SP ADR | 41043M104 | COM | 1,000 | $15,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 2,000 | $15,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,200 | $15,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 830 | $15,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 1,091 | $15,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,861 | $15,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 625 | $14,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 527 | $14,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 188 | $14,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 885 | $14,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 996 | $14,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 761 | $14,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 811 | $14,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 156 | $14,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 734 | $14,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 117 | $14,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $14,000 | thousands by filing date | |
| PS BUSINESS PARKS INC 6.875% $1.71875 PFD | 69360J883 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 13 | $13,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 254 | $13,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 520 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 500 | $13,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 500 | $13,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 303 | $13,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 663 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 373 | $13,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,000 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 475 | $13,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 535 | $13,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,023 | $13,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,500 | $13,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $13,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 367 | $13,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,000 | $13,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 13,000 | $13,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 200 | $13,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 1,002 | $13,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 2,400 | $13,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 350 | $13,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 600 | $13,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 600 | $13,000 | thousands by filing date | |
| REGENCY CTRS CORP $1.65625 PFD | 758849707 | PREFERRED | 600 | $13,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 2,600 | $13,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 162 | $12,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 272 | $12,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 400 | $12,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,276 | $12,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 894 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 175 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 11 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 217 | $12,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 139 | $12,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 330 | $12,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 1,300 | $12,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 350 | $12,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,345 | $12,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 204 | $12,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 500 | $12,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| GOLD STANDARD VENTURES CORP | B05J9S2 | COMMON | 20,000 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| SANTOS LIMITED | 6776703 | COMMON | 990 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $12,000 | thousands by filing date | |
| ENTERGY LA LLC $1.3125 PFD | 29364W504 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 140 | $11,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 298 | $11,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $11,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,000 | $11,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 319 | $11,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,121 | $11,000 | thousands by filing date | |
| PARDEE RESOURCES | 699437109 | COMMON | 50 | $11,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 400 | $11,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 400 | $11,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 345 | $11,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 249 | $11,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 230 | $11,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $11,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 2,000 | $11,000 | thousands by filing date | |
| FPA PARAMOUNT FUND INC | 302546106 | COMMON | 480 | $11,000 | thousands by filing date | |
| GULF POWER CO 5.75% $1.4375 PFD | 402479745 | PREFERRED | 498 | $11,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 600 | $11,000 | thousands by filing date | |
| CITIGROUP INC 8.125% $2.03125 PFD | 172967572 | PREFERRED | 419 | $11,000 | thousands by filing date | |
| HOTCHKIS & WILEY COR VALUE - I | 44134R768 | COMMON | 837 | $11,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 509 | $11,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 2,000 | $11,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 600 | $11,000 | thousands by filing date | |
| WILLIAM BLAIR INTER S/C GR-N | 093001170 | COMMON | 734 | $11,000 | thousands by filing date | |
| LORD ABBETT INTL EQ A | 543915649 | COM | 787 | $11,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 603 | $10,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 198 | $10,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 318 | $10,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,363 | $10,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 316 | $10,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 323 | $10,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 1,002 | $10,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 646 | $10,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 747 | $10,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 569 | $10,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 7,000 | $10,000 | thousands by filing date | |
| Koninklijke Ahold-Sp Ad | 500467402 | COM | 561 | $10,000 | thousands by filing date | |
| FIRST AMER HOLDINGS COPORATION | 318476108 | COMMON | 2,000 | $10,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 312 | $10,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 1,000 | $10,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 5,451 | $10,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 228 | $9,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 208 | $9,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 200 | $9,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 200 | $9,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 415 | $9,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 153 | $9,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 290 | $9,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 600 | $9,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 100 | $9,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 586 | $9,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 650 | $9,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 578 | $9,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 9,000 | $9,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 607 | $9,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $9,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 214 | $9,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 199 | $9,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 433 | $9,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 263 | $9,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 4,000 | $9,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 725 | $9,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 1,000 | $9,000 | thousands by filing date | |
| LEAR CORP WARRANTS | 521865113 | COMMON | 59 | $9,000 | thousands by filing date | |
| CC MEDIA HOLDINGS INC | 12502P102 | COMMON | 1,500 | $9,000 | thousands by filing date | |
| HENNES & MAURITZ ORD B SHARES | 5687431 | COMMON | 215 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JANUS VENTURE FUND | 471023507 | COMMON | 147 | $9,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 311 | $9,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 206 | $8,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 139 | $8,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 543 | $8,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 160 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 210 | $8,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 200 | $8,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 600 | $8,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 416 | $8,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 265 | $8,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 430 | $8,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 220 | $8,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 400 | $8,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 1,100 | $8,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 113 | $8,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 450 | $8,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 224 | $8,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 481 | $8,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 6,000 | $8,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 316 | $8,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 1,150 | $8,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 670 | $8,000 | thousands by filing date | |
| SPECTRASCIENCE INC | 84760E301 | COMMON | 504,056 | $8,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 326 | $7,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,079 | $7,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 95 | $7,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 100 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 292 | $7,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 220 | $7,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 800 | $7,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 605 | $7,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 150 | $7,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 200 | $7,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,000 | $7,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 363 | $7,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 75 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 135 | $7,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 415 | $7,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 302 | $7,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,000 | $7,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 632 | $7,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 146 | $7,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 900 | $7,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 5,000 | $7,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 7,000 | $7,000 | thousands by filing date | |
| GENSPERA INC COM | 37251Q100 | COMMON | 6,019 | $7,000 | thousands by filing date | |
| HARBOR INTERNATIONAL FD - INV | 411511645 | COMMON | 111 | $7,000 | thousands by filing date | |
| POST PROPERTIES 8.5% $2.125 PFD Ser A | 737464206 | PREFERRED | 129 | $7,000 | thousands by filing date | |
| CORTS GS CAPITAL I $0.06 PFD | 22082P208 | PREFERRED | 334 | $7,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 635 | $7,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 336 | $7,000 | thousands by filing date | |
| PRIVATEBANCORP IV 10% $2.5 PFD | 74272L208 | PREFERRED | 300 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 175 | $7,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150 | $6,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,300 | $6,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 500 | $6,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 440 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000314949-14-000001 | this filing | 2014-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-15-000005 | added | 2015-02-06 | acceptance time not in the bulk data set |