13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-29, with 3,573 holding rows worth $39,837,640,000.
- Accession
- 0000312272-21-000019
- Filer
- CIK 312272
- Filed
- 2021-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,573 entries on the cover page, a total value of $39,837,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,835,887,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 22,067 | $276,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 9,901 | $276,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,008 | $275,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,279 | $275,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 21,854 | $275,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,101 | $274,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 6,069 | $274,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 13,159 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 11,538 | $274,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 5,446 | $273,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 17,330 | $273,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,927 | $273,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 3,124 | $273,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,683 | $272,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 13,650 | $272,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 28,015 | $272,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,189 | $271,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,393 | $270,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 63,479 | $270,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,216 | $269,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 25,011 | $269,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,015 | $269,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,820 | $269,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,310 | $268,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 14,184 | $268,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 147,666 | $268,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 51,213 | $268,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,719 | $267,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,929 | $267,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 12,671 | $267,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 8,807 | $267,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 21,784 | $267,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 14,099 | $266,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,467 | $266,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 22,615 | $266,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 8,825 | $266,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 16,786 | $266,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 13,179 | $265,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 6,633 | $265,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 7,195 | $265,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,894 | $264,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,057 | $263,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 37,582 | $263,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 11,503 | $263,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 6,138 | $262,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 19,908 | $262,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 15,527 | $261,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 9,485 | $261,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,050 | $261,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 2,082 | $261,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 33,180 | $260,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,937 | $260,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 36,366 | $260,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,148 | $258,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,392 | $258,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 36,622 | $258,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 32,132 | $257,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 8,615 | $257,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 4,661 | $257,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,956 | $257,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,705 | $257,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 10,370 | $257,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,251 | $256,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,879 | $256,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,964 | $256,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 18,002 | $255,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 10,155 | $255,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 16,630 | $255,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 23,210 | $254,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 11,435 | $254,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 244,597 | $254,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,621 | $253,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 21,262 | $253,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 5,166 | $253,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 8,337 | $252,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,569 | $252,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,303 | $252,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 12,361 | $251,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 37,883 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,163 | $250,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 18,864 | $250,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,774 | $250,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 5,533 | $250,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,595 | $250,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 247,000 | $250,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,154 | $249,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 73,546 | $249,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,971 | $249,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 6,189 | $248,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 4,518 | $248,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,046 | $248,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,368 | $248,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 16,941 | $247,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 20,000 | $247,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,376 | $245,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,551 | $245,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 65,900 | $245,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 7,100 | $245,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 27,917 | $245,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 10,259 | $245,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 25,023 | $245,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 4,052 | $244,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 75,661 | $244,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,636 | $244,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 5,894 | $243,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 7,775 | $243,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,758 | $242,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,700 | $242,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 61,667 | $242,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,395 | $241,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 7,759 | $241,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,018 | $241,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 9,163 | $240,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,096 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,817 | $240,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15,176 | $240,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 19,448 | $240,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 15,709 | $240,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 16,120 | $240,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 926 | $239,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,542 | $239,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 20,500 | $239,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 97,584 | $239,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 14,372 | $238,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 11,611 | $238,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,345 | $238,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 3,226 | $238,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 7,500 | $238,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,744 | $237,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 9,159 | $237,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,479 | $237,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 2,453 | $237,000 | thousands by filing date | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 11,982 | $237,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,538 | $237,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 7,399 | $236,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 451,641 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 7,658 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,783 | $235,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,609 | $235,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,105 | $235,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,301 | $235,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,828 | $235,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 27,038 | $235,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 9,491 | $234,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17,656 | $234,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,201 | $233,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,261 | $233,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 9,466 | $233,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 4,774 | $233,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 17,699 | $232,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,349 | $232,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 6,702 | $232,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 216 | $231,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 27,803 | $231,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,470 | $230,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,913 | $230,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,058 | $230,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,297 | $229,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,040 | $229,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 37,317 | $229,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,980 | $229,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 12,250 | $228,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,667 | $227,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 2,276 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,756 | $227,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,752 | $227,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 19,200 | $227,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 3,326 | $226,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 8,943 | $226,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,874 | $225,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 11,118 | $225,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,894 | $225,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 19,236 | $225,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 8,083 | $225,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 28,397 | $225,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 16,256 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 4,873 | $224,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 25,000 | $224,000 | thousands by filing date | |
| PACER FDS TR | 69374H584 | SWAN SOS CNS JAN | 10,200 | $224,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 50,238 | $223,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,608 | $223,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 20,222 | $223,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 7,468 | $223,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 5,840 | $223,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,295 | $222,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 27,288 | $222,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 7,133 | $222,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 26,518 | $222,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 6,166 | $221,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,163 | $221,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 6,238 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 4,582 | $221,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 139,472 | $221,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,951 | $220,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,985 | $220,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 37,407 | $220,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 8,896 | $220,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 96,071 | $220,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 12,499 | $219,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,939 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,909 | $218,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,340 | $218,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,105 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,727 | $218,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 30,120 | $217,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 19,255 | $217,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 4,655 | $217,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 53,404 | $217,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 32,338 | $217,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 21,567 | $216,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 5,116 | $216,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 7,551 | $216,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 7,314 | $216,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 8,767 | $216,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,486 | $215,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,762 | $215,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 20,696 | $215,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 2,842 | $215,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,536 | $214,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,542 | $214,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,067 | $214,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 17,605 | $214,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 6,707 | $214,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 3,522 | $214,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,380 | $213,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 6,263 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 17,817 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 9,629 | $213,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 11,237 | $212,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 76,556 | $211,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 13,520 | $211,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,235 | $210,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,350 | $210,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 4,164 | $210,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,279 | $210,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,689 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 3,943 | $210,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,273 | $210,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 8,141 | $209,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 12,246 | $209,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 6,571 | $208,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 6,018 | $208,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 6,941 | $208,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 6,944 | $208,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,985 | $207,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 4,878 | $207,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,674 | $207,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,997 | $206,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 8,080 | $205,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,172 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,349 | $205,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 6,921 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,940 | $205,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 9,485 | $205,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 16,078 | $205,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,114 | $205,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 13,482 | $205,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,342 | $204,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 3,252 | $204,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 5,030 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 4,474 | $203,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,631 | $203,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 2,504 | $202,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 844 | $202,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 4,035 | $202,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,985 | $202,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 5,615 | $202,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 5,936 | $201,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 11,635 | $201,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,077 | $200,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,206 | $200,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,539 | $200,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,157 | $200,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 8,468 | $200,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 4,015 | $200,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 285 | $200,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,913 | $199,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 3,264 | $199,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 6,924 | $199,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 16,294 | $199,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 153,052 | $198,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 14,654 | $196,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 12,304 | $195,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 23,465 | $195,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,444 | $195,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 134,059 | $194,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,663 | $192,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,010 | $192,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 27,565 | $191,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 46,839 | $191,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 15,950 | $191,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,044 | $190,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 52,198 | $190,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 11,074 | $189,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,836 | $189,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 27,588 | $189,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 11,834 | $188,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,510 | $187,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 15,458 | $187,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,057 | $186,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 10,460 | $185,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 10,319 | $184,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,103 | $184,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 35,477 | $183,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 13,252 | $182,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 12,757 | $181,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 20,054 | $180,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 61,068 | $180,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 10,282 | $180,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,234 | $179,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 12,773 | $179,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 137,510 | $178,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 13,014 | $177,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,878 | $176,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,787 | $176,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,576 | $175,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 57,583 | $175,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,138 | $174,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,831 | $174,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 50,776 | $173,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 28,827 | $172,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 30,336 | $172,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 11,568 | $171,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 20,667 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,529 | $169,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 25,050 | $169,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 13,680 | $168,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,472 | $166,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 22,798 | $164,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 12,000 | $164,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 16,757 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 10,517 | $164,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 21,560 | $164,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 10,101 | $163,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,363 | $162,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 12,500 | $162,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 12,991 | $159,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 10,745 | $158,000 | thousands by filing date | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 10,000 | $157,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 19,227 | $156,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 36,461 | $156,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 11,886 | $155,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,926 | $155,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 17,911 | $155,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 23,313 | $153,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,492 | $152,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 24,756 | $152,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 19,169 | $152,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 108,293 | $148,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 15,735 | $148,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,882 | $147,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,049 | $147,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 26,470 | $147,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 15,000 | $147,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,564 | $146,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,273 | $141,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 13,241 | $140,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,356 | $140,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 15,387 | $139,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,580 | $138,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,856 | $137,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,000 | $137,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,773 | $136,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 16,659 | $135,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 13,718 | $135,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 50,000 | $135,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,862 | $134,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 11,728 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 10,055 | $133,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 14,157 | $132,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 24,118 | $131,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 10,044 | $131,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 27,707 | $130,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,750 | $130,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 18,517 | $129,000 | thousands by filing date | |
| CULLMAN BANCORP INC | 230153108 | COM | 10,000 | $128,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 13,362 | $128,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 17,132 | $127,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 26,639 | $127,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,777 | $127,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 13,689 | $127,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,528 | $126,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 27,713 | $126,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 16,350 | $123,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,464 | $123,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 18,785 | $120,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 49,769 | $120,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,607 | $119,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 12,752 | $119,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 22,622 | $118,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 80,000 | $118,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 20,732 | $118,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 36,816 | $115,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 52,000 | $113,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 13,163 | $112,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 20,387 | $112,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 15,628 | $112,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,417 | $112,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 13,883 | $111,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 57,416 | $111,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 258,389 | $111,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 29,700 | $111,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,165 | $110,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 43,939 | $110,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,000 | $110,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 23,765 | $108,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 11,152 | $108,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 10,400 | $107,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,741 | $107,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 20,293 | $106,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 15,737 | $105,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X107 | UNIT 10/01/2023 | 10,490 | $105,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 27,522 | $104,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 50,590 | $103,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 20,979 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 12,020 | $103,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,560 | $102,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 49,966 | $102,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 15,455 | $101,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 76,284 | $101,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 46,500 | $101,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 10,000 | $101,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,458 | $99,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 17,892 | $99,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 12,185 | $98,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 12,751 | $98,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 18,866 | $98,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 88,000 | $97,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 27,242 | $96,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 11,183 | $96,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 140,465 | $95,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 26,530 | $94,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,237 | $93,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 93,000 | $93,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 92,000 | $93,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,735 | $92,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 28,442 | $92,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 11,762 | $92,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,183 | $91,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,216 | $90,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 12,957 | $89,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 86,662 | $89,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,848 | $87,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 12,480 | $87,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 10,830 | $85,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 11,100 | $84,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,125 | $84,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 12,292 | $83,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 31,431 | $82,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 26,800 | $82,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 12,040 | $81,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 30,839 | $77,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 15,370 | $77,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 14,882 | $77,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,290 | $76,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 111,000 | $76,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 12,740 | $74,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 48,858 | $74,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 34,000 | $74,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 13,162 | $73,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 30,053 | $71,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 19,927 | $70,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 20,299 | $70,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 19,964 | $69,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 34,316 | $69,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 12,899 | $69,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,136 | $68,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,276 | $68,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 12,890 | $68,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 22,558 | $68,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 52,400 | $68,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,081 | $67,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,308 | $66,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 28,202 | $66,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 20,434 | $64,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,214 | $64,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 23,535 | $64,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 87,272 | $64,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 28,263 | $63,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 13,273 | $63,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 23,330 | $61,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 43,313 | $60,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 24,500 | $59,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,265 | $59,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 35,626 | $59,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 24,361 | $58,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 12,836 | $58,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 24,614 | $57,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 34,714 | $57,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 78,200 | $57,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,402 | $56,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 61,510 | $56,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 14,150 | $55,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,955 | $54,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 11,687 | $53,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 29,020 | $53,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,999 | $52,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 70,540 | $52,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 16,492 | $51,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,900 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-21-000019 | this filing | 2021-10-29 | acceptance time not in the bulk data set |