13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-29, with 3,573 holding rows worth $39,837,640,000.
- Accession
- 0000312272-21-000019
- Filer
- CIK 312272
- Filed
- 2021-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,573 entries on the cover page, a total value of $39,837,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,835,887,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 33,714 | $907,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 33,352 | $906,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 39,459 | $902,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 19,898 | $901,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 37,504 | $898,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 57,282 | $898,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 15,626 | $898,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 9,327 | $896,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,925 | $895,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 24,325 | $892,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 76,905 | $891,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,777 | $890,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 19,439 | $890,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,721 | $889,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 72,094 | $889,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 27,552 | $889,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 8,928 | $887,000 | thousands by filing date | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 35,413 | $887,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 20,870 | $887,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 36,677 | $886,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 60,719 | $884,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 35,453 | $883,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 28,959 | $882,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 12,769 | $881,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 31,035 | $881,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 16,639 | $881,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,918 | $879,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 31,552 | $879,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 23,960 | $876,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 14,441 | $875,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,396 | $873,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 15,783 | $872,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 12,440 | $871,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 33,381 | $867,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 8,438 | $866,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G203 | FLIGHT TO SAFT | 17,804 | $862,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 19,804 | $860,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 58,759 | $860,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 17,283 | $858,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 11,854 | $858,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 35,314 | $858,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 134,843 | $856,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,345 | $855,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 40,865 | $855,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4,630 | $854,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 5,057 | $853,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,304 | $852,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 31,306 | $850,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 84,461 | $848,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 32,768 | $848,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 32,403 | $847,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 4,848 | $847,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 15,207 | $846,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 31,194 | $845,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 79,431 | $845,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 41,108 | $845,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 34,094 | $845,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 16,460 | $844,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 7,428 | $844,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 12,850 | $843,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 14,805 | $842,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 15,555 | $841,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 20,125 | $840,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 26,950 | $839,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 40,287 | $839,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 23,775 | $839,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 33,702 | $838,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 24,437 | $838,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 4,798 | $838,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 16,494 | $837,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 82,187 | $835,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 49,803 | $834,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 9,497 | $830,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 73,107 | $829,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 18,150 | $828,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 52,554 | $825,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 17,798 | $824,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,894 | $822,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 24,487 | $821,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 79,264 | $819,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4,979 | $818,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 17,776 | $818,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 21,011 | $817,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 4,754 | $816,000 | thousands by filing date | |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 32,680 | $816,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 19,089 | $811,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 20,333 | $810,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 26,435 | $810,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 17,365 | $808,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,015 | $807,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,269 | $806,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 9,541 | $805,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 9,230 | $805,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 5,321 | $804,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 41,965 | $804,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 2,663 | $803,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 8,974 | $802,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 15,414 | $802,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 36,884 | $801,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 6,775 | $799,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 24,442 | $798,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 78,495 | $798,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 25,495 | $797,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 21,132 | $795,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 31,478 | $793,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 31,610 | $793,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 36,483 | $792,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 32,133 | $792,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 15,131 | $791,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 14,496 | $791,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,326 | $790,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 22,908 | $790,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 16,672 | $789,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 27,000 | $788,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 67,686 | $786,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 94,583 | $786,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 14,252 | $785,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 63,318 | $785,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 12,848 | $783,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 28,163 | $781,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 23,603 | $781,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,183 | $780,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 39,795 | $780,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 13,247 | $780,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 15,530 | $779,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20,025 | $776,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 51,383 | $776,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 50,170 | $774,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 45,249 | $773,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 15,089 | $772,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 18,550 | $771,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,610 | $770,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 49,330 | $769,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 13,703 | $767,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 11,448 | $767,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 9,041 | $766,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 23,403 | $764,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 18,645 | $763,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 15,468 | $762,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 23,198 | $762,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 65,781 | $762,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 31,495 | $762,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,643 | $761,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 15,384 | $761,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 32,785 | $761,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 16,411 | $760,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 42,315 | $759,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 16,429 | $759,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 9,480 | $757,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 11,645 | $757,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 37,175 | $756,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 50,506 | $756,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 18,066 | $755,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 19,634 | $755,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 43,097 | $755,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 7,745 | $754,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 44,284 | $752,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 40,599 | $751,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 7,880 | $751,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 69,321 | $750,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 10,263 | $750,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,823 | $749,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 112,097 | $749,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 18,324 | $745,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 16,133 | $744,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 30,020 | $743,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 6,427 | $743,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 32,346 | $743,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 14,120 | $742,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 8,256 | $742,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 538 | $741,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 31,327 | $740,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 18,495 | $740,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 16,790 | $740,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 50,095 | $737,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 609 | $736,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 29,643 | $733,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,356 | $731,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 68,451 | $731,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 11,124 | $730,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,476 | $728,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 22,539 | $728,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 18,204 | $727,000 | thousands by filing date | |
| ALGER MID | 015564107 | MF Closed and MF Open | 32,077 | $726,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 8,269 | $725,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 19,109 | $725,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 33,465 | $724,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 33,821 | $722,000 | thousands by filing date | |
| LISTED FDS TR | 53656F599 | SWAN HEDGED EQTY | 39,538 | $721,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 37,648 | $719,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 44,943 | $719,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 51,131 | $718,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 47,217 | $718,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 22,413 | $717,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 25,662 | $716,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 28,483 | $715,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 24,951 | $715,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 176,004 | $712,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 9,518 | $712,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 24,017 | $711,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 8,280 | $710,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 106,637 | $710,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 16,217 | $709,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 4,754 | $708,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 127,833 | $708,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 27,509 | $707,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 178,121 | $707,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 75,204 | $706,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 18,726 | $705,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,129 | $705,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 8,759 | $703,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 37,672 | $702,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 35,517 | $699,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,373 | $698,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 12,031 | $698,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 28,440 | $697,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 29,068 | $697,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,116 | $697,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 32,961 | $697,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 11,680 | $695,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 40,785 | $695,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,151,121 | $695,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 52,477 | $691,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 15,653 | $691,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,379 | $689,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 33,604 | $689,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 29,213 | $688,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 21,255 | $687,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 10,832 | $686,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 150,266 | $686,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 33,033 | $685,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 14,445 | $685,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 16,696 | $684,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 9,971 | $682,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 12,953 | $682,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 4,354 | $681,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 89,262 | $681,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 30,420 | $679,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 78,138 | $679,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 24,008 | $679,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 19,997 | $678,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 33,446 | $676,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 10,108 | $676,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4,867 | $676,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 7,774 | $676,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 6,020 | $675,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 29,151 | $675,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 7,438 | $673,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 22,473 | $673,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 13,464 | $672,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 32,504 | $672,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 17,984 | $670,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 26,752 | $669,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 81,735 | $669,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 8,774 | $668,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 22,532 | $667,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 43,272 | $666,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,539 | $665,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 5,259 | $663,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 11,134 | $663,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,062 | $659,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 10,511 | $659,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 10,625 | $659,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 19,589 | $658,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 78,667 | $657,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 15,262 | $657,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 30,556 | $657,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 33,207 | $653,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 30,447 | $652,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 12,092 | $652,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 13,510 | $651,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 872 | $650,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 18,641 | $650,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5,582 | $648,000 | thousands by filing date | |
| RH | 74967X103 | COM | 972 | $648,000 | thousands by filing date | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 15,702 | $648,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 15,738 | $648,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 8,601 | $647,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 42,172 | $646,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 21,398 | $645,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,155 | $644,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 27,671 | $644,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 6,872 | $642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 46,168 | $641,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 5,249 | $640,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 36,360 | $639,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 21,307 | $638,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 18,649 | $637,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 10,698 | $636,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 16,551 | $634,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 95,347 | $633,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 14,286 | $633,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 18,554 | $632,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 10,337 | $632,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 12,251 | $632,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 9,146 | $632,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 64,615 | $631,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 8,900 | $630,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 24,379 | $629,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,547 | $628,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 16,587 | $628,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 57,022 | $626,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 12,098 | $623,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 8,816 | $623,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,545 | $620,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 38,037 | $619,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 11,943 | $619,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 101,358 | $617,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 4,112 | $617,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 8,107 | $617,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 65,054 | $616,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,850 | $615,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 7,132 | $615,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11,594 | $615,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 12,223 | $614,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,993 | $613,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 31,101 | $612,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 9,018 | $611,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 10,523 | $611,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 17,123 | $609,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 15,934 | $608,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 7,667 | $608,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,887 | $607,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 24,486 | $605,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 45,218 | $604,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 32,398 | $603,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 27,218 | $602,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 24,465 | $602,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,425 | $600,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 13,154 | $600,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 38,790 | $600,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 4,292 | $599,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 16,618 | $599,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 26,159 | $599,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 86,657 | $599,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 16,519 | $598,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 19,974 | $596,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 22,708 | $596,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 49,536 | $596,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 16,474 | $595,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,643 | $595,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 27,100 | $595,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 7,839 | $592,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 13,128 | $592,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,767 | $590,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,695 | $590,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,360 | $590,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 28,031 | $589,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 21,160 | $589,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 43,178 | $588,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,399 | $588,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 61,916 | $588,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 8,211 | $587,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 20,919 | $586,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 12,945 | $586,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 25,775 | $586,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 24,478 | $586,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 19,626 | $586,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,690 | $585,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,560 | $584,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 25,114 | $583,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,492 | $583,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 13,144 | $580,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 21,286 | $580,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 16,698 | $580,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 91,426 | $579,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,736 | $579,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 18,629 | $578,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,451 | $577,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 5,133 | $576,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 10,230 | $576,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 29,801 | $575,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,984 | $574,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,985 | $570,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 15,261 | $569,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,137 | $569,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 44,639 | $569,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,799 | $569,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 95,849 | $568,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 21,071 | $567,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 26,410 | $565,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 60,238 | $565,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 38,561 | $564,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 37,234 | $564,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 11,208 | $563,000 | thousands by filing date | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 17,805 | $563,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 37,936 | $562,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 22,550 | $561,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 6,946 | $560,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 35,279 | $560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 17,921 | $560,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 15,651 | $559,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 7,157 | $558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 8,809 | $556,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 5,494 | $555,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 12,656 | $555,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 35,761 | $552,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 52,272 | $551,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 2,681 | $551,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,952 | $550,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 13,042 | $550,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 13,439 | $549,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,969 | $549,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 18,238 | $549,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 71,787 | $549,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 22,084 | $547,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 16,228 | $547,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 9,504 | $547,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 8,845 | $544,000 | thousands by filing date | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 49,838 | $544,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,779 | $543,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 12,495 | $543,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 37,030 | $542,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,665 | $541,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 30,176 | $541,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 23,314 | $539,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 15,131 | $537,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,627 | $537,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,330 | $536,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 123,112 | $535,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 10,672 | $535,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 10,710 | $535,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,177 | $532,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 33,939 | $532,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 31,082 | $531,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,852 | $529,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 12,556 | $529,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 170,255 | $529,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 51,278 | $528,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,696 | $527,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 25,409 | $527,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 5,261 | $527,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 14,038 | $527,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 20,603 | $526,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 40,123 | $526,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,913 | $525,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,907 | $525,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 33,620 | $525,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 7,244 | $524,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 37,850 | $524,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 11,306 | $524,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,387 | $523,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,944 | $523,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 10,954 | $523,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 79,611 | $522,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 18,238 | $521,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 23,272 | $521,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 25,255 | $521,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 9,547 | $520,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 14,251 | $520,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 18,830 | $520,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 27,762 | $519,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,842 | $517,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 134,329 | $517,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 11,155 | $517,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 7,114 | $516,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 14,702 | $516,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 37,528 | $513,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 31,407 | $513,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 38,524 | $511,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 16,650 | $511,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 8,341 | $510,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 41,599 | $509,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 18,483 | $508,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 9,767 | $507,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 16,598 | $507,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 10,824 | $507,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 468,000 | $505,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 26,771 | $504,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H703 | ALLIANZIM US EQT | 18,406 | $504,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,349 | $503,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 32,942 | $502,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,903 | $502,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 13,589 | $501,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 11,653 | $500,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 7,245 | $499,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,301 | $496,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 23,642 | $496,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 15,418 | $494,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,242 | $493,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 26,057 | $492,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 23,348 | $492,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 14,905 | $491,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 38,583 | $491,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,251 | $490,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 35,903 | $488,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 11,893 | $488,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,233 | $486,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 28,680 | $486,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 79,966 | $484,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 24,733 | $484,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 20,940 | $483,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 15,103 | $483,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 17,457 | $482,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 23,370 | $482,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 19,363 | $481,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,168 | $481,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 68,831 | $481,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 8,827 | $481,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 6,137 | $480,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-21-000019 | this filing | 2021-10-29 | acceptance time not in the bulk data set |