13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 3,520 holding rows worth $39,388,633,000.
- Accession
- 0000312272-21-000015
- Filer
- CIK 312272
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 3,520 entries on the cover page, a total value of $39,388,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,386,909,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROCKWELL MED INC | 774374102 | COM | 20,960 | $19,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 13,579 | $19,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,500 | $18,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 23,025 | $17,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 10,189 | $17,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $15,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 12,901 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 28,050 | $13,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,488 | $13,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,000 | $13,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 19,626 | $12,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 23,345 | $11,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 11,350 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 11,000 | $10,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $10,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 10,000 | $10,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 18,500 | $9,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 15,700 | $8,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 10,143 | $7,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 10,030 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-21-000015 | this filing | 2021-08-11 | acceptance time not in the bulk data set |