13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 3,520 holding rows worth $39,388,633,000.
- Accession
- 0000312272-21-000015
- Filer
- CIK 312272
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 3,520 entries on the cover page, a total value of $39,388,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,386,909,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 11,152 | $272,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,015 | $271,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 3,645 | $270,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 8,366 | $270,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 10,008 | $270,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,218 | $270,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 7,053 | $269,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,223 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 4,456 | $269,000 | thousands by filing date | |
| CM LIFE SCIENCES II INC | 125842203 | UNIT 02/25/2028 | 20,000 | $269,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,898 | $268,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,059 | $268,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 18,190 | $268,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 7,333 | $268,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,363 | $267,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,820 | $267,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,705 | $267,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,328 | $266,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,050 | $266,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 17,409 | $265,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 9,491 | $265,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 7,957 | $264,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 23,058 | $264,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 10,863 | $264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 2,083 | $264,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,831 | $264,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 7,161 | $264,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 19,798 | $263,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 19,804 | $262,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 16,973 | $262,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,162 | $262,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 15,430 | $262,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 3,312 | $261,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,063 | $261,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,279 | $261,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 9,638 | $261,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,002 | $260,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 7,155 | $260,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,560 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 4,870 | $259,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,170 | $259,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,038 | $259,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 16,238 | $259,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 12,222 | $258,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 33,599 | $257,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 4,740 | $257,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 20,021 | $257,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 18,056 | $256,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 37,567 | $256,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 12,243 | $255,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 12,700 | $255,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,742 | $255,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 10,137 | $255,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 8,089 | $254,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 5,149 | $254,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 8,166 | $254,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 23,746 | $254,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,678 | $254,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,142 | $253,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 6,594 | $253,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 106,348 | $253,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 10,765 | $252,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 20,209 | $252,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,341 | $252,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 18,916 | $251,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 6,904 | $251,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 2,202 | $251,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 247,000 | $251,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 976 | $250,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 28,533 | $250,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 11,700 | $250,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 10,211 | $250,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,224 | $250,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 10,851 | $250,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,829 | $250,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 4,200 | $249,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,700 | $249,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 7,798 | $249,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 36,294 | $249,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,172 | $248,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,822 | $248,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,857 | $247,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 7,636 | $247,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,950 | $247,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,348 | $247,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 19,375 | $247,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 13,717 | $246,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 2,273 | $246,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 23,168 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,012 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 3,635 | $245,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,944 | $244,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 539 | $244,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,463 | $244,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 17,281 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 7,901 | $244,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,758 | $243,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,164 | $243,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,524 | $243,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,781 | $242,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 12,067 | $242,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 7,100 | $242,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 9,182 | $242,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,680 | $242,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,222 | $241,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,247 | $241,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,340 | $241,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 7,775 | $241,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 3,154 | $241,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,845 | $240,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,042 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,783 | $240,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 2,453 | $240,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,272 | $240,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4,239 | $240,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,954 | $239,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 10,671 | $239,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 6,399 | $239,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 3,206 | $238,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,887 | $238,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,275 | $238,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 375 | $237,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,840 | $236,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 15,446 | $236,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,314 | $236,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,762 | $236,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 8,553 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12,543 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,290 | $235,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,454 | $235,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,593 | $235,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 6,056 | $234,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 17,023 | $234,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 39,180 | $233,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 27,485 | $233,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 9,390 | $233,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 53,604 | $233,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,053 | $232,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,464 | $231,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,770 | $231,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 2,765 | $231,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17,975 | $231,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 40,000 | $231,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 17,375 | $231,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,631 | $230,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 7,104 | $230,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,980 | $230,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 5,457 | $229,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,920 | $228,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 482 | $228,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 19,584 | $228,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 16,150 | $228,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 13,278 | $228,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 4,546 | $227,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 8,942 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 4,652 | $227,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 7,606 | $227,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 2,904 | $227,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,206 | $226,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 19,985 | $226,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 42,342 | $226,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 13,125 | $226,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 15,049 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 7,354 | $225,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 12,217 | $224,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,709 | $223,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 50,201 | $223,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,724 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,661 | $223,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 9,827 | $223,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 32,437 | $223,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 14,240 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,272 | $223,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 7,133 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,719 | $223,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 21,280 | $223,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 2,618 | $222,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 10,933 | $222,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 8,560 | $222,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,109 | $222,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,795 | $222,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 14,745 | $222,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,623 | $221,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,252 | $221,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 25,650 | $221,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 3,371 | $221,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 5,668 | $220,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,054 | $220,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 3,076 | $220,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,044 | $220,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 6,263 | $219,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,835 | $219,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 9,274 | $219,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,683 | $219,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,967 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,722 | $219,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 25,158 | $219,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 5,637 | $218,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,449 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 5,830 | $218,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 5,780 | $217,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 9,523 | $217,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 11,213 | $217,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 6,231 | $217,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 11,020 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 17,996 | $217,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 7,179 | $216,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 28,921 | $216,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 7,551 | $216,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,400 | $216,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 13,301 | $216,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 5,694 | $215,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 51,520 | $215,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,235 | $214,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,052 | $214,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 7,712 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,139 | $214,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 140,122 | $214,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 3,221 | $214,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 19,198 | $213,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 4,249 | $213,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,476 | $213,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 10,278 | $213,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 22,140 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,548 | $212,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 21,473 | $212,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,279 | $212,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 4,272 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,281 | $211,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 5,538 | $211,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,721 | $210,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 11,001 | $210,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 33,383 | $210,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 14,713 | $210,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 7,004 | $209,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,034 | $209,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,899 | $208,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 33,532 | $208,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 5,054 | $208,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 24,543 | $207,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 13,553 | $207,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 9,744 | $207,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 9,361 | $207,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 57,578 | $207,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,292 | $206,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,618 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 8,806 | $205,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,520 | $205,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,115 | $204,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,407 | $204,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,098 | $204,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 9,152 | $203,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 3,198 | $203,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 950 | $203,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 5,757 | $203,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,542 | $202,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 12,231 | $202,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 6,407 | $202,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,429 | $201,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,431 | $201,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 4,722 | $201,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 7,519 | $201,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 48,792 | $201,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 8,947 | $201,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 19,176 | $201,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 3,570 | $200,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,187 | $200,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 7,155 | $200,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 9,607 | $200,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 7,976 | $200,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 10,010 | $199,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 34,495 | $198,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 18,661 | $197,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 18,046 | $194,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,681 | $194,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 19,737 | $194,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,251 | $194,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 41,339 | $193,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 24,450 | $193,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 21,160 | $193,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,982 | $192,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 42,050 | $192,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 14,511 | $191,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 14,635 | $191,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,705 | $190,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 10,811 | $189,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,440 | $188,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 12,227 | $188,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,057 | $188,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 15,917 | $188,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 17,893 | $187,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,517 | $187,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 23,827 | $187,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 12,616 | $186,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 10,282 | $186,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 15,096 | $186,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,542 | $184,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 16,612 | $184,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,103 | $184,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 28,319 | $183,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 13,252 | $181,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 26,883 | $181,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 28,430 | $180,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 52,119 | $180,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 14,854 | $179,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 11,584 | $178,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 25,493 | $177,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 14,374 | $176,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 66,293 | $175,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,472 | $173,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,474 | $172,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 14,717 | $171,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 12,500 | $171,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 27,669 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,529 | $165,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,522 | $162,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,720 | $162,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,151 | $160,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 261,389 | $160,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 15,650 | $159,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 49,334 | $158,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,735 | $157,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,716 | $157,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 28,000 | $157,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 15,840 | $157,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,176 | $156,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 18,596 | $156,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 50,000 | $155,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 54,339 | $154,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,506 | $154,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 17,139 | $152,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 15,500 | $152,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,787 | $151,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 17,944 | $151,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 31,735 | $149,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 31,636 | $149,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,780 | $148,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,395 | $148,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 20,418 | $148,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 104,308 | $147,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 35,101 | $147,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,586 | $145,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 13,975 | $145,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 36,886 | $143,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,000 | $143,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,078 | $142,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,923 | $142,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,381 | $141,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,524 | $141,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 56,901 | $141,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 11,100 | $140,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 13,246 | $140,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 14,461 | $140,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 17,365 | $137,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 33,550 | $136,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 17,170 | $136,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 11,610 | $135,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 21,979 | $134,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,649 | $133,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 26,579 | $133,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 13,351 | $132,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $132,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 14,188 | $131,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 15,127 | $130,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 11,741 | $130,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 22,527 | $130,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 13,050 | $130,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 18,877 | $127,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 11,044 | $126,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 105,700 | $125,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 11,900 | $124,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,442 | $124,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 15,292 | $123,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 130,539 | $123,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 12,807 | $122,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,417 | $117,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 18,866 | $116,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 29,700 | $115,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 980,280 | $114,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,000 | $114,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,437 | $112,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 15,016 | $112,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 12,461 | $112,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,121 | $110,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 76,284 | $109,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 11,102 | $108,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,752 | $107,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 16,065 | $107,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 20,288 | $107,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 46,500 | $107,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,521 | $106,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 23,765 | $106,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,552 | $106,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X107 | UNIT 10/01/2023 | 10,490 | $105,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 10,500 | $104,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 86,662 | $103,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 91,267 | $103,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,415 | $102,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 13,587 | $102,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,390 | $101,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 10,377 | $101,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 10,000 | $100,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,993 | $99,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 14,525 | $97,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,173 | $96,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 20,386 | $95,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 88,000 | $95,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 24,414 | $95,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 42,518 | $94,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 92,000 | $94,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 17,012 | $93,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,492 | $93,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 93,000 | $93,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,751 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 10,000 | $91,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,172 | $90,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,321 | $89,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 72,272 | $88,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 15,580 | $88,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,052 | $85,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 30,053 | $85,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 17,686 | $84,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 28,263 | $83,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 76,002 | $83,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 19,529 | $83,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 48,858 | $83,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 26,304 | $83,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,555 | $82,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,265 | $82,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,308 | $81,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 20,434 | $76,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 13,908 | $76,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 14,321 | $75,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 23,535 | $74,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 19,299 | $74,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 29,050 | $74,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 61,510 | $73,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 19,512 | $70,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 21,753 | $70,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,880 | $68,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,169 | $65,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 18,678 | $65,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 34,000 | $65,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 80,000 | $65,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,290 | $64,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 26,947 | $64,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,056 | $63,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 25,000 | $62,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,401 | $61,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 35,626 | $59,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 18,513 | $58,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,807 | $57,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 10,500 | $57,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 31,645 | $56,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 12,197 | $56,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 29,136 | $53,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,397 | $52,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 19,680 | $51,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 14,723 | $50,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,142 | $49,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,673 | $49,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,829 | $49,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 30,010 | $48,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 20,705 | $48,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 25,875 | $48,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,900 | $47,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $47,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,340 | $47,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 13,523 | $46,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 10,450 | $45,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 45,000 | $45,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 12,250 | $44,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 14,646 | $44,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 13,533 | $44,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 11,078 | $43,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 11,175 | $42,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,595 | $41,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 20,000 | $39,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 58,665 | $35,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 33,000 | $35,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 21,955 | $35,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,525 | $34,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 10,569 | $32,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 30,000 | $32,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 26,992 | $32,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 21,932 | $31,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,041 | $31,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 39,784 | $31,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 12,600 | $30,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 12,525 | $28,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 36,500 | $28,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 11,700 | $27,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,521 | $24,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $23,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,603 | $23,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 14,700 | $22,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 24,353 | $21,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 20,000 | $20,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 10,114 | $20,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 16,500 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-21-000015 | this filing | 2021-08-11 | acceptance time not in the bulk data set |