13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 3,046 holding rows worth $29,277,648,000.
- Accession
- 0000312272-20-000013
- Filer
- CIK 312272
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,047 entries on the cover page, a total value of $29,277,648,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,276,138,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,110 | $25,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 228,000 | $25,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 46,500 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,955 | $23,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 10,635 | $23,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 26,719 | $22,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 38,784 | $22,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 28,230 | $22,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,931 | $22,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 51,000 | $22,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,130 | $21,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 19,847 | $21,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 20,000 | $20,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 27,000 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,235 | $19,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 10,000 | $19,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 11,221 | $18,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 10,850 | $18,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 18,716 | $17,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 15,000 | $17,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 25,799 | $16,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 21,375 | $16,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 37,500 | $15,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 14,572 | $14,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 17,427 | $14,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 14,000 | $14,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 23,000 | $14,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $13,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 46,500 | $13,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,041 | $12,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 18,500 | $12,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 38,103 | $12,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,820 | $11,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,350 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 11,000 | $10,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 13,195 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $9,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,713 | $8,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 25,455 | $8,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,890 | $7,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,600 | $7,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,500 | $5,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,000 | $4,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 10,000 | $4,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 15,000 | $4,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,333 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-20-000013 | this filing | 2020-11-05 | acceptance time not in the bulk data set |