13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 3,046 holding rows worth $29,277,648,000.
- Accession
- 0000312272-20-000013
- Filer
- CIK 312272
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,047 entries on the cover page, a total value of $29,277,648,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,276,138,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 10,379 | $255,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 46,938 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,944 | $255,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 4,180 | $254,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,240 | $254,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,738 | $253,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,914 | $253,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 12,024 | $253,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 7,862 | $253,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 15,773 | $252,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 144,657 | $251,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,940 | $251,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,401 | $251,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,877 | $251,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 8,306 | $251,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 21,782 | $250,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 12,124 | $250,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 17,983 | $249,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 20,533 | $249,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 16,058 | $249,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 12,358 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 9,483 | $249,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 5,791 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,713 | $247,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 9,135 | $247,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 41,436 | $247,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 247,000 | $247,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,664 | $246,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 26,078 | $246,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,544 | $246,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 8,157 | $246,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 39,627 | $246,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 18,856 | $246,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 8,382 | $245,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,060 | $245,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,161 | $244,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 9,559 | $244,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,313 | $244,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,483 | $244,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 6,205 | $243,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,703 | $243,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 4,620 | $243,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,376 | $242,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,338 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 22,284 | $242,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,002 | $241,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,235 | $241,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,707 | $241,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 25,250 | $241,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 14,258 | $241,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,306 | $240,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,848 | $239,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 11,000 | $239,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 196,500 | $239,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 12,610 | $239,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 15,255 | $238,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,449 | $238,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,885 | $238,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 3,121 | $238,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 8,718 | $237,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 12,135 | $237,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,527 | $237,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 3,445 | $237,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,489 | $236,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 14,522 | $236,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,267 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 13,475 | $236,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,105 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 12,292 | $235,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 19,204 | $235,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 7,100 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 17,508 | $234,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 82,267 | $234,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 18,615 | $234,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 30,125 | $234,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,706 | $233,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,928 | $233,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 12,123 | $233,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,448 | $233,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 54,059 | $233,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 22,600 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 14,266 | $233,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 14,953 | $233,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 9,621 | $232,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 10,128 | $232,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 36,589 | $232,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 12,360 | $232,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,632 | $231,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 5,396 | $231,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,625 | $231,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,184 | $231,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 8,530 | $231,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 18,052 | $231,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 19,674 | $230,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 6,424 | $230,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 50,025 | $230,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 37,455 | $228,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,055 | $228,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 8,452 | $228,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 3,504 | $228,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 26,233 | $228,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 18,652 | $228,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 17,560 | $228,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,508 | $227,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,819 | $227,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 19,729 | $227,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 37,857 | $227,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,544 | $227,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 107,592 | $227,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,667 | $227,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,404 | $226,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,330 | $225,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,557 | $225,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 13,715 | $225,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,309 | $224,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 19,521 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,068 | $224,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,469 | $224,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 431 | $224,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,340 | $224,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 18,096 | $224,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 14,535 | $223,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,085 | $223,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 7,840 | $223,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 929 | $223,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,355 | $223,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 14,743 | $223,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 49,863 | $223,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,270 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 7,194 | $222,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 10,485 | $222,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,010 | $222,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,426 | $221,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 60,684 | $221,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 96,868 | $221,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 4,505 | $220,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,500 | $220,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,056 | $220,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 40,525 | $220,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,915 | $219,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 11,622 | $219,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 18,629 | $219,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 20,856 | $218,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 22,506 | $218,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,675 | $217,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,147 | $217,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 18,272 | $217,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 13,201 | $217,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,972 | $217,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 61,229 | $215,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,437 | $215,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 13,239 | $215,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 7,480 | $215,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 7,001 | $215,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 19,485 | $215,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 9,407 | $215,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 17,335 | $214,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 37,156 | $214,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 5,586 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 2,549 | $214,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 46,207 | $214,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,227 | $213,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 8,914 | $213,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 9,310 | $213,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,566 | $212,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 7,597 | $212,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 4,099 | $212,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 23,400 | $212,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 4,348 | $211,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,489 | $211,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,730 | $211,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,676 | $211,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 3,026 | $211,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 17,291 | $211,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,323 | $211,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 22,327 | $210,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 28,130 | $210,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 7,143 | $210,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 28,854 | $210,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 24,760 | $209,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,748 | $209,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,084 | $209,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,126 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 20,056 | $209,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,095 | $208,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 7,686 | $208,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 8,835 | $208,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 24,615 | $208,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,316 | $207,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,794 | $207,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 76,400 | $207,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 8,182 | $207,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 5,920 | $207,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 20,017 | $206,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,505 | $206,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 4,387 | $205,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,537 | $205,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 9,698 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,789 | $205,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 46,514 | $205,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 4,988 | $205,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,654 | $204,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 9,827 | $204,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 9,785 | $204,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 17,905 | $204,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,197 | $203,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,048 | $203,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 9,374 | $203,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 223,000 | $203,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 7,216 | $202,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 19,126 | $202,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,117 | $202,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,260 | $202,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 18,551 | $202,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 6,720 | $202,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 29,295 | $202,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 25,400 | $201,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,669 | $201,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 26,144 | $201,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 14,987 | $200,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 57,150 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,230 | $200,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 37,648 | $199,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 18,022 | $199,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,844 | $199,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 11,794 | $199,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 10,582 | $198,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 14,699 | $197,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 14,632 | $197,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,597 | $196,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 13,650 | $196,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,192 | $194,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 17,144 | $194,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 27,805 | $193,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,478 | $193,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,872 | $193,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 16,980 | $192,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 15,682 | $192,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 36,279 | $192,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 32,045 | $191,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 20,844 | $191,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 34,650 | $191,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 10,187 | $191,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 74,566 | $190,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 22,878 | $189,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 16,150 | $188,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,596 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,990 | $188,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 15,812 | $188,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 51,258 | $187,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 38,647 | $187,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 22,780 | $186,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,980 | $186,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 16,383 | $186,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 10,658 | $184,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,598 | $181,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 37,049 | $181,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,690 | $180,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 72,632 | $180,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 13,806 | $180,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 19,494 | $179,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 15,839 | $178,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 18,231 | $178,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,844 | $177,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 16,682 | $177,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,441 | $176,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 30,203 | $176,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 147,521 | $175,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 13,750 | $175,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 14,127 | $174,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,190 | $174,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,287 | $174,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,486 | $173,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 103,863 | $172,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,223 | $171,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 15,822 | $170,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 79,197 | $169,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 27,724 | $169,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 62,893 | $169,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 18,010 | $168,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 18,979 | $167,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 15,811 | $166,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 14,964 | $166,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 37,109 | $166,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 17,500 | $165,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 11,601 | $164,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 35,901 | $164,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,215 | $163,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 11,729 | $163,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 11,640 | $163,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 14,567 | $162,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 11,609 | $162,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 21,317 | $160,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 29,891 | $160,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 10,260 | $157,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,250 | $157,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 21,924 | $156,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,291 | $156,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 37,715 | $155,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 36,358 | $153,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 17,756 | $153,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,983 | $153,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 13,282 | $152,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 32,387 | $151,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 58,233 | $149,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 22,045 | $149,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 20,263 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 24,205 | $147,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,197 | $147,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 75,777 | $147,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 32,230 | $146,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 14,189 | $146,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 17,912 | $146,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 13,573 | $146,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 23,407 | $144,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,832 | $142,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 19,049 | $141,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,185 | $137,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,399 | $136,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,423 | $136,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 12,384 | $136,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 11,187 | $134,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,295 | $132,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,330 | $132,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 18,486 | $132,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 15,000 | $130,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 22,500 | $129,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 14,977 | $129,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,500 | $128,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,879 | $126,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 55,472 | $125,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 10,616 | $125,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,849 | $123,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 10,998 | $122,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,538 | $122,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 19,811 | $122,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 23,092 | $121,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,556 | $121,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 12,276 | $121,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,000 | $121,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,342 | $119,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 30,649 | $119,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 26,794 | $119,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 66,085 | $118,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 13,186 | $117,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 46,571 | $117,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 20,429 | $117,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 17,645 | $116,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 14,769 | $115,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 17,044 | $115,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 42,423 | $114,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15,172 | $114,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,970 | $113,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 19,917 | $113,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,450 | $113,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 270,889 | $113,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 20,435 | $113,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 11,100 | $113,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,371 | $112,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,134 | $112,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,256 | $111,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 22,968 | $111,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 31,565 | $110,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 22,432 | $110,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 25,965 | $109,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 24,524 | $108,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 15,537 | $107,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 19,831 | $107,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 10,550 | $107,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 45,402 | $107,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 10,814 | $106,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 18,496 | $105,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 18,400 | $105,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 50,000 | $105,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 16,417 | $105,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,991 | $104,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 11,900 | $104,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 15,969 | $103,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 15,939 | $103,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 11,286 | $103,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 25,256 | $102,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 19,981 | $101,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 43,045 | $101,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 103,000 | $101,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,271 | $99,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 53,460 | $99,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 41,069 | $97,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 18,255 | $96,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 10,163 | $96,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 12,797 | $95,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 24,788 | $94,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 24,700 | $93,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,724 | $92,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 37,294 | $91,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 86,571 | $90,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 57,422 | $90,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 22,000 | $90,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,957 | $88,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,751 | $88,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,088 | $87,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 91,419 | $85,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 28,217 | $84,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,567 | $83,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 83,910 | $82,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 10,400 | $82,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 21,798 | $80,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,468 | $80,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $78,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,571 | $78,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 79,753 | $77,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,708 | $77,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,907 | $77,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 17,156 | $77,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 56,676 | $77,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,777 | $74,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 21,525 | $73,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 29,347 | $71,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,290 | $70,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,504 | $70,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 22,790 | $69,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 12,969 | $69,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,257 | $68,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,986 | $68,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 10,350 | $67,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 142,431 | $67,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,879 | $66,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 13,096 | $66,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 52,635 | $66,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 19,108 | $65,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 24,650 | $63,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 76,930 | $62,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 24,344 | $62,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,333 | $60,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 14,751 | $59,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,565 | $59,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,569 | $58,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 16,936 | $58,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,538 | $57,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 40,000 | $56,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 83,031 | $56,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 12,873 | $55,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,990 | $52,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 33,235 | $52,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 78,474 | $51,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,621 | $50,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 41,350 | $50,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 17,836 | $49,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 14,600 | $49,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,533 | $49,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,308 | $48,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 16,331 | $48,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 16,013 | $45,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 13,692 | $45,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 12,660 | $45,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,602 | $44,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,654 | $44,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 20,912 | $44,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 16,168 | $43,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 45,000 | $43,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,222 | $42,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 36,036 | $42,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $42,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 18,689 | $42,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 16,000 | $42,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 42,000 | $42,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,284 | $41,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 13,500 | $41,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 20,435 | $41,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 10,350 | $41,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 74,302 | $41,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 42,000 | $41,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 11,408 | $40,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 41,000 | $40,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,315 | $39,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 38,000 | $39,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 12,105 | $38,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 72,010 | $38,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 93,870 | $36,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 10,400 | $36,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,100 | $36,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 25,842 | $34,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 40,196 | $34,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 24,354 | $33,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 14,021 | $32,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 18,174 | $32,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 30,000 | $32,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 33,000 | $31,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 33,044 | $31,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 17,484 | $30,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,443 | $30,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 40,907 | $30,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 25,723 | $30,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,146 | $29,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 184,054 | $29,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 46,482 | $29,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 14,370 | $29,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 24,825 | $27,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 20,682 | $26,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,171 | $25,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 12,700 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-20-000013 | this filing | 2020-11-05 | acceptance time not in the bulk data set |