13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 4,904 holding rows worth $211,641,950,000.
- Accession
- 0000312069-21-000065
- Filer
- CIK 312069
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 9,767 entries on the cover page, a total value of $211,641,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,641,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerSEC Upload
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 28,220 | $67,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,529 | $67,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 906 | $67,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,308 | $67,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 7,500 | $67,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,100 | $66,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 6,119 | $66,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,329 | $66,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 946 | $66,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,441 | $66,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 27,300 | $66,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 1,447 | $66,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 35,712 | $66,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 5,632 | $66,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,768 | $65,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 19,073 | $65,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 4,100 | $65,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,624 | $65,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 391 | $65,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 1,606 | $64,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,400 | $64,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 527 | $64,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,089 | $64,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,096 | $64,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 7,996 | $64,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 41,100 | $64,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 2,329 | $64,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 277 | $63,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 20,000 | $63,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 4,156 | $63,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,000 | $63,000 | thousands by filing date | call |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,860 | $63,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 4,570 | $63,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 6,096 | $62,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,410 | $62,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,584 | $62,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,044 | $62,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,567 | $62,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 2,064 | $62,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 837 | $61,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,188 | $61,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,744 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 687 | $61,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 209 | $61,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 4,052 | $61,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,045 | $61,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,200 | $61,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 6,279 | $61,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,454 | $61,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 39,077 | $61,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 75,605 | $61,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,102 | $60,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,483 | $60,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 9,601 | $60,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 411 | $60,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,250 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,362 | $60,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,766 | $60,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,500 | $59,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,000 | $59,000 | thousands by filing date | call |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,562 | $59,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,764 | $59,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 7,016 | $59,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,020 | $58,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,986 | $58,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,000 | $58,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,683 | $58,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 1,895 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 720 | $58,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,245 | $58,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 8,749 | $58,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 6,700 | $58,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 10,176 | $58,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,700 | $57,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 9,514 | $57,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,000 | $57,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,800 | $57,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 5,111 | $57,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 2,082 | $57,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 15,634 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 992 | $57,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 393 | $56,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 8,986 | $56,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 1,984 | $56,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,169 | $55,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 2,571 | $55,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 2,257 | $55,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 6,775 | $55,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 23,574 | $55,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,200 | $54,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 866 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 1,243 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $54,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,613 | $54,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 6,899 | $54,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 3,400 | $53,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 505 | $53,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,677 | $53,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 1,245 | $53,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,896 | $53,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,532 | $53,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 1,103 | $53,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,102 | $53,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,843 | $53,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,000 | $53,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 1,100 | $52,000 | thousands by filing date | call |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 300 | $52,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 321 | $52,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,600 | $52,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 153 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 396 | $52,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,384 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 389 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 562 | $52,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,150 | $52,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 5,496 | $52,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,749 | $52,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 45,283 | $52,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,600 | $51,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,834 | $51,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,089 | $51,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,100 | $51,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 584 | $51,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 3,159 | $51,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 14,269 | $51,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,928 | $51,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 3,100 | $51,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 8,700 | $51,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 12,000 | $51,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 9,334 | $50,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,190 | $50,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 891 | $50,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,700 | $50,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,340 | $50,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 15,783 | $50,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,973 | $50,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 4,969 | $49,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,300 | $49,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 35,172 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 944 | $49,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,965 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 793 | $49,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,330 | $49,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 9,211 | $49,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 261 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,651 | $48,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 7,909 | $48,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,741 | $48,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,345 | $48,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,577 | $48,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 481 | $48,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 9,419 | $48,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 29,477 | $48,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 3,153 | $47,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 630 | $47,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,700 | $47,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 7,471 | $47,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $47,000 | thousands by filing date | put |
| FREEDOM HOLDING CORP | 356390104 | COM | 724 | $47,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,846 | $47,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,035 | $47,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 2,934 | $47,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 30,108 | $47,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 7,272 | $47,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,158 | $47,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 15,051 | $47,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $46,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 777 | $46,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,400 | $46,000 | thousands by filing date | call |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,681 | $46,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,873 | $46,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 2,501 | $46,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 7,908 | $46,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 7,049 | $46,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 112 | $45,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 172 | $45,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 490 | $45,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,300 | $45,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 2,700 | $45,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 758 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,819 | $45,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,945 | $45,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 3,500 | $45,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,300 | $45,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 9,858 | $45,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 775 | $44,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,906 | $44,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 5,186 | $44,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 3,814 | $44,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 19,067 | $44,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,482 | $44,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 18,848 | $44,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 50,000 | $44,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,400 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 573 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 362 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $43,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,300 | $43,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,811 | $43,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 844 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 375 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,485 | $43,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,300 | $43,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,377 | $43,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 6,064 | $43,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,879 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 600 | $42,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 2,881 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 345 | $42,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 6,203 | $42,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 2,403 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 215 | $42,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,336 | $42,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 5,382 | $42,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 2,300 | $42,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,886 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 3,380 | $42,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 17,021 | $42,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,955 | $42,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 6,256 | $42,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,000 | $41,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 430 | $41,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,808 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 487 | $41,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,506 | $41,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 834 | $40,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,100 | $40,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,398 | $40,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 419 | $40,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,225 | $40,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,437 | $40,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 8,984 | $40,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 26,540 | $40,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $40,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 9,520 | $40,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 5,668 | $40,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,067 | $40,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,270 | $40,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 11,879 | $40,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 7,707 | $40,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 11,593 | $40,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,261 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 495 | $39,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 3,956 | $39,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,369 | $39,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,594 | $39,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 242 | $39,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,400 | $39,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,823 | $39,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 25,565 | $39,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 209 | $38,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,173 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 254 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 437 | $38,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,221 | $38,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,800 | $38,000 | thousands by filing date | put |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,486 | $38,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,780 | $38,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 5,930 | $38,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,557 | $38,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,340 | $38,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 9,700 | $38,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 2,689 | $38,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 21,335 | $38,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 3,855 | $38,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1,666 | $38,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 176 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 200 | $37,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,100 | $37,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 4,000 | $37,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 261 | $37,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,439 | $37,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,690 | $37,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 970 | $37,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,682 | $37,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 436 | $37,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 891 | $37,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,040 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,219 | $37,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,554 | $37,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,945 | $37,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 18,006 | $37,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 687 | $36,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $36,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 225 | $36,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 836 | $36,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 656 | $36,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 4,219 | $36,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,744 | $36,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 6,640 | $36,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 5,458 | $36,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 6,264 | $36,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 9,940 | $36,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 690 | $35,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,500 | $35,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 400 | $35,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 242 | $35,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,225 | $35,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,584 | $35,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,986 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,255 | $35,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 689 | $35,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,456 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 342 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 715 | $35,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $35,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,079 | $35,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 3,617 | $35,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 4,331 | $35,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,581 | $35,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 500 | $34,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 529 | $34,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,000 | $34,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 200 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 236 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 392 | $34,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 13,668 | $34,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,008 | $34,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,011 | $34,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 2,646 | $34,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,252 | $34,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,078 | $33,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 4,260 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 427 | $33,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,100 | $33,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 2,410 | $33,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 7,083 | $33,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 643 | $32,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,796 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,200 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 383 | $32,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 740 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 495 | $32,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 4,479 | $32,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 602 | $32,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,176 | $32,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,414 | $32,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,424 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,087 | $32,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1,300 | $32,000 | thousands by filing date | call |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,537 | $32,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,727 | $32,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 782 | $32,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,545 | $32,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $32,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 9,064 | $32,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,300 | $32,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,854 | $32,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 594 | $31,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 362 | $31,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 316 | $31,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 662 | $31,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,174 | $31,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,867 | $31,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 7,444 | $31,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,520 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,505 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,292 | $31,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,353 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,174 | $31,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 7,988 | $31,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 6,711 | $31,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,207 | $31,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 9,913 | $30,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,820 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 853 | $30,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,600 | $30,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,197 | $30,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 349 | $30,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 2,590 | $30,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 8,796 | $30,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 7,129 | $30,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 5,733 | $30,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 153 | $29,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 3,136 | $29,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,010 | $29,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,958 | $29,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,432 | $29,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 1,707 | $29,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,296 | $29,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 642 | $29,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $29,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,343 | $29,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 3,404 | $29,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 3,969 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 307 | $29,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,600 | $28,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 705 | $28,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,300 | $28,000 | thousands by filing date | put |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 531 | $28,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,213 | $28,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,099 | $28,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 3,354 | $28,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 611 | $28,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,798 | $28,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 8,489 | $28,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 2,600 | $28,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,220 | $28,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,716 | $28,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 2,000 | $27,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 381 | $27,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 676 | $27,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,354 | $27,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,047 | $27,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 2,474 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 3,000 | $27,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 5,984 | $27,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 315 | $26,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,107 | $26,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,500 | $26,000 | thousands by filing date | call |
| PAYSIGN INC | 70451A104 | COM | 8,010 | $26,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,500 | $26,000 | thousands by filing date | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 424 | $26,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 765 | $26,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,982 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 463 | $26,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,700 | $26,000 | thousands by filing date | put |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,340 | $26,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,680 | $26,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 152 | $25,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 123 | $25,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,700 | $25,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 1,026 | $25,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,158 | $25,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 3,990 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 621 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 140 | $25,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,420 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 879 | $25,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,233 | $25,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,493 | $25,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 243 | $24,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,268 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 400 | $24,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,009 | $24,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,500 | $24,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 925 | $24,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 4,603 | $24,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 567 | $24,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 30 | $24,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,984 | $24,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 6,475 | $24,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,210 | $24,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 215 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 245 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 339 | $23,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 1,013 | $23,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 2,462 | $23,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 711 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 951 | $23,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 238 | $23,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,263 | $23,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,505 | $23,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,300 | $22,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 668 | $22,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,747 | $22,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 12,940 | $22,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,400 | $22,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,931 | $22,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 658 | $22,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,127 | $22,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 393 | $22,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 7,197 | $22,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 300 | $22,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 18,000 | $22,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 2,429 | $22,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,404 | $22,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 973 | $22,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,280 | $22,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 8,893 | $22,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 6,699 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 300 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 390 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 396 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 590 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 227 | $21,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 8,006 | $21,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,994 | $21,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,607 | $21,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,024 | $21,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 585 | $21,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 509 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 350 | $21,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 7,198 | $21,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 3,246 | $21,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 5,123 | $21,000 | thousands by filing date | |
| MGC | 921910873 | COM | 133 | $20,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 191 | $20,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 6,944 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 460 | $20,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,200 | $20,000 | thousands by filing date | put |
| VALUE LINE INC | 920437100 | COMMON STOCK | 646 | $20,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 722 | $20,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 1,024 | $20,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 359 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,200 | $20,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 3,908 | $20,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,707 | $20,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,867 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000065 | this filing | 2021-08-13 | acceptance time not in the bulk data set |