13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 4,904 holding rows worth $211,641,950,000.
- Accession
- 0000312069-21-000065
- Filer
- CIK 312069
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 9,767 entries on the cover page, a total value of $211,641,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,641,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerSEC Upload
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25460E521 | FUND | 1,500 | $20,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 11,599 | $20,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,223 | $20,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 600 | $19,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 2,500 | $19,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 358 | $19,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 1,053 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 104 | $19,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 880 | $19,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 662 | $19,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 508 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 454 | $19,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 3,126 | $19,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,475 | $19,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,977 | $19,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 12,228 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 400 | $18,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,082 | $18,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 746 | $18,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 397 | $18,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,572 | $18,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 5,100 | $18,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,259 | $18,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 3,891 | $18,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 704 | $18,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,576 | $18,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 1,466 | $18,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 1,212 | $18,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 257 | $17,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 100 | $17,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 100 | $17,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 100 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 844 | $17,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 5,036 | $17,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 6,168 | $17,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 4,417 | $17,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 88 | $16,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 612 | $16,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 236 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 121 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,037 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 416 | $16,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 376 | $16,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,851 | $16,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,795 | $16,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 830 | $16,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,081 | $16,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 7,550 | $16,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,513 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 1,940 | $16,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 2,450 | $16,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 3,839 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 110 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 270 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 333 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 284 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 126 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 200 | $15,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,385 | $15,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,061 | $15,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 3,947 | $15,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 5,109 | $15,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,201 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 130 | $14,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 456 | $14,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,101 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 296 | $14,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,068 | $14,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 6,033 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 290 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 177 | $14,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 8,907 | $14,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 12,000 | $14,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP | 12648L601 | COM | 5,605 | $14,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $13,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 190 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 202 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 199 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 320 | $13,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 511 | $13,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,100 | $13,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,872 | $13,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 467 | $13,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,469 | $13,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 721 | $13,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,770 | $13,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 3,175 | $13,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 6,453 | $13,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 252 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72 | $12,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,168 | $12,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 458 | $12,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 236 | $12,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 592 | $12,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 5,083 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 775 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,300 | $12,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 662 | $12,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 3,881 | $12,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,257 | $12,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 2,229 | $12,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 8,903 | $12,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 2,997 | $12,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,126 | $11,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 192 | $11,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,613 | $11,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,154 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 340 | $11,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 166 | $11,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,000 | $11,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 291 | $11,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $11,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 670 | $11,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 244 | $11,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,399 | $11,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 4,728 | $11,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,243 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 1,174 | $11,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 5,311 | $11,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,367 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 500 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 102 | $10,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 2,532 | $10,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 2,394 | $10,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,727 | $10,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 307 | $10,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,262 | $10,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,961 | $10,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 810 | $10,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,151 | $10,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 955 | $10,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,355 | $10,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,133 | $10,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 662 | $10,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 582 | $10,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,507 | $10,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,658 | $10,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,085 | $10,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 725 | $10,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 746 | $10,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 3,891 | $10,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 4,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 137 | $10,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,257 | $10,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,504 | $10,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 1,904 | $10,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 552 | $10,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 778 | $10,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 755 | $10,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 418 | $10,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 725 | $10,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 4,630 | $10,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 676 | $10,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,126 | $10,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 3,366 | $10,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,055 | $10,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 622 | $10,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,290 | $10,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 378 | $10,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 6,515 | $10,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 7,769 | $10,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 6,218 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 7,490 | $10,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 7,651 | $10,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 7,013 | $10,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,262 | $10,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,636 | $10,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 893 | $10,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 128 | $9,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 75 | $9,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 211 | $9,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,450 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 35 | $9,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,829 | $9,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 846 | $9,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,040 | $9,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 7,778 | $9,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,078 | $9,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 9,000 | $9,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 230 | $9,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,088 | $9,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,386 | $9,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 7,536 | $9,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 5,065 | $9,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 2,864 | $9,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 337 | $8,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 508 | $8,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 78 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 117 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 203 | $8,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 193 | $8,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,596 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 161 | $8,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 300 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 353 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 99 | $8,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,200 | $8,000 | thousands by filing date | call |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 500 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,900 | $8,000 | thousands by filing date | put |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,016 | $8,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $8,000 | thousands by filing date | principal |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 6,585 | $8,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 3,477 | $8,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 257 | $7,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 51 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200 | $7,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 173 | $7,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 207 | $7,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,100 | $7,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 85 | $7,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,441 | $7,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,083 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 201 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 390 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 103 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 213 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 96 | $7,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 406 | $7,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 6,182 | $7,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 3,845 | $7,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 3,225 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 240 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 347 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $6,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 434 | $6,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 178 | $6,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 363 | $6,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 115 | $6,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 1,408 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 206 | $6,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 546 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 115 | $6,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 324 | $6,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1,078 | $6,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 338 | $6,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 809 | $6,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 394 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5,523 | $6,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 271 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 33 | $5,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 59 | $5,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 43 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 196 | $5,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 862 | $5,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 770 | $5,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,767 | $5,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 300 | $5,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 977 | $5,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $5,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 5,150 | $5,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 2,078 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 183 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 88 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 59 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 107 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 56 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 179 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 319 | $4,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 708 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $4,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 12,758 | $4,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 179 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $4,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 484 | $4,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,132 | $4,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 399 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | principal |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 376 | $4,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 29 | $3,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 112 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 400 | $3,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 67 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 40 | $3,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,400 | $3,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 300 | $3,000 | thousands by filing date | call |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 91 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 80 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 93 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 35 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 39 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 65 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 408 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 82 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 3,000 | $3,000 | thousands by filing date | principal |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 2,180 | $3,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 114 | $3,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,000 | $3,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 58 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 191 | $2,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 590 | $2,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 58 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 25 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 45 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 21 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 200 | $2,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 124 | $2,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 92 | $2,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 76 | $2,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 137 | $2,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 97 | $2,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 134 | $2,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $2,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 964 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 71 | $2,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 118 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 397 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,017 | $2,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 452 | $2,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 831 | $2,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 12 | $1,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 8 | $1,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 118 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 167 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 40 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100 | $1,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 29 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 7 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 56 | $1,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,201 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 27 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 100 | $1,000 | thousands by filing date | put |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 93 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 83 | $1,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 86 | $1,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 95 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 62 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 8 | $1,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 55 | $1,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 183 | $1,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $1,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 27 | $1,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 86 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 99 | $1,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 124 | $1,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 300 | $1,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 56 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 804 | $1,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 450 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 157 | $1,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287564 | SELECT US REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION BANKSHARES INC | 905400107 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J882 | EXCHANGE TRADED | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENFIT S A | 372279109 | ADS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOGENE LTD | M4119S104 | SHS | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Axonics | 88875G101 | COM | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUXIN LTD | 74704P108 | ADS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000065 | this filing | 2021-08-13 | acceptance time not in the bulk data set |