13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 4,683 holding rows worth $186,198,530,000.
- Accession
- 0000312069-21-000045
- Filer
- CIK 312069
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 8,230 entries on the cover page, a total value of $186,198,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,198,530,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerSEC Upload
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIEBOLD NXDF INC | 253651103 | COM | 7,200 | $102,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 36,807 | $102,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,900 | $101,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 9,700 | $101,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $100,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 2,400 | $100,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 10,224 | $100,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 7,696 | $100,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 7,469 | $100,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 6,026 | $99,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,552 | $98,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 27,784 | $98,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 25,500 | $98,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,317 | $97,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,200 | $97,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,500 | $97,000 | thousands by filing date | call |
| COUNTY BANCORP INC | 221907108 | COM | 4,020 | $97,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,900 | $96,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,500 | $96,000 | thousands by filing date | put |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 832 | $96,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,884 | $96,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 6,993 | $96,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 100,579 | $96,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,000 | $95,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 50,598 | $95,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 14,954 | $95,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 11,028 | $94,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,000 | $93,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,500 | $93,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,000 | $93,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,432 | $93,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,509 | $93,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 11,597 | $93,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 31,020 | $93,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 13,822 | $92,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 7,536 | $92,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,200 | $91,000 | thousands by filing date | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,485 | $91,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 22,447 | $91,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 46,879 | $91,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 700 | $90,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,300 | $90,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,944 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 2,250 | $90,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,967 | $90,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 13,302 | $90,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 20,851 | $90,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 6,123 | $90,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 35,000 | $90,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,988 | $89,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,886 | $89,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 25,944 | $88,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,007 | $88,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 3,591 | $87,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,100 | $87,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,397 | $87,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,308 | $87,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5,509 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,320 | $87,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1,430 | $87,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 81,000 | $87,000 | thousands by filing date | principal |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 16,612 | $86,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 29,727 | $86,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,216 | $86,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 4,264 | $86,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 28,638 | $86,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 550 | $85,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 6,576 | $84,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 40,260 | $84,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 13,824 | $84,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 18,450 | $84,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,491 | $83,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,165 | $82,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 15,271 | $82,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 3,650 | $82,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 16,610 | $82,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,600 | $81,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,476 | $81,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,800 | $80,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,200 | $80,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 9,023 | $80,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 3,054 | $80,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 17,075 | $80,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 40,182 | $80,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 35,358 | $79,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 20,414 | $79,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,372 | $78,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 7,606 | $78,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 338 | $78,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,128 | $78,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 13,683 | $78,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 3,915 | $78,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,500 | $77,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 28,936 | $77,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 4,395 | $77,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,100 | $76,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 1,200 | $76,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,544 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 700 | $76,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,291 | $76,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 12,000 | $76,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 3,200 | $75,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 3,500 | $75,000 | thousands by filing date | call |
| AUBURN NATL BANCORP | 050473107 | COM | 1,955 | $75,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 4,698 | $75,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 7,607 | $75,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,767 | $74,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 20,000 | $74,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 16,039 | $74,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 22,278 | $74,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $73,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 13,248 | $73,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 7,716 | $73,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,190 | $73,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 48,837 | $73,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 20,480 | $72,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,841 | $72,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 22,555 | $72,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 50,000 | $71,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 11,409 | $71,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 50,000 | $71,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 4,514 | $71,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,012 | $70,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 7,058 | $70,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,000 | $69,000 | thousands by filing date | call |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,168 | $69,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 39,077 | $69,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 6,192 | $69,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,100 | $68,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 31,094 | $68,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 58,261 | $68,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 19,730 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 725 | $67,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,000 | $67,000 | thousands by filing date | call |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 10,164 | $67,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 41,100 | $67,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 26,600 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 699 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,800 | $66,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 25,139 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,040 | $65,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,300 | $65,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,633 | $65,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 3,000 | $65,000 | thousands by filing date | call |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 64,775 | $65,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,800 | $64,000 | thousands by filing date | put |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 3,556 | $64,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,564 | $64,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 5,658 | $64,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,311 | $64,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,083 | $64,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,300 | $64,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 5,899 | $63,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,314 | $63,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 22,183 | $63,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 5,098 | $63,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 7,597 | $63,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,277 | $63,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 49,804 | $63,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 24,488 | $62,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 27,300 | $62,000 | thousands by filing date | put |
| ZOVIO INC | 98979V102 | COMMON STOCK | 15,265 | $62,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 60,000 | $62,000 | thousands by filing date | principal |
| AXCELLA HEALTH INC | 05454B105 | COM | 12,944 | $62,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 22,648 | $61,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,700 | $61,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 268 | $60,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 10,904 | $60,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 659 | $59,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,000 | $58,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $58,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 16,516 | $58,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,000 | $57,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,064 | $57,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,980 | $56,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,400 | $55,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 511 | $55,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,700 | $55,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,075 | $55,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 24,694 | $55,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,700 | $54,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,049 | $54,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 200 | $53,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,496 | $53,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 5,271 | $53,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 959 | $52,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 7,001 | $52,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 1,328 | $52,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,054 | $52,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 2,902 | $52,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 8,656 | $52,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 18,516 | $52,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 25,127 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 389 | $51,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 42,638 | $51,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 289 | $50,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,000 | $50,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 4,100 | $50,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 1,100 | $50,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,500 | $49,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,700 | $49,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 2,600 | $49,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 3,400 | $49,000 | thousands by filing date | put |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,933 | $49,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 4,000 | $49,000 | thousands by filing date | put |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,150 | $49,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 3,500 | $49,000 | thousands by filing date | put |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,024 | $49,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 26,632 | $49,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 11,599 | $49,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 9,998 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 3,380 | $47,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 4,320 | $47,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,300 | $46,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 19,331 | $46,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 16,203 | $46,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,251 | $46,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 8,591 | $46,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,300 | $45,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 6,379 | $45,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,100 | $45,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 671 | $45,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,300 | $45,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 12,754 | $45,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 4,386 | $45,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,938 | $44,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $44,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,632 | $44,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 2,966 | $44,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 26,540 | $44,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,000 | $44,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 7,878 | $43,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 64 | $43,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 8,189 | $43,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 20,172 | $43,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,100 | $42,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,497 | $42,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 17,045 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 600 | $41,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 6,503 | $41,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 21,400 | $41,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,000 | $40,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 940 | $40,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,800 | $40,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 2,614 | $40,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 3,889 | $40,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,969 | $40,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 276 | $39,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 625 | $39,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 9,663 | $39,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 5,849 | $39,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,420 | $39,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 28,976 | $39,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,300 | $38,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,400 | $38,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,580 | $38,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 15,850 | $38,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 911 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 603 | $37,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 12,823 | $37,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,581 | $37,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 5,289 | $37,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,192 | $36,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 4,000 | $36,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,439 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 568 | $36,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 5,989 | $36,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 7,849 | $36,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $36,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 10,934 | $36,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 2,523 | $36,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,300 | $35,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,690 | $35,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 9,040 | $35,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,828 | $35,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,100 | $34,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 423 | $34,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 3,163 | $34,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 2,777 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 3,500 | $34,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 1,000 | $34,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 5,568 | $34,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 500 | $33,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 3,673 | $33,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1,300 | $33,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 21,594 | $33,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 750 | $32,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $32,000 | thousands by filing date | call |
| DBX ETF TR | 233051408 | FUND | 1,000 | $32,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,300 | $32,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 60 | $31,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,600 | $31,000 | thousands by filing date | call |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 3,412 | $31,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,500 | $30,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,600 | $30,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,200 | $30,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,100 | $30,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 9,217 | $30,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 31,654 | $30,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,400 | $29,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 2,000 | $29,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,300 | $29,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,296 | $29,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 28,126 | $29,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 21,353 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 400 | $28,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,500 | $28,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1,100 | $28,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 8,838 | $28,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,700 | $28,000 | thousands by filing date | put |
| REEDS INC COM | 758338107 | Stock | 23,920 | $28,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 9,905 | $28,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,700 | $27,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 4,260 | $27,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,395 | $27,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,000 | $27,000 | thousands by filing date | put |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,217 | $27,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 8,131 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 307 | $27,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,908 | $27,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 3,213 | $27,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 285 | $26,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 5,000 | $26,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,500 | $26,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 846 | $26,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,356 | $26,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 9,142 | $26,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 23,465 | $26,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 7,683 | $25,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 6,767 | $25,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 7,435 | $25,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 16,000 | $25,000 | thousands by filing date | principal |
| EMAGIN CORP | 29076N206 | COM | 6,719 | $25,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 261 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 356 | $24,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,132 | $24,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 858 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 920 | $24,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 2,826 | $24,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 7,737 | $24,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 24,000 | $24,000 | thousands by filing date | principal |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 567 | $23,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 550 | $23,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 6,113 | $23,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 16,495 | $23,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,300 | $22,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 200 | $22,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,343 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 350 | $22,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 434 | $22,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,432 | $22,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,409 | $22,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 856 | $22,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 8,731 | $22,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 12,310 | $22,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,200 | $21,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,500 | $21,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,400 | $21,000 | thousands by filing date | call |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 951 | $21,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 12,751 | $21,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 2,843 | $21,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 9,376 | $21,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 21,000 | $21,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 21,000 | $21,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 900 | $20,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 409 | $20,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,747 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 300 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 186 | $20,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,667 | $20,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,073 | $20,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $20,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 235 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 569 | $20,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,300 | $20,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 20,000 | $20,000 | thousands by filing date | principal |
| SHARPSPRING INC | 820054104 | COM | 1,221 | $20,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 200 | $19,000 | thousands by filing date | put |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 4,160 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 237 | $19,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 5,100 | $19,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 5,591 | $19,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,674 | $19,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,700 | $18,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 585 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 200 | $18,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $18,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 16,790 | $18,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,913 | $18,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 4,383 | $18,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 9,345 | $17,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,274 | $17,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 2,111 | $17,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 2,229 | $17,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,630 | $17,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 95 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,300 | $16,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 310 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 533 | $16,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 9,831 | $16,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 14,868 | $16,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 12,393 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 121 | $15,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,122 | $15,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 789 | $15,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 4,000 | $15,000 | thousands by filing date | principal |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 11,648 | $15,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,027 | $14,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,348 | $14,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,867 | $14,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,101 | $13,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $13,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 1,100 | $13,000 | thousands by filing date | call |
| SCIPLAY CORPORATION | 809087109 | CL A | 800 | $13,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 9,019 | $13,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $12,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 200 | $12,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 296 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 141 | $12,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 586 | $12,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,326 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 16,000 | $12,000 | thousands by filing date | principal |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $12,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 133 | $12,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 200 | $12,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 2,285 | $12,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,503 | $12,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 536 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 153 | $11,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 361 | $11,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 200 | $10,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 4,000 | $10,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 300 | $10,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 2,476 | $10,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,797 | $10,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,700 | $10,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 37 | $9,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,031 | $9,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 59 | $9,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 400 | $9,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 98 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 2,427 | $9,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 330 | $9,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 413 | $9,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 927 | $9,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,000 | $9,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 700 | $9,000 | thousands by filing date | put |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 500 | $9,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 9,000 | $9,000 | thousands by filing date | principal |
| SMTC CORP | 832682207 | COM NEW | 1,508 | $9,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,300 | $9,000 | thousands by filing date | call |
| YUNJI INC | 98873N107 | ADS RP CL A | 4,150 | $9,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 253 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 47 | $8,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,340 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $8,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 334 | $8,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,532 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,900 | $8,000 | thousands by filing date | put |
| TINGO GROUP INC | 55328R109 | COM | 4,000 | $8,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,966 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200 | $7,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,100 | $7,000 | thousands by filing date | put |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 100 | $7,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 2,951 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 390 | $7,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 686 | $7,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,231 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 364 | $7,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 900 | $7,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 490 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 140 | $6,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 311 | $6,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 616 | $6,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 600 | $6,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 1,459 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 434 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $5,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 487 | $5,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 77 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100 | $5,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 83 | $5,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 6,960 | $5,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,138 | $5,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1,763 | $5,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 809 | $5,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,230 | $5,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 900 | $5,000 | thousands by filing date | call |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,000 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 65 | $4,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,058 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 100 | $4,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 309 | $4,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 93 | $4,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 543 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000045 | this filing | 2021-05-13 | acceptance time not in the bulk data set |