13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 4,683 holding rows worth $186,198,530,000.
- Accession
- 0000312069-21-000045
- Filer
- CIK 312069
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 8,230 entries on the cover page, a total value of $186,198,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,198,530,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerSEC Upload
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYTOSORBENTS CORP | 23283X206 | CMN | 34,344 | $299,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,300 | $298,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 19,052 | $297,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 16,647 | $297,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,000 | $295,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 29,183 | $295,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 17,645 | $295,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 18,250 | $295,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 288,000 | $295,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 3,200 | $294,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,852 | $294,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 17,436 | $294,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,903 | $294,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 6,517 | $292,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 11,796 | $291,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 23,113 | $291,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,000 | $290,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,000 | $290,000 | thousands by filing date | put |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 11,301 | $290,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 30,766 | $290,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 5,890 | $289,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 14,483 | $289,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 10,992 | $289,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 14,677 | $289,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 44,326 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 26,833 | $288,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 20,502 | $288,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 19,724 | $287,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,004 | $286,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 11,402 | $286,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,400 | $285,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 19,760 | $284,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,500 | $283,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,800 | $283,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 78,825 | $283,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 17,853 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 6,196 | $282,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,284 | $282,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,870 | $282,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 89,862 | $282,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 55,841 | $282,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,000 | $281,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 3,986 | $279,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 61,855 | $279,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,901 | $278,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,726 | $278,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 20,683 | $278,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 15,113 | $277,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 83,236 | $277,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,100 | $276,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,130 | $276,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,697 | $275,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 12,424 | $275,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 11,263 | $275,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 27,223 | $272,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 8,130 | $272,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,090 | $272,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,500 | $271,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,212 | $271,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 44,747 | $271,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,269 | $270,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 26,121 | $270,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 54,069 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,724 | $269,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 26,695 | $269,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 66,451 | $269,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,581 | $268,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,700 | $267,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,494 | $267,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,422 | $267,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,471 | $266,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,159 | $266,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 78,988 | $266,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 39,778 | $265,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,727 | $265,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,526 | $264,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 44,375 | $264,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 58,314 | $264,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 146,121 | $263,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 183,000 | $263,000 | thousands by filing date | principal |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 7,760 | $262,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 14,430 | $262,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 58,515 | $262,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,435 | $259,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 9,296 | $259,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,300 | $257,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 24,457 | $257,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 6,260 | $256,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 23,185 | $256,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 17,861 | $256,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,100 | $255,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 22,311 | $255,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 38,131 | $255,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 26,577 | $255,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 7,836 | $254,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,039 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,752 | $253,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 26,502 | $253,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 8,976 | $252,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 12,589 | $251,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 35,390 | $251,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 8,568 | $251,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,339 | $250,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 34,239 | $249,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 36,957 | $249,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,853 | $248,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 7,153 | $248,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,676 | $248,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,300 | $247,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 25,795 | $247,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,200 | $245,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K102 | COM | 107,561 | $245,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 38,415 | $245,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 41,628 | $244,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 13,055 | $244,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 13,911 | $244,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,181 | $243,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 41,331 | $242,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,742 | $242,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,542 | $241,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 148,608 | $241,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,000 | $240,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 41,445 | $240,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 52,146 | $240,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 10,804 | $240,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 25,573 | $239,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 23,342 | $239,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 18,200 | $237,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,200 | $236,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,424 | $236,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 53,425 | $235,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,362 | $235,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 26,566 | $235,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 23,332 | $234,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 102,855 | $234,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 22,644 | $233,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,127 | $232,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 52,192 | $232,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,781 | $231,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 24,105 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,666 | $230,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,611 | $228,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 39,076 | $228,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 13,383 | $228,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,981 | $228,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 27,440 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,955 | $227,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 10,279 | $226,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 85,710 | $226,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,247 | $225,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $224,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,500 | $224,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,676 | $224,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,157 | $224,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 14,475 | $223,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 45,073 | $223,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 60,606 | $223,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 12,689 | $222,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,400 | $221,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 23,649 | $221,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 21,000 | $221,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,328 | $219,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,000 | $219,000 | thousands by filing date | put |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 4,419 | $219,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,300 | $219,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 16,272 | $219,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 3,086 | $219,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 41,472 | $219,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,339 | $219,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,000 | $218,000 | thousands by filing date | put |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 66,005 | $218,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54,087 | $218,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 18,522 | $218,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 27,590 | $217,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 29,721 | $215,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,397 | $214,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 34,543 | $214,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 46,930 | $213,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 14,842 | $212,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 8,200 | $212,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 49,834 | $212,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,300 | $211,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,900 | $211,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 12,236 | $210,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 8,665 | $210,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12,194 | $209,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 81,771 | $209,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,800 | $208,000 | thousands by filing date | call |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 8,289 | $208,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 20,483 | $208,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 28,567 | $208,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 5,085 | $207,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,300 | $206,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 8,619 | $206,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 19,252 | $206,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 69,978 | $205,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,500 | $204,000 | thousands by filing date | call |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,293 | $203,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 943 | $202,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 56,505 | $202,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 11,391 | $200,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 7,597 | $199,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 6,385 | $198,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 55,883 | $198,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,024 | $197,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 65,882 | $197,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,045 | $197,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 22,110 | $196,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 33,668 | $196,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 49,534 | $195,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,000 | $194,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 7,661 | $193,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,300 | $192,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 2,000 | $192,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,128 | $192,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,500 | $192,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,600 | $192,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,696 | $191,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 5,300 | $191,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 36,092 | $191,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,345 | $190,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 64,954 | $190,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 10,911 | $190,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,000 | $189,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 5,000 | $189,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 6,787 | $189,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 12,055 | $189,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 7,342 | $188,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 15,830 | $188,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 17,297 | $188,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 30,000 | $188,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 3,072 | $187,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 18,495 | $187,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 49,400 | $186,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 59,522 | $186,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 149,843 | $186,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,100 | $185,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 64,800 | $185,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 8,587 | $185,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 50 | $184,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 20,461 | $183,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 21,430 | $183,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 21,245 | $183,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,924 | $182,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 7,079 | $182,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 24,500 | $182,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 35,820 | $182,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 7,492 | $181,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 8,631 | $181,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 22,391 | $181,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 11,003 | $181,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 41,659 | $181,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,000 | $180,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 4,912 | $180,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,600 | $180,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 22,241 | $180,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,515 | $180,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,147 | $179,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10,569 | $179,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,967 | $179,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,200 | $178,000 | thousands by filing date | call |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 10,110 | $178,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,856 | $178,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 29,841 | $178,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,526 | $177,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,168 | $177,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 9,157 | $177,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 84,849 | $177,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 14,029 | $176,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 8,832 | $176,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 8,720 | $175,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 10,923 | $175,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,099 | $174,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 29,164 | $174,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 32,005 | $174,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 38,750 | $174,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,798 | $173,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,516 | $173,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 51,565 | $173,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 8,100 | $173,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 19,205 | $172,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,211 | $172,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 7,506 | $172,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 9,872 | $171,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 41,809 | $171,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 3,178 | $170,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 9,524 | $170,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 13,297 | $170,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,168 | $169,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 6,059 | $169,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 6,406 | $169,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 9,360 | $169,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 222,500 | $169,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 17,656 | $168,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,052 | $167,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 11,276 | $166,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 12,015 | $166,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 94,210 | $166,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 17,029 | $164,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,009 | $163,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 91,642 | $163,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,837 | $163,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2,409 | $162,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1,908 | $161,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 3,418 | $161,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 40,077 | $161,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,000 | $160,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 52,470 | $160,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 21,718 | $160,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,807 | $158,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 160,000 | $158,000 | thousands by filing date | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 10,399 | $157,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 22,605 | $157,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 28,627 | $157,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 20,196 | $157,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 94,700 | $156,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 31,146 | $155,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,891 | $154,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 696 | $154,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 27,408 | $154,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,100 | $154,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,621 | $154,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,861 | $154,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 5,937 | $154,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 12,900 | $151,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 16,639 | $151,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 84,154 | $151,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,542 | $150,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,368 | $150,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 13,097 | $150,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,917 | $150,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 14,105 | $150,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,100 | $149,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,316 | $149,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 9,022 | $149,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 10,108 | $149,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 4,350 | $149,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 14,153 | $149,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 68,586 | $149,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 3,400 | $148,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,411 | $148,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 9,591 | $148,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 11,479 | $148,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 17,206 | $147,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,500 | $145,000 | thousands by filing date | put |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,418 | $145,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,300 | $145,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 49,147 | $145,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,197 | $144,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 28,318 | $144,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,459 | $144,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,669 | $144,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,825 | $144,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 13,769 | $143,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 19,891 | $142,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 10,300 | $142,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 83,935 | $142,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 6,370 | $141,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 3,000 | $141,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,203 | $140,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,836 | $140,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 10,000 | $140,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 9,428 | $140,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 19,651 | $140,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 32,947 | $140,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 28,047 | $139,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,100 | $139,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 65,694 | $139,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 19,261 | $139,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 23,802 | $138,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 5,308 | $138,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 52,110 | $138,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,791 | $137,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 38,475 | $137,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,600 | $136,000 | thousands by filing date | put |
| INFINERA CORP | 45667GAC7 | BOND | 114,000 | $136,000 | thousands by filing date | principal |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,758 | $136,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 43,269 | $136,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,500 | $135,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 7,630 | $135,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 40,129 | $135,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 7,624 | $134,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 5,535 | $134,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,175 | $134,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 55,367 | $134,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,722 | $133,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 55,269 | $133,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 23,033 | $132,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 42,193 | $132,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,100 | $131,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 4,359 | $131,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,863 | $130,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,525 | $130,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,303 | $130,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,902 | $129,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 6,643 | $129,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 9,709 | $129,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 23,669 | $129,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 600 | $128,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,219 | $128,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 37,138 | $128,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,500 | $127,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,500 | $127,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 2,490 | $127,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 14,076 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 3,707 | $127,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,400 | $127,000 | thousands by filing date | put |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 15,024 | $126,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 38,093 | $126,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 90,000 | $126,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 64,217 | $126,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 9,785 | $125,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 6,961 | $125,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 8,476 | $124,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 9,747 | $123,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 9,800 | $123,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 2,700 | $122,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 17,659 | $122,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $122,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $121,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,902 | $121,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 4,200 | $121,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 4,506 | $121,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 9,825 | $121,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 3,000 | $121,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,700 | $120,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 2,200 | $120,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,626 | $120,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 5,055 | $120,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 6,770 | $120,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 29,699 | $120,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,100 | $119,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,705 | $119,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,800 | $119,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 40,000 | $118,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 56,777 | $118,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 28,814 | $117,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 7,562 | $116,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 26,197 | $115,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,063 | $115,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 2,667 | $114,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,400 | $114,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,052 | $114,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,885 | $114,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 6,522 | $114,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 55,195 | $114,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 11,064 | $114,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 44,373 | $114,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 800 | $113,000 | thousands by filing date | put |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 18,194 | $113,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,516 | $113,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 83,671 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,500 | $113,000 | thousands by filing date | call |
| VOLITIONRX LTD | 928661107 | COM | 29,968 | $113,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 5,995 | $112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,014 | $112,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,200 | $112,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 10,571 | $112,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 7,361 | $111,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 7,713 | $111,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 4,389 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,948 | $110,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 5,037 | $109,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,000 | $109,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,500 | $109,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 25,217 | $109,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,000 | $108,000 | thousands by filing date | put |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 5,214 | $108,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 73,756 | $108,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 35,968 | $108,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,600 | $107,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 22,660 | $107,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,011 | $107,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,260 | $107,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 29,256 | $107,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 14,295 | $107,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 36,926 | $107,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 5,200 | $106,000 | thousands by filing date | put |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,094 | $106,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,452 | $106,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,500 | $105,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 4,997 | $105,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 8,642 | $105,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,400 | $104,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,000 | $104,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,300 | $104,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,007 | $104,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,193 | $104,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 4,887 | $104,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 14,278 | $104,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 5,670 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,800 | $104,000 | thousands by filing date | call |
| SB FINL GROUP INC | 78408D105 | COM | 5,679 | $104,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,937 | $104,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 22,000 | $103,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 5,710 | $103,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 13,528 | $103,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 21,756 | $103,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 13,448 | $103,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,511 | $102,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000045 | this filing | 2021-05-13 | acceptance time not in the bulk data set |