13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 4,882 holding rows worth $189,232,498,000.
- Accession
- 0000312069-21-000002
- Filer
- CIK 312069
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 8,816 entries on the cover page, a total value of $189,232,498,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $189,232,498,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 8,633 | $329,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 12,700 | $328,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 12,630 | $328,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 47,321 | $327,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,300 | $326,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 33,700 | $325,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 1,507 | $324,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 7,597 | $323,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 16,485 | $323,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 5,647 | $322,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 33,000 | $322,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 14,618 | $321,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 22,293 | $321,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 36,600 | $320,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 107,500 | $320,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 33,900 | $319,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 2,500 | $319,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 28,300 | $319,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 5,133 | $318,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 31,039 | $318,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 5,028 | $317,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 147,000 | $316,000 | thousands by filing date | principal |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,000 | $315,000 | thousands by filing date | put |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 19,058 | $315,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 43,543 | $314,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,900 | $313,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 8,456 | $313,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,600 | $312,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,684 | $311,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 38,220 | $311,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 13,493 | $309,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 24,485 | $308,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 7,000 | $307,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 21,000 | $306,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 15,941 | $306,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,994 | $305,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 259,000 | $305,000 | thousands by filing date | principal |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 38,680 | $304,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 37,243 | $304,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 53,845 | $303,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 30,743 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,200 | $303,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 13,100 | $302,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40,700 | $302,000 | thousands by filing date | call |
| SI BONE INC | 825704109 | COM | 10,048 | $301,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,097 | $300,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 22,000 | $300,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,860 | $299,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,100 | $298,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 2,281 | $298,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 16,104 | $298,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,009 | $298,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 9,892 | $298,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,400 | $297,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 7,100 | $294,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 7,900 | $293,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 9,810 | $292,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 11,723 | $292,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 12,498 | $291,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 46,460 | $291,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 7,761 | $290,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,500 | $289,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 6,781 | $289,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 15,975 | $288,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 23,903 | $288,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,700 | $287,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 13,800 | $287,000 | thousands by filing date | put |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 38,559 | $287,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 16,170 | $287,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,699 | $287,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,083 | $284,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 54,700 | $283,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,700 | $283,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,985 | $281,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 19,281 | $281,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,600 | $280,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 22,834 | $280,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 12,032 | $279,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 25,416 | $278,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 16,950 | $278,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 22,735 | $278,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 13,300 | $277,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,517 | $277,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 29,608 | $277,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 16,716 | $277,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,200 | $276,000 | thousands by filing date | put |
| SOLITON INC | 834251100 | COM | 35,444 | $273,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 12,500 | $271,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,126 | $271,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 54,075 | $271,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,764 | $271,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 56,541 | $271,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,300 | $270,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,587 | $270,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,517 | $270,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,050 | $269,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,300 | $268,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 27,721 | $268,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,598 | $268,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 32,773 | $268,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 39,326 | $267,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 8,139 | $266,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 11,082 | $264,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 13,742 | $264,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 24,742 | $264,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 6,184 | $263,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 59,292 | $263,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,950 | $263,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 39,089 | $263,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 21,000 | $262,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,269 | $261,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,200 | $261,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 14,618 | $261,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 91,391 | $261,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 62,062 | $260,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 9,800 | $260,000 | thousands by filing date | put |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 13,680 | $260,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,739 | $259,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,100 | $258,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,000 | $258,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 17,776 | $258,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,400 | $258,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 11,000 | $257,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 13,658 | $257,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 239,000 | $257,000 | thousands by filing date | principal |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 11,222 | $256,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,752 | $256,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 17,452 | $255,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 12,725 | $255,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 12,729 | $254,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,700 | $253,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 12,280 | $253,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,132 | $252,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,041 | $252,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 30,000 | $252,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,000 | $251,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 5,200 | $251,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 16,589 | $251,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 62,859 | $251,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,969 | $250,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 37,315 | $250,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,700 | $249,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 51,900 | $249,000 | thousands by filing date | put |
| Vanguard Value ETF | 922908744 | SHS | 2,088 | $248,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 7,182 | $248,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 13,823 | $248,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 16,610 | $248,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,190 | $247,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,500 | $247,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,100 | $246,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,611 | $246,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 36,882 | $246,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 26,664 | $245,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 55,012 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,100 | $243,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 42,600 | $243,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 4,084 | $242,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 21,264 | $242,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,481 | $241,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 31,267 | $241,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 15,424 | $240,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,381 | $240,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 33,400 | $240,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 2,000 | $239,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,700 | $239,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 28,996 | $239,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,324 | $239,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 75,114 | $239,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,499 | $238,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 15,555 | $237,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,966 | $237,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 16,170 | $237,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,268 | $236,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 74,907 | $235,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,739 | $235,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,100 | $234,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 20,700 | $234,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 24,217 | $233,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 17,328 | $233,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,653 | $233,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,393 | $232,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 11,897 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,021 | $232,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,757 | $232,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 14,867 | $232,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,534 | $231,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 9,594 | $230,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,203 | $230,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 241,000 | $229,000 | thousands by filing date | principal |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 11,800 | $227,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,300 | $227,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 39,081 | $226,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 8,582 | $226,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,183 | $226,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,600 | $225,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,248 | $225,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 16,889 | $224,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,400 | $223,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,639 | $223,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 21,539 | $223,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,937 | $223,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 20,852 | $222,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,900 | $222,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,000 | $221,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075AC9 | BOND | 228,000 | $221,000 | thousands by filing date | principal |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,660 | $220,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,117 | $220,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 15,201 | $219,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 13,805 | $219,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 49,500 | $219,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 23,020 | $218,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $217,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 7,700 | $217,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 14,856 | $217,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,271 | $217,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,300 | $216,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 5,810 | $216,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,400 | $216,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,759 | $216,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,700 | $215,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,800 | $215,000 | thousands by filing date | call |
| VERITONE INC | 92347M100 | COM | 7,553 | $215,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 22,404 | $215,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 10,608 | $214,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,100 | $214,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,700 | $214,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,525 | $214,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 25,900 | $214,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 7,430 | $214,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,900 | $213,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 34,483 | $213,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 64,253 | $213,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,757 | $212,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,128 | $212,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 7,273 | $211,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,764 | $211,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 132,547 | $211,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,700 | $210,000 | thousands by filing date | call |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 13,254 | $210,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 18,196 | $210,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 30,400 | $210,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,400 | $209,000 | thousands by filing date | put |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 13,434 | $209,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 10,370 | $208,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 7,900 | $208,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 30,000 | $207,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 202,000 | $207,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 17,209 | $206,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 33,668 | $206,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,674 | $206,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 10,214 | $206,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,411 | $205,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 15,182 | $204,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 13,132 | $204,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 48,411 | $203,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 12,529 | $203,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,200 | $202,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,200 | $202,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,992 | $202,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,323 | $202,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 24,308 | $202,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 13,409 | $201,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 13,204 | $200,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 68,866 | $200,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 18,300 | $199,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 3,000 | $199,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 1,300 | $198,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 3,893 | $198,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 8,200 | $198,000 | thousands by filing date | call |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,097 | $197,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,538 | $196,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 22,500 | $195,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,920 | $194,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 39,714 | $194,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 11,194 | $194,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 3,400 | $193,000 | thousands by filing date | put |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,634 | $193,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 39,526 | $192,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 29,627 | $192,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,500 | $191,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 9,500 | $191,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 3,195 | $191,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 10,578 | $191,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 31,235 | $191,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 5,529 | $191,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 24,431 | $190,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,400 | $190,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,779 | $190,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 9,537 | $189,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,000 | $188,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 4,700 | $188,000 | thousands by filing date | put |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 8,984 | $188,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 38,341 | $188,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,700 | $187,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,700 | $187,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 2,000 | $187,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 6,100 | $187,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 5,375 | $187,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,475 | $186,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 4,912 | $186,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 7,000 | $186,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,898 | $185,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 24,368 | $185,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,682 | $184,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,500 | $184,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 34,862 | $184,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,500 | $183,000 | thousands by filing date | call |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 10,808 | $183,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 29,073 | $183,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,600 | $182,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 1,100 | $182,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,859 | $182,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 49,147 | $182,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 66,992 | $182,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 4,539 | $181,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 13,579 | $181,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 42,221 | $180,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 16,900 | $180,000 | thousands by filing date | put |
| RBB BANCORP | 74930B105 | COMMON STOCK | 11,765 | $180,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 49,118 | $180,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 71,522 | $180,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,593 | $179,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 24,999 | $179,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 64,976 | $179,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 19,624 | $179,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,000 | $178,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,700 | $178,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 11,988 | $178,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 61,500 | $178,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 59,001 | $178,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 23,898 | $178,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 7,229 | $177,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,957 | $177,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,100 | $175,000 | thousands by filing date | call |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 5,508 | $175,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 34,000 | $175,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,800 | $174,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 810 | $174,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 8,900 | $174,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 26,845 | $174,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 62,992 | $174,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,100 | $173,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 9,900 | $173,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 24,980 | $173,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 82,493 | $173,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 11,907 | $173,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 37,392 | $173,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 65,601 | $173,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 13,512 | $173,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,000 | $172,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,993 | $172,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 8,591 | $172,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 2,500 | $172,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,900 | $172,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,494 | $171,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 14,700 | $171,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,400 | $170,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 4,848 | $170,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 33,828 | $170,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 32,142 | $169,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 11,260 | $169,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,700 | $168,000 | thousands by filing date | call |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,541 | $168,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 16,540 | $168,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 5,372 | $168,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 70,386 | $168,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 31,054 | $168,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,406 | $167,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,447 | $167,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 14,802 | $167,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 14,910 | $166,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 40,425 | $166,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,721 | $166,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,500 | $166,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 10,570 | $166,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 9,662 | $166,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,342 | $166,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 16,335 | $166,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 23,498 | $166,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 7,500 | $165,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,058 | $164,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 13,200 | $164,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 108,000 | $163,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 14,700 | $163,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 2,043 | $162,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 64,800 | $162,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,202 | $162,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,101 | $162,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,600 | $161,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,332 | $161,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,537 | $160,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,673 | $159,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,711 | $159,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 5,866 | $159,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,739 | $159,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,708 | $159,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,208 | $159,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,750 | $159,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 8,253 | $159,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 3,700 | $158,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 7,379 | $158,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18,184 | $158,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,301 | $158,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 10,249 | $158,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,149 | $157,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,126 | $157,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 20,571 | $157,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,200 | $156,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 9,783 | $156,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,600 | $156,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 158,000 | $156,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 7,318 | $156,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 97,147 | $154,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 10,815 | $154,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 88,351 | $154,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 21,260 | $154,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 20,150 | $154,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 788 | $153,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 10,908 | $153,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 6,100 | $153,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 6,865 | $153,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 5,938 | $153,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 21,544 | $153,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,155 | $152,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,134 | $152,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,642 | $152,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,891 | $151,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 3,400 | $151,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 109,999 | $151,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 4,497 | $151,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 150,000 | $151,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 900 | $150,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 900 | $150,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,000 | $150,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 6,176 | $150,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 13,742 | $150,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 4,795 | $149,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,958 | $149,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 10,984 | $149,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,856 | $149,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 9,474 | $149,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 5,362 | $149,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 366 | $148,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 17,150 | $148,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 28,310 | $148,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 5,541 | $147,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 67,534 | $147,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 6,017 | $147,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,600 | $146,000 | thousands by filing date | call |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 8,879 | $146,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,900 | $146,000 | thousands by filing date | put |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 8,501 | $146,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,914 | $145,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 22,003 | $145,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 94,700 | $145,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 696 | $144,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,100 | $144,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 23,885 | $144,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 55,057 | $144,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,500 | $143,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 8,316 | $143,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,460 | $143,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,700 | $141,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 5,500 | $141,000 | thousands by filing date | put |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 102,000 | $141,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 12,678 | $141,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 14,392 | $141,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,400 | $140,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,052 | $140,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 109,200 | $140,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 9,500 | $139,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 56,448 | $139,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 65,700 | $139,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 3,327 | $139,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,100 | $139,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 24,910 | $139,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 31,638 | $139,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 31,634 | $138,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,700 | $138,000 | thousands by filing date | put |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 6,283 | $138,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 18,159 | $138,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 937 | $137,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 36,035 | $137,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 50,025 | $137,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 66,224 | $137,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 3,165 | $136,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,200 | $136,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 3,582 | $136,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,200 | $135,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,400 | $135,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 4,237 | $135,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 25,529 | $134,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 28,000 | $134,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 24,133 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,100 | $133,000 | thousands by filing date | call |
| BANK FIRST CORP | 06211J100 | COM | 2,025 | $132,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 7,019 | $132,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,715 | $132,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 10,812 | $132,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,353 | $132,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000002 | this filing | 2021-02-11 | acceptance time not in the bulk data set |