13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 4,882 holding rows worth $189,232,498,000.
- Accession
- 0000312069-21-000002
- Filer
- CIK 312069
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 8,816 entries on the cover page, a total value of $189,232,498,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $189,232,498,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXONE CO | 302104104 | COM | 4,228 | $41,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 222,500 | $41,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 700 | $40,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $40,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 2,988 | $40,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 1,656 | $40,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 25,000 | $40,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 5,658 | $40,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,300 | $39,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 2,700 | $39,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,700 | $39,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 703 | $39,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,700 | $39,000 | thousands by filing date | call |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 2,614 | $39,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,337 | $39,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 13,401 | $39,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 5,569 | $39,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 8,690 | $39,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 9,385 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 500 | $38,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 2,204 | $38,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,119 | $38,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,247 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,300 | $38,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 3,907 | $38,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 2,910 | $38,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 989 | $38,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 9,763 | $38,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 2,693 | $38,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,300 | $37,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,866 | $37,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,200 | $37,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 13,107 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 3,000 | $37,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,531 | $37,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 7,574 | $37,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 19,228 | $37,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,200 | $36,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 7,093 | $36,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,205 | $36,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,100 | $36,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,484 | $36,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,565 | $36,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,359 | $35,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,500 | $35,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,081 | $35,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,889 | $35,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 22,200 | $35,000 | thousands by filing date | call |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 5,847 | $35,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 5,137 | $35,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 5,520 | $35,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,581 | $35,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,192 | $34,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 6,415 | $34,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,640 | $34,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,372 | $34,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 15,495 | $34,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,315 | $34,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,652 | $34,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 8,601 | $34,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 14,212 | $34,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,500 | $33,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,400 | $33,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 2,000 | $33,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 600 | $33,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 1,385 | $33,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 7,416 | $33,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,700 | $33,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 8,386 | $32,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,207 | $32,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 754 | $32,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 14,855 | $32,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,511 | $32,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,835 | $32,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 750 | $31,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,000 | $31,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,945 | $31,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,700 | $31,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 4,252 | $31,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,840 | $31,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,382 | $31,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 4,665 | $31,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,700 | $31,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 1,726 | $31,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 4,430 | $31,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 6,375 | $31,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 11,705 | $31,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 10 | $30,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,600 | $30,000 | thousands by filing date | put |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,276 | $30,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,300 | $30,000 | thousands by filing date | call |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,979 | $30,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,100 | $29,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 1,300 | $29,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 900 | $29,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,100 | $29,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 4,400 | $29,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,343 | $29,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,700 | $29,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 945 | $29,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 21,750 | $29,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $29,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,336 | $29,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,874 | $29,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,200 | $28,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 300 | $28,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 5,115 | $28,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 582 | $28,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,100 | $28,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 18,868 | $28,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 237 | $28,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 22,387 | $28,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 8,719 | $28,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,006 | $27,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 19,700 | $27,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 22,428 | $27,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,311 | $27,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 789 | $27,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 579 | $26,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 8,745 | $26,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,600 | $26,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,065 | $26,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 12,335 | $26,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 4,998 | $26,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 7,600 | $26,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,000 | $25,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 1,000 | $25,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 200 | $25,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 700 | $25,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,173 | $25,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 982 | $25,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,000 | $25,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 307 | $25,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,390 | $25,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 18,450 | $25,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 267 | $24,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 43,817 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,200 | $24,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 8,565 | $24,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 5,282 | $24,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,354 | $24,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 5,247 | $24,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,300 | $23,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,832 | $23,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 937 | $23,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11,631 | $23,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 9,916 | $23,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 22,497 | $23,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 9,067 | $23,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 2,229 | $23,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,828 | $23,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 1,100 | $22,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 2,000 | $22,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 2,500 | $22,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 350 | $22,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,278 | $22,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 2,082 | $22,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,500 | $22,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 3,924 | $22,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 480 | $22,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,400 | $22,000 | thousands by filing date | call |
| CI FINL CORP | 125491100 | COM | 1,742 | $22,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 7,149 | $22,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,300 | $21,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $21,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,177 | $21,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,279 | $21,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $21,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 584 | $21,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 1,982 | $21,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,915 | $20,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 3,794 | $20,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $20,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,700 | $20,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,300 | $19,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,982 | $19,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,073 | $19,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $19,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,933 | $19,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 20,527 | $19,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,479 | $19,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,413 | $19,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 5,601 | $19,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,747 | $18,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 8,124 | $18,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 361 | $18,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 15,549 | $18,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 2,464 | $18,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 924 | $18,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 6,257 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,560 | $18,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 2,539 | $18,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 11,599 | $18,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 5,300 | $17,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 7,746 | $17,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,419 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,540 | $17,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,432 | $16,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,823 | $16,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,144 | $16,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,843 | $16,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 4,923 | $16,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,900 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 4,200 | $16,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 9,455 | $15,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,100 | $15,000 | thousands by filing date | call |
| SIEBERT FINL CORP | 826176109 | COM | 3,670 | $15,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,100 | $15,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,500 | $14,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 6,784 | $14,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,000 | $14,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,965 | $14,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 3,351 | $14,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 935 | $14,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 10,609 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 110 | $13,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 684 | $13,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 8,995 | $13,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $13,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 693 | $13,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,702 | $13,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 465 | $13,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 3,188 | $13,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,900 | $13,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 23 | $13,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,500 | $13,000 | thousands by filing date | call |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,316 | $13,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 2,150 | $13,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,668 | $13,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,900 | $13,000 | thousands by filing date | put |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 126 | $12,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 55 | $12,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,086 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72 | $12,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,258 | $12,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $12,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 600 | $12,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,500 | $12,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 300 | $11,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 1,100 | $11,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 437 | $11,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 331 | $11,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,822 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 500 | $11,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,000 | $11,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 600 | $10,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,700 | $10,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 100 | $10,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,532 | $10,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 48,500 | $10,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 3,412 | $10,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,500 | $10,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 544 | $10,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,221 | $10,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 500 | $9,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,867 | $9,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 328 | $9,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 10,000 | $9,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 600 | $8,000 | thousands by filing date | put |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 282 | $8,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 800 | $8,000 | thousands by filing date | call |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 169 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $8,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 6,484 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 1,199 | $8,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,032 | $8,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,800 | $7,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 390 | $7,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 3,561 | $7,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 363 | $6,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 75 | $6,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 200 | $6,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 207 | $6,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 700 | $6,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 198 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100 | $5,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 12,758 | $5,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 6,700 | $5,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 434 | $4,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 33 | $4,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $4,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 300 | $4,000 | thousands by filing date | call |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $4,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 500 | $4,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 648 | $4,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $3,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 351 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 400 | $3,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 100 | $3,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,400 | $3,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,300 | $3,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 195 | $3,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 197 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,400 | $3,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 200 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 809 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $3,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 2,180 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 150 | $3,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 46 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 56 | $2,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 28 | $2,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 100 | $2,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 517 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 354 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 391 | $1,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 106 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 86 | $1,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 29 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100 | $1,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $1,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 1,201 | $1,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 65 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,600 | $1,000 | thousands by filing date | put |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 148 | $1,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 100 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 62 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 596 | $1,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 23,609 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $1,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 119 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 72 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 86 | $1,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 100 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 210 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 600 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 599 | $1,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 869 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADWARE LTD | M81873107 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-21-000002 | this filing | 2021-02-11 | acceptance time not in the bulk data set |