13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,673 holding rows worth $129,411,833,000.
- Accession
- 0000312069-20-000044
- Filer
- CIK 312069
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 10,441 entries on the cover page, a total value of $129,411,833,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,411,833,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,770 | $42,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,100 | $42,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 24,011 | $42,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 19,665 | $42,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 6,331 | $42,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 7,958 | $42,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,100 | $41,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,400 | $41,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 1,600 | $41,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,700 | $41,000 | thousands by filing date | put |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,807 | $41,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,400 | $41,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 11,313 | $41,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,500 | $41,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,803 | $41,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 15,902 | $41,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 59,200 | $41,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,600 | $40,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 4,900 | $40,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 4,109 | $40,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,676 | $40,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,852 | $40,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 18,279 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,000 | $39,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 14,100 | $39,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 3,024 | $39,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,413 | $39,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 3,625 | $39,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7,914 | $39,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 57,084 | $39,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,500 | $38,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,800 | $38,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 13 | $38,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 800 | $38,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,615 | $38,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,981 | $38,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,425 | $38,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,049 | $38,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 7,848 | $38,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 9,195 | $38,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 46,390 | $38,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,100 | $37,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 1,000 | $37,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 19,349 | $37,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,700 | $37,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,107 | $37,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,057 | $37,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,311 | $36,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,709 | $36,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 2,700 | $36,000 | thousands by filing date | call |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 5,022 | $36,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,800 | $36,000 | thousands by filing date | call |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,500 | $36,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,754 | $36,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,500 | $35,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 1,600 | $35,000 | thousands by filing date | put |
| BANK7 CORP | 06652N107 | COMMON STOCK | 3,350 | $35,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 28,441 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,182 | $35,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 12,573 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,800 | $35,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 2,200 | $34,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,700 | $34,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 2,800 | $34,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 2,329 | $34,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,000 | $34,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,100 | $34,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 4,860 | $34,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,199 | $34,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,200 | $34,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 1,500 | $33,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,600 | $33,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $33,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 4,995 | $33,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 7,000 | $33,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 7,696 | $33,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 24,100 | $33,000 | thousands by filing date | call |
| STERLING BANCORP INC | 85917W102 | COM | 9,046 | $33,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 65,379 | $33,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,000 | $33,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 21,876 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 4,200 | $33,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 2,500 | $33,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 4,161 | $33,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 61,600 | $33,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 18,178 | $32,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $32,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 1,500 | $32,000 | thousands by filing date | call |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $32,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,051 | $32,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,600 | $32,000 | thousands by filing date | put |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 600 | $32,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 20,634 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 171 | $31,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,500 | $31,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 3,000 | $31,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 3,200 | $31,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,700 | $31,000 | thousands by filing date | call |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,529 | $31,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 59,544 | $31,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 31,075 | $31,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 94,000 | $31,000 | thousands by filing date | principal |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,198 | $31,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 4,700 | $31,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,956 | $30,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,122 | $30,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,800 | $30,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,100 | $30,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 300 | $30,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,500 | $30,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 200 | $30,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,673 | $30,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 228 | $30,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 3,500 | $30,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 1,600 | $30,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 5,728 | $30,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 5,334 | $30,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 31,500 | $30,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,300 | $29,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 1,100 | $29,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 2,700 | $29,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 10,515 | $29,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,798 | $29,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 300 | $28,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,200 | $28,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,840 | $28,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 26,540 | $28,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 22,000 | $28,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 239,147 | $28,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 6,100 | $27,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 3,600 | $27,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 2,559 | $27,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 6,451 | $27,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,300 | $27,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 87,262 | $27,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 9,000 | $27,000 | thousands by filing date | principal |
| DBX ETF TR | 233051408 | FUND | 1,000 | $27,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,850 | $27,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 3,102 | $27,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 765 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 600 | $26,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,600 | $26,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,042 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,300 | $26,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,700 | $26,000 | thousands by filing date | call |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,057 | $26,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 6,600 | $25,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 11,509 | $25,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 2,535 | $25,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,200 | $25,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 831 | $25,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,417 | $25,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 33,131 | $25,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 36,500 | $25,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 2,314 | $25,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,300 | $24,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,158 | $24,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $24,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,900 | $24,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 23,000 | $24,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 7,581 | $24,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 36,174 | $24,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,900 | $24,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 2,300 | $23,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,200 | $23,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 2,700 | $23,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,600 | $23,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 200 | $23,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,500 | $23,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 438 | $23,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,400 | $23,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,100 | $23,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 30,900 | $23,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,700 | $23,000 | thousands by filing date | put |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,917 | $23,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,907 | $23,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,302 | $23,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 3,124 | $23,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,272 | $23,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 7,300 | $23,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,321 | $22,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 43,817 | $22,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 700 | $22,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 500 | $22,000 | thousands by filing date | put |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,985 | $22,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 3,127 | $22,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 8,600 | $22,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 35,603 | $22,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 5,796 | $22,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 700 | $21,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 910 | $21,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,100 | $21,000 | thousands by filing date | put |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $21,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 11,215 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 307 | $21,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,200 | $20,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $20,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 2,200 | $20,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 36,648 | $20,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 290 | $20,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,062 | $20,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,107 | $20,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,000 | $20,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 6,544 | $20,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,679 | $20,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 247 | $19,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,000 | $19,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 7,264 | $19,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 8,435 | $19,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 18,613 | $19,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,379 | $19,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,500 | $19,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 4,600 | $19,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 35,900 | $19,000 | thousands by filing date | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 49,250 | $19,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 3,497 | $19,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,400 | $18,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 1,600 | $18,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,100 | $18,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 2,400 | $18,000 | thousands by filing date | put |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,500 | $18,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,600 | $18,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 4,938 | $18,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 12,606 | $18,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 47,494 | $18,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 215 | $17,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 2,000 | $17,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,700 | $17,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 1,700 | $17,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,100 | $17,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,200 | $17,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 32,550 | $17,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,300 | $17,000 | thousands by filing date | put |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,260 | $17,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $17,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,300 | $17,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,440 | $17,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 11,164 | $17,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 341,100 | $17,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 6,300 | $16,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 1,500 | $16,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 3,700 | $16,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,000 | $16,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 5,000 | $16,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,300 | $16,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 1,979 | $16,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,200 | $16,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,806 | $16,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,135 | $16,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 8,670 | $16,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,857 | $16,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 585 | $16,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 700 | $15,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 1,100 | $15,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 1,000 | $15,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 10,800 | $15,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,963 | $15,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 27,800 | $15,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 567 | $15,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 5,542 | $15,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,073 | $15,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 9,660 | $15,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 948 | $15,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,000 | $15,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 3,878 | $15,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,500 | $15,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,000 | $15,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 6,473 | $15,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 18,509 | $15,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,300 | $14,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 4,400 | $14,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 1,600 | $14,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,432 | $14,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,250 | $14,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 58,980 | $14,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,500 | $14,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 35,062 | $14,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 14,381 | $14,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 500 | $14,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,963 | $14,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,712 | $14,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 685 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 100 | $13,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 8,294 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 743 | $13,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 9,692 | $13,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,200 | $13,000 | thousands by filing date | put |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 5,823 | $13,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 5,319 | $13,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,823 | $13,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 17,595 | $13,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 42,930 | $13,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,720 | $13,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,000 | $13,000 | thousands by filing date | principal |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 17,874 | $13,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 806 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72 | $12,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,685 | $12,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,800 | $12,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 838 | $12,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 36 | $12,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 2,800 | $12,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,510 | $12,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 5,229 | $12,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,200 | $11,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 1,100 | $11,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 55 | $11,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,086 | $11,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 261 | $11,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,640 | $11,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 4,139 | $11,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $11,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 4,120 | $11,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 13,180 | $11,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 4,440 | $11,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 9,049 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 499 | $11,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 15,865 | $11,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 12,100 | $11,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14,913 | $10,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,900 | $10,000 | thousands by filing date | call |
| TIVITY HEALTH INC | 88870R102 | COM | 924 | $10,000 | thousands by filing date | call |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,843 | $10,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 10,000 | $10,000 | thousands by filing date | principal |
| ASTA FUNDING INC | 046220109 | COM | 800 | $10,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 900 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 400 | $10,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 7,800 | $10,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 720 | $9,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 56 | $9,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,018 | $9,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 5,300 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 55 | $9,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,000 | $9,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 300 | $9,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,532 | $9,000 | thousands by filing date | put |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,702 | $9,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,762 | $9,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $9,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,900 | $9,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 4,150 | $9,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 12,056 | $9,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,215 | $9,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 14,424 | $9,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 4,196 | $9,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 111 | $8,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 200 | $8,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $8,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,000 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,100 | $8,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 1,505 | $8,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 4,268 | $8,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 400 | $8,000 | thousands by filing date | call |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,500 | $8,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 600 | $7,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,200 | $7,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 100 | $7,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 6,040 | $7,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,700 | $7,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,517 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 500 | $7,000 | thousands by filing date | call |
| Rafael Holdings Inc Class B | 75062E106 | COM | 453 | $7,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 578 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,500 | $7,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 5,087 | $7,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,100 | $7,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 12,673 | $7,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 5,791 | $7,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,500 | $6,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,600 | $6,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,209 | $6,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,300 | $6,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 800 | $6,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 1,800 | $6,000 | thousands by filing date | put |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 390 | $6,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,843 | $6,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 700 | $6,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,000 | $6,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,578 | $6,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 11,951 | $6,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 611 | $6,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 100 | $5,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,200 | $5,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,300 | $5,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 284 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 800 | $5,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,546 | $5,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,600 | $5,000 | thousands by filing date | put |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 2,470 | $5,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 828 | $5,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,198 | $5,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 8,387 | $5,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $4,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 168 | $4,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,700 | $4,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $4,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 100 | $4,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100 | $4,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 15,000 | $4,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,582 | $4,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 6,386 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,900 | $4,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 4,000 | $4,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B185 | FUND | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $4,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,000 | $4,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 2,300 | $4,000 | thousands by filing date | call |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,049 | $4,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 2,603 | $4,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,730 | $4,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 2,700 | $4,000 | thousands by filing date | call |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $3,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 100 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 33 | $3,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 800 | $3,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 300 | $3,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 9,700 | $3,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 730 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 28,700 | $3,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 21,629 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 3,063 | $3,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 12,100 | $3,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 1,400 | $3,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 800 | $3,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 500 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,521 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 17,000 | $3,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $3,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 3,487 | $3,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 290 | $3,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 5,672 | $3,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 50 | $3,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 7,474 | $3,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 4,000 | $3,000 | thousands by filing date | principal |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 46 | $2,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 100 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 100 | $2,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,222 | $2,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,400 | $2,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 478 | $2,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 600 | $2,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,397 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 600 | $2,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 100 | $2,000 | thousands by filing date | call |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 2,000 | $2,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 348 | $2,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 8,150 | $2,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,100 | $2,000 | thousands by filing date | put |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 3,085 | $2,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 2,848 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 400 | $1,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 106 | $1,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 32 | $1,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 70 | $1,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 100 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 100 | $1,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 100 | $1,000 | thousands by filing date | call |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 48 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 140 | $1,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 119 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 83 | $1,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 121 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $1,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200 | $1,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 7,500 | $1,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 568 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 599 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 1,164 | $1,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 244 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOEYE INC | 050734201 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIPTREE INC | 88822Q103 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMBACH HLDGS INC | 53263P105 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOGO INC | 38046C109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RES CORP | 02927U208 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000044 | this filing | 2020-08-12 | acceptance time not in the bulk data set |