13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,673 holding rows worth $129,411,833,000.
- Accession
- 0000312069-20-000044
- Filer
- CIK 312069
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 10,441 entries on the cover page, a total value of $129,411,833,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,411,833,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAILORED BRANDS INC | 87403A107 | COM | 109,040 | $103,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 45,957 | $103,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 18,505 | $102,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,503 | $102,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 21,357 | $101,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,538 | $101,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,154 | $101,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,469 | $101,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,703 | $101,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 32,697 | $101,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 11,653 | $101,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 12,597 | $101,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 24,382 | $101,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,000 | $100,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,877 | $100,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 200 | $100,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 200 | $100,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 11,965 | $100,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 32,142 | $100,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,800 | $100,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 900 | $99,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,000 | $99,000 | thousands by filing date | put |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,184 | $99,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 25,604 | $99,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5,800 | $98,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 1,800 | $98,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,600 | $98,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,800 | $98,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 9,125 | $98,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,597 | $98,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 24,997 | $98,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,900 | $97,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 300 | $97,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 400 | $97,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 400 | $97,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 2,995 | $97,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,400 | $97,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,906 | $97,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 42,900 | $97,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 84,218 | $97,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 16,600 | $97,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 16,332 | $97,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,700 | $96,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,036 | $96,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 500 | $96,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,800 | $96,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 25,456 | $96,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 9,642 | $96,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,200 | $95,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 1,200 | $95,000 | thousands by filing date | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 11,203 | $95,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,100 | $95,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 1,500 | $95,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,300 | $95,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,200 | $95,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 4,218 | $95,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 56,100 | $95,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,700 | $95,000 | thousands by filing date | put |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5,735 | $95,000 | thousands by filing date | |
| IJH | 464287507 | COM | 530 | $94,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 6,628 | $94,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 2,900 | $94,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 16,474 | $94,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 19,521 | $94,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 135,000 | $94,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $94,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 60,904 | $94,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 26,047 | $94,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 7,575 | $94,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,500 | $93,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 7,162 | $93,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,103 | $93,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,138 | $93,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,888 | $93,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,074 | $93,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 9,636 | $93,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 20,426 | $93,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 1,600 | $92,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 7,273 | $92,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,900 | $92,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,400 | $92,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,055 | $92,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 29,282 | $91,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 42,853 | $91,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 16,434 | $91,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,700 | $90,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 1,200 | $90,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,700 | $90,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,700 | $90,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 5,461 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 923 | $90,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 27,099 | $90,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 12,900 | $90,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 75,340 | $90,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 101,902 | $89,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 4,877 | $89,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 600 | $89,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 14,183 | $89,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 4,800 | $89,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,100 | $88,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 38,000 | $88,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 2,843 | $88,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,800 | $88,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 9,879 | $88,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,510 | $88,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,197 | $87,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,254 | $87,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 4,100 | $87,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,722 | $87,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 337,355 | $87,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,100 | $86,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 2,000 | $86,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $86,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 16,527 | $86,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 6,047 | $86,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,200 | $86,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,000 | $85,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 4,100 | $85,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,800 | $85,000 | thousands by filing date | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 3,800 | $85,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 5,349 | $85,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 12,349 | $85,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,862 | $85,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,300 | $85,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,300 | $85,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 31,764 | $85,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,977 | $85,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 73,209 | $85,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,100 | $84,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 1,500 | $84,000 | thousands by filing date | put |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 9,917 | $84,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 5,500 | $84,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 28,986 | $84,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,700 | $84,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 1,500 | $83,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,400 | $83,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $83,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,700 | $83,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,227 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 4,400 | $83,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 9,884 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 82,000 | $83,000 | thousands by filing date | principal |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,808 | $82,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 470 | $82,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,914 | $82,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 8,800 | $82,000 | thousands by filing date | call |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,378 | $82,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 5,837 | $82,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 23,840 | $82,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 18,359 | $82,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 13,154 | $82,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,000 | $81,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 7,200 | $81,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,821 | $81,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,846 | $81,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,658 | $81,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 6,200 | $80,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 18,442 | $80,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,400 | $80,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 14,389 | $80,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,215 | $80,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 20,316 | $80,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,961 | $80,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,800 | $80,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 11,287 | $80,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,800 | $80,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 9,542 | $80,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 17,525 | $80,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,600 | $79,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,900 | $79,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,600 | $79,000 | thousands by filing date | put |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,601 | $79,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,834 | $79,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 22,273 | $79,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,334 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 3,740 | $79,000 | thousands by filing date | call |
| EXICURE INC | 30205M101 | COM | 32,475 | $79,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,300 | $78,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,400 | $78,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 7,700 | $78,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,800 | $78,000 | thousands by filing date | call |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,172 | $78,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 6,674 | $78,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 27,993 | $78,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,000 | $77,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 3,700 | $77,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 1,300 | $77,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 1,800 | $77,000 | thousands by filing date | put |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 13,264 | $77,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 4,294 | $77,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,200 | $77,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,358 | $77,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,569 | $77,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 7,229 | $77,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,412 | $77,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 5,967 | $77,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 13,183 | $77,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,900 | $76,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 1,100 | $76,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 4,407 | $76,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 8,403 | $76,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 6,902 | $76,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 49,735 | $76,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 7,816 | $76,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 40,000 | $76,000 | thousands by filing date | principal |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 5,022 | $76,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 14,795 | $75,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 5,595 | $75,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,929 | $75,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 12,983 | $75,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 47,530 | $75,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,400 | $74,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 5,822 | $74,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 7,400 | $74,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 37,807 | $74,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 19,797 | $74,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,900 | $73,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,372 | $73,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 25,883 | $73,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 5,454 | $73,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 11,198 | $73,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,290 | $73,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 50,308 | $73,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,283 | $73,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 18,930 | $73,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,250 | $73,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 29,626 | $73,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 5,300 | $72,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,800 | $72,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 7,110 | $72,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 40,000 | $72,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 6,652 | $72,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,000 | $72,000 | thousands by filing date | call |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 3,000 | $72,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 14,000 | $72,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 31,705 | $72,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,600 | $71,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 800 | $71,000 | thousands by filing date | call |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,944 | $71,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 1,700 | $71,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,600 | $71,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 10,696 | $71,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 7,916 | $71,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 6,500 | $71,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 5,199 | $71,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 76,000 | $71,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 69,000 | $71,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 2,000 | $70,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 800 | $70,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 4,500 | $70,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,450 | $70,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,800 | $70,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,651 | $70,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 497,100 | $70,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 9,289 | $70,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,362 | $69,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,000 | $69,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 59,486 | $69,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 1,000 | $69,000 | thousands by filing date | put |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 5,847 | $69,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,838 | $69,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 5,708 | $69,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,703 | $68,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,900 | $68,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 90,874 | $68,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 2,498 | $68,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 36,803 | $68,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 18,294 | $68,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,569 | $68,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,388 | $68,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 14,827 | $68,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,200 | $67,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 14,346 | $67,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,365 | $67,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 26,300 | $67,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,988 | $67,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 20,759 | $67,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,267 | $67,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 122,747 | $67,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,010 | $67,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 400 | $66,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 450 | $66,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 4,018 | $66,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,500 | $66,000 | thousands by filing date | put |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,757 | $66,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 9,536 | $66,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 80,000 | $66,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,982 | $66,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,800 | $65,000 | thousands by filing date | call |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,326 | $65,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 14,544 | $65,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,769 | $65,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 2,400 | $64,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 600 | $64,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 12,019 | $64,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,251 | $64,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 16,447 | $64,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,051 | $64,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 8,854 | $64,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 27,002 | $64,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,488 | $64,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,500 | $64,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 8,469 | $64,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 10,000 | $64,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3,237 | $64,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 3,867 | $64,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,007 | $64,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 8,812 | $64,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 2,545 | $64,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 47,060 | $64,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 9,693 | $64,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 18,624 | $64,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 9,913 | $64,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,200 | $63,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 1,100 | $63,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 25,555 | $63,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 4,439 | $63,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 8,028 | $63,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,552 | $63,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,892 | $63,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 37,000 | $63,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 6,370 | $63,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 5,706 | $63,000 | thousands by filing date | put |
| THE BANK OF PRINCETON | 064520109 | COMMON | 3,115 | $63,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 27,267 | $63,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 5,000 | $63,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,600 | $62,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,363 | $62,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,868 | $62,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,000 | $62,000 | thousands by filing date | put |
| VERITONE INC | 92347M100 | COM | 4,191 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,320 | $62,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 7,162 | $62,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,700 | $61,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 3,758 | $61,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,000 | $61,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 3,400 | $61,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 50,400 | $61,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,779 | $61,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,400 | $61,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 2,600 | $61,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 9,851 | $61,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 119,900 | $61,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,691 | $60,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,700 | $60,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,533 | $60,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 6,000 | $60,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 18,552 | $60,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,324 | $59,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,600 | $59,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,724 | $59,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,200 | $59,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,825 | $59,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 9,440 | $59,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 9,000 | $59,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 29,260 | $59,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 6,638 | $59,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,200 | $58,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,800 | $58,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,100 | $58,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $58,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 59,000 | $58,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 39,077 | $58,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,500 | $57,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 8,745 | $57,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,688 | $57,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 27,401 | $57,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,984 | $57,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 8,830 | $57,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 100,000 | $57,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,800 | $56,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 4,200 | $56,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,450 | $56,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 11,800 | $56,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,000 | $56,000 | thousands by filing date | call |
| MASTECH HLDGS INC | 57633B100 | COM | 2,147 | $56,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 4,030 | $56,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 53,000 | $56,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 6,606 | $56,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,716 | $56,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,100 | $55,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 5,400 | $55,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 7,200 | $55,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 4,500 | $55,000 | thousands by filing date | call |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,539 | $55,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,700 | $55,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 20,578 | $55,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,600 | $54,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 13,600 | $54,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 800 | $54,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,200 | $54,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 7,281 | $54,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 19,265 | $54,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,248 | $54,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,988 | $54,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 6,501 | $54,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,123 | $54,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,362 | $54,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 9,476 | $54,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,801 | $54,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,560 | $54,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 2,500 | $53,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 1,400 | $53,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 4,600 | $53,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,000 | $53,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,170 | $53,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 2,000 | $53,000 | thousands by filing date | put |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 54,000 | $53,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 24,792 | $53,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 25,295 | $53,000 | thousands by filing date | |
| DELMAR BANCORP | 247035207 | COM NEW | 8,214 | $53,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1,075 | $52,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,353 | $52,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 600 | $52,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 5,800 | $52,000 | thousands by filing date | call |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 14,898 | $52,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 53,333 | $52,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,964 | $52,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 7,327 | $52,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 12,176 | $52,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 5,600 | $51,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 2,677 | $51,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 6,236 | $51,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,000 | $51,000 | thousands by filing date | call |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,908 | $51,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 26,398 | $51,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,974 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 2,700 | $51,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 7,678 | $51,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $51,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,000 | $50,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,100 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 746 | $50,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,600 | $50,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 6,900 | $50,000 | thousands by filing date | call |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 41,055 | $50,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 15,677 | $50,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 12,400 | $49,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,500 | $49,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 5,000 | $49,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,100 | $49,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,500 | $49,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $49,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 21,000 | $49,000 | thousands by filing date | call |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 2,632 | $49,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 16,167 | $49,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,100 | $49,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 6,800 | $48,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 4,200 | $48,000 | thousands by filing date | call |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 3,378 | $48,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 4,409 | $48,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,046 | $48,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 57,101 | $48,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 36,258 | $48,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,678 | $48,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 2,089 | $48,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 3,800 | $47,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 725 | $47,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 7,213 | $47,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,455 | $47,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,676 | $47,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 9,154 | $47,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 2,906 | $46,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,600 | $46,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 6,697 | $46,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,600 | $45,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 2,902 | $45,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,100 | $45,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 9,189 | $45,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 39,500 | $45,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3,773 | $45,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 8,064 | $45,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 2,600 | $45,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,382 | $45,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 6,657 | $45,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,631 | $45,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 24,408 | $45,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,022 | $45,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 47,191 | $45,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 37,900 | $45,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 14,564 | $45,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 22,381 | $45,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 4,408 | $45,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 41,600 | $45,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,808 | $44,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 442,100 | $44,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,799 | $44,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 3,100 | $44,000 | thousands by filing date | put |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,556 | $44,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,400 | $43,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 21,288 | $43,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 6,300 | $43,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $43,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 9,300 | $43,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 3,700 | $43,000 | thousands by filing date | put |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 5,822 | $43,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,400 | $43,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 36,246 | $43,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,445 | $42,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,584 | $42,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000044 | this filing | 2020-08-12 | acceptance time not in the bulk data set |