13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 6,171 holding rows worth $126,539,568,000.
- Accession
- 0000312069-20-000031
- Filer
- CIK 312069
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 10,163 entries on the cover page, a total value of $126,539,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,539,568,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,445 | $29,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 510 | $29,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 6,511 | $29,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,000 | $29,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 27,800 | $29,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,400 | $29,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 4,500 | $29,000 | thousands by filing date | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 7,273 | $29,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,600 | $29,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,942 | $29,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,292 | $29,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 6,996 | $29,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,624 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 300 | $29,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 5,200 | $29,000 | thousands by filing date | put |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,772 | $29,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 300 | $28,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 600 | $28,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,793 | $28,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 500 | $28,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 6,711 | $28,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,488 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,700 | $28,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 21,832 | $28,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,300 | $28,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 11,700 | $28,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 5,161 | $28,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 14,749 | $28,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 3,313 | $28,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 18,802 | $28,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,253 | $28,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,983 | $28,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 600 | $27,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 100 | $27,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 500 | $27,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,000 | $27,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $27,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 3,700 | $27,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,747 | $27,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,840 | $27,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,382 | $27,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $27,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,300 | $27,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,598 | $27,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 9,110 | $27,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 5,875 | $27,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 17,300 | $27,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 7,787 | $27,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,100 | $26,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 900 | $26,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 6,136 | $26,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,004 | $26,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 967 | $26,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,103 | $26,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 21,899 | $26,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,990 | $26,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 5,591 | $26,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 4,760 | $26,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,600 | $26,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 12,803 | $26,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,944 | $25,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $25,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 31,648 | $25,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,711 | $25,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,556 | $25,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 18,000 | $25,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 1,300 | $25,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 6,500 | $25,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,909 | $25,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 9,228 | $25,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,691 | $25,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,291 | $25,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 5,800 | $25,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 24,660 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $24,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,100 | $24,000 | thousands by filing date | put |
| SAVARA INC | 805111101 | COM | 11,575 | $24,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 300 | $24,000 | thousands by filing date | put |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,218 | $24,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,464 | $24,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 8,397 | $24,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,740 | $24,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 13,933 | $24,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,400 | $24,000 | thousands by filing date | put |
| STERLING BANCORP INC | 85917W102 | COM | 5,450 | $24,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 27,669 | $24,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 18,902 | $24,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 33,740 | $24,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 49,680 | $24,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,800 | $23,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 400 | $23,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 200 | $23,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 2,441 | $23,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 600 | $23,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 7,000 | $23,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,100 | $23,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,900 | $23,000 | thousands by filing date | call |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,721 | $23,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 1,600 | $23,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,906 | $23,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,775 | $23,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 126,784 | $23,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 15,952 | $23,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 44,658 | $23,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,327 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 22,000 | $23,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 53,693 | $23,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 12,001 | $23,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 900 | $22,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,500 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,400 | $22,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 500 | $22,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 3,300 | $22,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 2,978 | $22,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,300 | $22,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 19,890 | $22,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,644 | $22,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,000 | $22,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 29,800 | $22,000 | thousands by filing date | call |
| SHARPSPRING INC | 820054104 | COM | 3,585 | $22,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,404 | $22,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,797 | $21,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 244 | $21,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 2,804 | $21,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 4,450 | $21,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,900 | $21,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 3,000 | $21,000 | thousands by filing date | put |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,531 | $21,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,200 | $21,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 5,420 | $21,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,554 | $21,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,500 | $21,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,900 | $21,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 15,163 | $21,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,931 | $21,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 35,226 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $21,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 20,862 | $21,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 100 | $20,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 200 | $20,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,000 | $20,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 5,400 | $20,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,300 | $20,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 2,143 | $20,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,884 | $20,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,483 | $20,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,727 | $20,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 7,400 | $20,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 5,487 | $20,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 7,829 | $20,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $19,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 2,200 | $19,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $19,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $19,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 2,200 | $19,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 639 | $19,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,758 | $19,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,621 | $19,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 333,700 | $19,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 1,739 | $19,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 649 | $19,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 159,993 | $19,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,067 | $19,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 6,745 | $19,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 42,475 | $19,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 200 | $18,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 2,000 | $18,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $18,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 500 | $18,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 500 | $18,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 5,600 | $18,000 | thousands by filing date | call |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 3,353 | $18,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,900 | $18,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 51,600 | $18,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 102,686 | $18,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 3,117 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 307 | $18,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 28,929 | $18,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 7,495 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 900 | $18,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 765 | $17,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 247 | $17,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 400 | $17,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 300 | $17,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 456 | $17,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 2,392 | $17,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 600 | $17,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 2,290 | $17,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,920 | $17,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,847 | $17,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 17,754 | $17,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,200 | $17,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 7,200 | $17,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K108 | COM | 91,233 | $17,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,531 | $17,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 14,579 | $17,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 4,327 | $17,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 42,372 | $17,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 11,126 | $17,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 10,828 | $17,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 2,917 | $16,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 200 | $16,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,000 | $16,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $16,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 800 | $16,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 600 | $16,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 500 | $16,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,332 | $16,000 | thousands by filing date | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 3,181 | $16,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 300 | $16,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 14,141 | $16,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 17,740 | $16,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,771 | $16,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,077 | $16,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 5,200 | $16,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 8,356 | $16,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 4,301 | $16,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,100 | $15,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 300 | $15,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 300 | $15,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 16,245 | $15,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 300 | $15,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 700 | $15,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 200 | $15,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 10,127 | $15,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 600 | $15,000 | thousands by filing date | put |
| SOLITON INC | 834251100 | COM | 1,865 | $15,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 6,539 | $15,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 300 | $14,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 300 | $14,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 400 | $14,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 29,100 | $14,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,739 | $14,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,673 | $14,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 4,576 | $14,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $14,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,900 | $14,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 17,225 | $14,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 21,485 | $14,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,729 | $14,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 21,399 | $14,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 6,908 | $14,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,400 | $14,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 2,568 | $14,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 100 | $13,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 6,400 | $13,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,747 | $13,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,000 | $13,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 700 | $13,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 1,937 | $13,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,486 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 300 | $13,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 600 | $13,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 500 | $13,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 500 | $13,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $13,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 27,396 | $13,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 4,300 | $13,000 | thousands by filing date | call |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 2,092 | $13,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,432 | $13,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6,841 | $13,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,073 | $13,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 35,103 | $13,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 34,400 | $13,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,000 | $13,000 | thousands by filing date | put |
| BRIDGFORD FOODS CORP | 108763103 | COM | 574 | $13,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,978 | $13,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,192 | $13,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 3,800 | $13,000 | thousands by filing date | put |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 4,749 | $13,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 600 | $12,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 968 | $12,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 200 | $12,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $12,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 17,534 | $12,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 353 | $12,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 5,800 | $12,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,823 | $12,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 30,400 | $12,000 | thousands by filing date | call |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $12,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 6,524 | $12,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 26,540 | $12,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,000 | $12,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 7,974 | $12,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 7,187 | $12,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2,620 | $12,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 200 | $11,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 300 | $11,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 400 | $11,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 10,516 | $11,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 936 | $11,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 4,500 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $11,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,100 | $11,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 5,400 | $11,000 | thousands by filing date | call |
| TTEC HLDGS INC | 89854H102 | COM | 300 | $11,000 | thousands by filing date | call |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,909 | $11,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 11,100 | $11,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,500 | $11,000 | thousands by filing date | call |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,843 | $11,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,000 | $11,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 329 | $11,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 49,250 | $11,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 25,989 | $11,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 300 | $10,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 100 | $10,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 43,817 | $10,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,200 | $10,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 969 | $10,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,400 | $10,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 700 | $10,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 2,100 | $10,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 200 | $10,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $10,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $10,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,300 | $10,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,933 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 800 | $10,000 | thousands by filing date | call |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,781 | $10,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,000 | $10,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 169,300 | $10,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 3,177 | $10,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 22,660 | $10,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,900 | $10,000 | thousands by filing date | put |
| VISTRA CORP | 92840M128 | COM | 12,758 | $10,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 600 | $10,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 28,000 | $10,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 9,686 | $10,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 3,139 | $10,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 959 | $10,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 105 | $9,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 100 | $9,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 800 | $9,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,086 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72 | $9,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $9,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $9,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,294 | $9,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $9,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 700 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $9,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,200 | $9,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,757 | $9,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 542 | $9,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 4,459 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $9,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,200 | $9,000 | thousands by filing date | call |
| GENFIT S A | 372279109 | ADS | 637 | $9,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,944 | $9,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,576 | $9,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 17,997 | $9,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 600 | $9,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 13,963 | $9,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 4,799 | $9,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,622 | $9,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 5,161 | $9,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 2,809 | $9,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 5,872 | $9,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 45,699 | $9,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 6,980 | $9,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 802 | $8,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 200 | $8,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 600 | $8,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 300 | $8,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 100 | $8,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 600 | $8,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 55 | $8,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 4,109 | $8,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 669 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 361 | $8,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 7,104 | $8,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 400 | $8,000 | thousands by filing date | put |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $8,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,100 | $8,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 900 | $8,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 3,900 | $8,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 7,354 | $8,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 200 | $8,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 5,849 | $8,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 13,794 | $8,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 156 | $8,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 6,779 | $8,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 53,543 | $8,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 720 | $7,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,400 | $7,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 200 | $7,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 300 | $7,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 7,200 | $7,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 900 | $7,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $7,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,800 | $7,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 400 | $7,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 100 | $7,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $7,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,200 | $7,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,676 | $7,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 350 | $7,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,528 | $7,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,800 | $7,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,500 | $7,000 | thousands by filing date | put |
| PHUNWARE INC | 71948P100 | COMMON | 10,469 | $7,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 300 | $6,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 148 | $6,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,700 | $6,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200 | $6,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 700 | $6,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,428 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,500 | $6,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,500 | $6,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 700 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $6,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 500 | $6,000 | thousands by filing date | call |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 390 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 52,761 | $6,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,773 | $6,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,777 | $6,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,340 | $6,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $6,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 3,800 | $6,000 | thousands by filing date | call |
| TIVITY HEALTH INC | 88870R102 | COM | 924 | $6,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 410 | $6,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,508 | $6,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 5,529 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 57 | $5,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $5,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $5,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $5,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,000 | $5,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,792 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 124 | $5,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 200 | $5,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,166 | $5,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,100 | $5,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,700 | $5,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 1,100 | $5,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 100 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 400 | $5,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 100 | $5,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 300 | $5,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $5,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 800 | $5,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 894 | $5,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,000 | $5,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B185 | FUND | 200 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,000 | $5,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 7,300 | $5,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 17,682 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,851 | $5,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 2,600 | $5,000 | thousands by filing date | put |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 4,000 | $5,000 | thousands by filing date | principal |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 3,142 | $5,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 5,075 | $5,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $4,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 200 | $4,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 200 | $4,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 600 | $4,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100 | $4,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 100 | $4,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 2,100 | $4,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 800 | $4,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,700 | $4,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,700 | $4,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 100 | $4,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 2,173 | $4,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 100 | $4,000 | thousands by filing date | put |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 6,688 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,900 | $4,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,022 | $4,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 5,270 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 9,896 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 400 | $4,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 2,900 | $4,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 700 | $4,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 18,500 | $4,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 100 | $4,000 | thousands by filing date | call |
| ELECTROCORE INC | 28531P103 | COM | 4,248 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $3,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 100 | $3,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 100 | $3,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 100 | $3,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $3,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 6,400 | $3,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $3,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 100 | $3,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 100 | $3,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 100 | $3,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 100 | $3,000 | thousands by filing date | call |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 400 | $3,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 500 | $3,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $3,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 1,100 | $3,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 400 | $3,000 | thousands by filing date | put |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 2,900 | $3,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 4,258 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 400 | $3,000 | thousands by filing date | put |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,300 | $3,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000031 | this filing | 2020-05-13 | acceptance time not in the bulk data set |