13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 6,171 holding rows worth $126,539,568,000.
- Accession
- 0000312069-20-000031
- Filer
- CIK 312069
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 10,163 entries on the cover page, a total value of $126,539,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,539,568,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,500 | $72,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 10,172 | $72,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 6,900 | $72,000 | thousands by filing date | call |
| PCSB FINL CORP COM | 69324R104 | Stock | 5,173 | $72,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 600 | $71,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 3,183 | $71,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 5,829 | $71,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 6,303 | $71,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,123 | $71,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 17,893 | $71,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,000 | $70,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 7,612 | $70,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 14,029 | $70,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,461 | $70,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,400 | $70,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 3,400 | $70,000 | thousands by filing date | call |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 15,685 | $70,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,300 | $69,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 7,300 | $69,000 | thousands by filing date | put |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 7,451 | $69,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 106,298 | $69,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 20,617 | $69,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 7,509 | $69,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 30,693 | $69,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,400 | $68,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 17,342 | $68,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,300 | $68,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 1,400 | $68,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 5,185 | $68,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 7,898 | $68,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 6,330 | $68,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,331 | $68,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 135,000 | $68,000 | thousands by filing date | principal |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,166 | $68,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 11,490 | $68,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,729 | $67,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 23,300 | $67,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 200 | $67,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 200 | $67,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,100 | $67,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,610 | $67,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,350 | $67,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,329 | $67,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,908 | $67,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $67,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 70,878 | $67,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 20,662 | $67,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 80,000 | $67,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 187,300 | $67,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 26,300 | $66,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 597 | $66,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,482 | $66,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 147,589 | $66,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,198 | $66,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 7,192 | $66,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 13,206 | $66,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 66,000 | $66,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 4,500 | $65,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 1,000 | $65,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 3,600 | $65,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 127,771 | $65,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,197 | $65,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,165 | $65,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,700 | $65,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 3,400 | $65,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 2,100 | $65,000 | thousands by filing date | put |
| GREENSKY INC | 39572G100 | CL A | 17,000 | $65,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 9,681 | $65,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,600 | $64,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 2,706 | $64,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 22,062 | $64,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $64,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 41,552 | $64,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 29,447 | $64,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 903 | $63,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 300 | $63,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 8,800 | $63,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 11,100 | $63,000 | thousands by filing date | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,000 | $63,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 12,840 | $63,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 3,600 | $63,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,000 | $63,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 4,700 | $63,000 | thousands by filing date | call |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,326 | $63,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,171 | $63,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,587 | $63,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,503 | $63,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,061 | $63,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,702 | $63,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 9,379 | $63,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 23,687 | $63,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 5,800 | $63,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 21,450 | $63,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 236,352 | $63,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 4,700 | $62,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,300 | $62,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 11,504 | $62,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,546 | $62,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 5,281 | $62,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 7,306 | $62,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 7,446 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 20,600 | $62,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 14,166 | $61,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 600 | $61,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 2,307 | $61,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,000 | $61,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 8,634 | $61,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 29,700 | $61,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 9,700 | $60,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 1,600 | $60,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 40,000 | $60,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,633 | $60,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,937 | $60,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 29,277 | $60,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 154,100 | $60,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 9,700 | $60,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 5,081 | $60,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 21,856 | $60,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 700 | $59,000 | thousands by filing date | put |
| DOMO INC | 257554105 | COM CL B | 5,940 | $59,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 464 | $59,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,800 | $59,000 | thousands by filing date | put |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 2,782 | $59,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 24,303 | $59,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,300 | $59,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 42,400 | $59,000 | thousands by filing date | call |
| MENLO THERAPEUTICS INC | 586858102 | COM | 21,775 | $59,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 13,161 | $59,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,739 | $58,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,860 | $58,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 12,300 | $58,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 6,900 | $58,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,579 | $58,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,400 | $58,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 31,700 | $58,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,107 | $58,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 6,853 | $58,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,800 | $58,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,791 | $58,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 5,608 | $58,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,900 | $58,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 29,631 | $58,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 6,600 | $58,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 938 | $58,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,100 | $57,000 | thousands by filing date | call |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 4,732 | $57,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 29,608 | $57,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,100 | $57,000 | thousands by filing date | call |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 2,064 | $57,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 5,498 | $57,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 58,623 | $57,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 28,492 | $57,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,000 | $56,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 6,600 | $56,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,000 | $56,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,000 | $56,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 26,201 | $56,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,361 | $56,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 9,263 | $56,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 4,138 | $56,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,259 | $56,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 102,400 | $56,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,300 | $56,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 18,112 | $56,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 74,443 | $56,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 27,329 | $56,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 9,505 | $56,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 3,796 | $56,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 10,361 | $55,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,100 | $55,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,700 | $55,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $55,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 900 | $55,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 34,200 | $55,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,484 | $55,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 5,989 | $55,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,898 | $55,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 8,646 | $55,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 12,281 | $55,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 21,100 | $55,000 | thousands by filing date | put |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 10,000 | $55,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 8,157 | $54,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,192 | $54,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,300 | $54,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,660 | $54,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 1,929 | $54,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,211 | $54,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,500 | $54,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 6,674 | $54,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 7,965 | $54,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 4,057 | $54,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 11,300 | $54,000 | thousands by filing date | call |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,934 | $54,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 31,264 | $53,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,000 | $53,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,166 | $53,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 29,300 | $53,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 206,063 | $53,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 9,400 | $53,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 57,000 | $53,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 6,400 | $52,000 | thousands by filing date | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,506 | $52,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,200 | $52,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 1,680 | $52,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 28,600 | $52,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,441 | $52,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,190 | $52,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,920 | $52,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 31,339 | $52,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,870 | $52,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 38,298 | $52,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 3,559 | $52,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 4,762 | $52,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,000 | $52,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 25,693 | $52,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 5,000 | $51,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 19,723 | $51,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 9,800 | $51,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,450 | $51,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 4,044 | $51,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,017 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,320 | $51,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,917 | $51,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,438 | $51,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 19,826 | $51,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 11,200 | $51,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 500 | $50,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,900 | $50,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,000 | $50,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 13,000 | $50,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 6,819 | $50,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,194 | $50,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 6,235 | $50,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,807 | $50,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $50,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 20,925 | $50,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,700 | $50,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,216 | $50,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,137 | $50,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 9,600 | $50,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 21,874 | $50,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,344 | $50,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,700 | $49,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 4,800 | $49,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 663 | $49,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,678 | $49,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 7,900 | $49,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 21,486 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 500 | $49,000 | thousands by filing date | call |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,281 | $49,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,700 | $48,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 7,600 | $48,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 3,831 | $48,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,300 | $48,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,193 | $48,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,675 | $48,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 238,561 | $48,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 11,248 | $48,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 8,400 | $48,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 8,263 | $48,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,724 | $48,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,887 | $47,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,729 | $47,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 6,000 | $47,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 2,900 | $47,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,236 | $47,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,500 | $47,000 | thousands by filing date | put |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,564 | $47,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 5,820 | $47,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,500 | $46,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 400 | $46,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 2,000 | $46,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 900 | $46,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 1,100 | $46,000 | thousands by filing date | call |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 13,292 | $46,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 13,404 | $46,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 921 | $46,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 6,186 | $46,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,359 | $46,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,274 | $46,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,243 | $46,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,958 | $46,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,256 | $46,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,982 | $46,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 18,188 | $46,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 100,000 | $46,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,000 | $45,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 5,400 | $45,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 15,600 | $45,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,823 | $45,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,362 | $45,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 11,007 | $45,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 5,779 | $45,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,687 | $45,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 122,844 | $45,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,200 | $44,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,641 | $44,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 7,700 | $44,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 200 | $44,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,854 | $44,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,690 | $44,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 4,122 | $44,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 3,283 | $44,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,110 | $44,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,416 | $44,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 9,467 | $44,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 29,700 | $44,000 | thousands by filing date | call |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 48,153 | $44,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,600 | $43,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,100 | $43,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 40,864 | $43,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,300 | $43,000 | thousands by filing date | call |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,735 | $43,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 4,000 | $43,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 10,446 | $43,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 78,395 | $43,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 13,332 | $43,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24,079 | $43,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,133 | $43,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,116 | $43,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,859 | $43,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 7,767 | $43,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 76,200 | $43,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 5,893 | $42,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 6,600 | $42,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 10,067 | $42,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,200 | $42,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 1,377 | $42,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 4,601 | $42,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,176 | $42,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 3,480 | $42,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,773 | $42,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,900 | $42,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,649 | $42,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 97,628 | $42,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 11,377 | $42,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 7,106 | $42,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 3,052 | $42,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 400 | $41,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,921 | $41,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 3,200 | $41,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $41,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 2,300 | $41,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,747 | $41,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,429 | $41,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,731 | $41,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,500 | $41,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 8,675 | $41,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,000 | $40,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,006 | $40,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,600 | $40,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 400 | $40,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 725 | $40,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,400 | $40,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 6,500 | $40,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 7,866 | $40,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 3,172 | $40,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,197 | $40,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 231,400 | $40,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 40,300 | $40,000 | thousands by filing date | put |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 13,401 | $40,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,700 | $39,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,511 | $39,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,000 | $39,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,410 | $39,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,356 | $39,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 15,327 | $39,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 12,879 | $39,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,100 | $39,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 1,595 | $39,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 17,114 | $39,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 5,671 | $39,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,962 | $39,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,400 | $38,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 200 | $38,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 2,958 | $38,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 2,700 | $38,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 32,581 | $38,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 18,215 | $38,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,540 | $38,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,500 | $38,000 | thousands by filing date | put |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,155 | $38,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,401 | $38,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 5,400 | $37,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 1,000 | $37,000 | thousands by filing date | call |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2,700 | $37,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 2,200 | $37,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 329 | $37,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,200 | $37,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,285 | $37,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,608 | $37,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,803 | $37,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 2,383 | $37,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 121,823 | $37,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 3,657 | $37,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 113,427 | $37,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 500 | $36,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,311 | $36,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,706 | $36,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 2,674 | $36,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 700 | $36,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 22,300 | $36,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 5,100 | $36,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 6,573 | $36,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 38,605 | $36,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 13,100 | $36,000 | thousands by filing date | put |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 89,488 | $36,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 900 | $35,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 13,582 | $35,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 5,456 | $35,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 900 | $35,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 1,100 | $35,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,644 | $35,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 16,656 | $35,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 7,036 | $35,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 8,817 | $35,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,780 | $35,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 18,353 | $35,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,722 | $35,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 6,000 | $35,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 3,700 | $35,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 10,635 | $35,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,398 | $35,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 925 | $34,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,400 | $34,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 60,815 | $34,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 4,714 | $34,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,217 | $34,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 800 | $34,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 9,500 | $34,000 | thousands by filing date | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,876 | $34,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,667 | $34,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 4,000 | $34,000 | thousands by filing date | put |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 4,320 | $34,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,224 | $34,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,946 | $34,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,073 | $34,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,592 | $34,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 20,200 | $34,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,031 | $34,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 16,646 | $34,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 315 | $33,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,000 | $33,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,400 | $33,000 | thousands by filing date | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,598 | $33,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 6,000 | $33,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,225 | $33,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 102,606 | $33,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $33,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 9,200 | $33,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,639 | $33,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,300 | $33,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 363 | $32,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 26,300 | $32,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 7,634 | $32,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,911 | $32,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,600 | $32,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 5,030 | $32,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,747 | $32,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 76,321 | $32,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,200 | $32,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 18,815 | $32,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 36,338 | $32,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 497 | $32,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,611 | $31,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,200 | $31,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,727 | $31,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 500 | $31,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 3,497 | $31,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 180,200 | $31,000 | thousands by filing date | put |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 41,055 | $31,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,710 | $31,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,858 | $31,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,600 | $31,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 11,500 | $31,000 | thousands by filing date | put |
| INTRICON CORP | 46121H109 | COM | 2,736 | $31,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 19,651 | $31,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,800 | $30,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 8,466 | $30,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 510 | $30,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 900 | $30,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 15,227 | $30,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 2,000 | $30,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 1,583 | $30,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 16,500 | $30,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 391 | $30,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 5,520 | $30,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 16,400 | $30,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,311 | $30,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 9,296 | $30,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,530 | $30,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,631 | $30,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 9,195 | $30,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 19,903 | $30,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,893 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,981 | $30,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,490 | $30,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 35,400 | $30,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 900 | $29,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000031 | this filing | 2020-05-13 | acceptance time not in the bulk data set |