13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,154 holding rows worth $145,019,819,000.
- Accession
- 0000312069-19-000021
- Filer
- CIK 312069
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 11,677 entries on the cover page, a total value of $145,019,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,019,819,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELIGENT INC NEW | 87960W104 | COM | 11,725 | $13,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 48,945 | $13,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,849 | $13,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $12,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 200 | $12,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 200 | $12,000 | thousands by filing date | call |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 100 | $12,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100 | $12,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 2,213 | $12,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 411 | $12,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 191 | $12,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $12,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 592 | $12,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 272 | $12,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 700 | $12,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,727 | $12,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 1,475 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 575 | $12,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 15,405 | $12,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 3,004 | $12,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 16,028 | $12,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 3,255 | $12,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 8,372 | $12,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 3,388 | $12,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 2,045 | $12,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 100 | $11,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 500 | $11,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,300 | $11,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 300 | $11,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 700 | $11,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 200 | $11,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 100 | $11,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 800 | $11,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 300 | $11,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 603 | $11,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 360 | $11,000 | thousands by filing date | call |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 300 | $11,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | put |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 657 | $11,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 5,825 | $11,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,048 | $11,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 4,609 | $11,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 517 | $10,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,000 | $10,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 500 | $10,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 200 | $10,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 230 | $10,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $10,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 100 | $10,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 400 | $10,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 300 | $10,000 | thousands by filing date | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 480 | $10,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $10,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 300 | $10,000 | thousands by filing date | call |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $10,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 425 | $10,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 500 | $10,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 600 | $10,000 | thousands by filing date | call |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 73 | $10,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 300 | $10,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 235 | $10,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $10,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,691 | $10,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 825 | $10,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 200 | $10,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,758 | $10,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,565 | $10,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,070 | $10,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 2,190 | $10,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 24,703 | $10,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 2,138 | $10,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 100 | $9,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 700 | $9,000 | thousands by filing date | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 448 | $9,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 300 | $9,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 500 | $9,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 100 | $9,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 200 | $9,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 100 | $9,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 500 | $9,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 600 | $9,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 300 | $9,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 400 | $9,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 500 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 300 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,100 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 177 | $9,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 200 | $9,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 161 | $9,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $9,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 2,377 | $9,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 293 | $9,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 10,390 | $9,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 653 | $9,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $8,000 | thousands by filing date | put |
| AMERICANRLTYINVSINC | 029174109 | STOK | 634 | $8,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,400 | $8,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $8,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 100 | $8,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 100 | $8,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 9,500 | $8,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 100 | $8,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 600 | $8,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 200 | $8,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 600 | $8,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 649 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 300 | $8,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 590 | $8,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $8,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 400 | $8,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 305 | $8,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,980 | $8,000 | thousands by filing date | put |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 506 | $8,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 966 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 100 | $8,000 | thousands by filing date | call |
| Renovaro Inc | 29350E104 | Common Stock | 1,197 | $8,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,000 | $8,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 400 | $8,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 900 | $8,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 400 | $8,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 11,200 | $8,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 600 | $8,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,800 | $8,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 250 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,640 | $8,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 30,290 | $8,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 11,350 | $8,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 13,800 | $8,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 1,600 | $8,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 206 | $8,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 829 | $8,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 2,131 | $8,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 100 | $7,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 300 | $7,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 100 | $7,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 200 | $7,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 200 | $7,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 509 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 400 | $7,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 300 | $7,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 300 | $7,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 100 | $7,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 300 | $7,000 | thousands by filing date | put |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 123 | $7,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 500 | $7,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 3,723 | $7,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 300 | $7,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200 | $7,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 400 | $7,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,500 | $7,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 500 | $7,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,000 | $7,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,000 | $7,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,600 | $7,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $7,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 760 | $7,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5,300 | $7,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 600 | $7,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 28,117 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,000 | $7,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 676,281 | $7,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 400 | $6,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 9,400 | $6,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100 | $6,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 85 | $6,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 300 | $6,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 200 | $6,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 990 | $6,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 143 | $6,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 204 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 251 | $6,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 300 | $6,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 200 | $6,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,500 | $6,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 938 | $6,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,906 | $6,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,234 | $6,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,087 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 100 | $6,000 | thousands by filing date | put |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 341 | $6,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,300 | $6,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 1,100 | $6,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,300 | $6,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 800 | $6,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 300 | $6,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 600 | $6,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 500 | $6,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 400 | $6,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,600 | $6,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 900 | $6,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 6,400 | $6,000 | thousands by filing date | put |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 6,000 | $6,000 | thousands by filing date | principal |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 89 | $5,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 54 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 60 | $5,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 593 | $5,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 100 | $5,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $5,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 300 | $5,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $5,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 100 | $5,000 | thousands by filing date | put |
| AUDIOEYE INC | 050734201 | COM NEW | 507 | $5,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 100 | $5,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 149 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 500 | $5,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 300 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 42 | $5,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 100 | $5,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 200 | $5,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,000 | $5,000 | thousands by filing date | put |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 100 | $5,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 134 | $5,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 120 | $5,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 100 | $5,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 203 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 200 | $5,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 4,668 | $5,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 100 | $5,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 300 | $5,000 | thousands by filing date | put |
| PROSHARES TR | 74347B185 | FUND | 200 | $5,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,100 | $5,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,000 | $5,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,790 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 400 | $5,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,338 | $5,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,082 | $5,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 3,603 | $5,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 2,794 | $5,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 3,800 | $5,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 23,007 | $5,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 67 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 74 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 100 | $4,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 200 | $4,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 100 | $4,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 150 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 102 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $4,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 100 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 100 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $4,000 | thousands by filing date | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 200 | $4,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 200 | $4,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 200 | $4,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 46 | $4,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 100 | $4,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 60 | $4,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 100 | $4,000 | thousands by filing date | put |
| ZYNEX INC | 98986M103 | COM | 936 | $4,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 200 | $4,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 600 | $4,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 62 | $4,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 200 | $4,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 300 | $4,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,673 | $4,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 1,300 | $4,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 245 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,448 | $4,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $4,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 500 | $4,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 9,816 | $4,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 871 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 700 | $4,000 | thousands by filing date | put |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 577 | $4,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 275 | $4,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,079 | $4,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,124 | $4,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 383 | $4,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 9,234 | $4,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 12,468 | $4,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 533 | $4,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 76 | $3,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 61 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 42 | $3,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 100 | $3,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 100 | $3,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,636 | $3,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 100 | $3,000 | thousands by filing date | call |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 100 | $3,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 100 | $3,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 200 | $3,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 100 | $3,000 | thousands by filing date | put |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 69 | $3,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 349 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 69 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100 | $3,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 100 | $3,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 105 | $3,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 338 | $3,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 1,200 | $3,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 100 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $3,000 | thousands by filing date | call |
| MONROE CAPITAL CORP | 610335101 | COM | 260 | $3,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 100 | $3,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $3,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 200 | $3,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 200 | $3,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 230 | $3,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,461 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 99 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 56 | $3,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 528 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,902 | $3,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,617 | $3,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,400 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 45 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,970 | $3,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 100 | $3,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 500 | $3,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $3,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 100 | $3,000 | thousands by filing date | put |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 200 | $3,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 1,397 | $3,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 889 | $3,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E501 | COM NEW | 10,637 | $3,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 100 | $2,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 100 | $2,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 100 | $2,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 175 | $2,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 65 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 54 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 26 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 43 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 30 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500 | $2,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 89 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 38 | $2,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 590 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,600 | $2,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 252 | $2,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 100 | $2,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 87 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 810 | $2,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 626 | $2,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 21 | $2,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 100 | $2,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 541 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 93 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 15 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 75 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $2,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 100 | $2,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 300 | $2,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 382 | $2,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 600 | $2,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $2,000 | thousands by filing date | call |
| ROSETTA RES INC COM | 777385105 | Stock | 789 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 100 | $2,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 2,535 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 122 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 279 | $2,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,000 | $2,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 399 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,606 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,030 | $2,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 54 | $2,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 986 | $2,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 8,657 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,000 | $2,000 | thousands by filing date | principal |
| STEEL CONNECT INC | 858098106 | CMN | 859 | $2,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,100 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 1,040 | $2,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,742 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $2,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 12 | $1,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 19 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 100 | $1,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 100 | $1,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $1,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 82 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 42 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 46 | $1,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 100 | $1,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 119 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 179 | $1,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 92 | $1,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 50 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 35 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 100 | $1,000 | thousands by filing date | call |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 61 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 100 | $1,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 100 | $1,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $1,000 | thousands by filing date | call |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 121 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 141 | $1,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 117 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 140 | $1,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 163 | $1,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 40 | $1,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 100 | $1,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 300 | $1,000 | thousands by filing date | call |
| Perion Network Ltd | M78673114 | COM | 410 | $1,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 247 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 22 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 17 | $1,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 300 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 800 | $1,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 497 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 100 | $1,000 | thousands by filing date | put |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 576 | $1,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 434 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 325 | $1,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 100 | $1,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 100 | $1,000 | thousands by filing date | call |
| SCWORX CORP COM | 78396V109 | Stock | 135 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,241 | $1,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 353 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 268 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 200 | $1,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 100 | $1,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 243 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 104 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,885 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 208 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 628 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 77 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 927 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 539 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 26 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 126 | $1,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 544 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 492 | $1,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 555 | $1,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 36 | $1,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 728 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 65 | $1,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 358 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 2,287 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 1,219 | $1,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 348 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 778 | $1,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 369 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 63 | $1,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 1,997 | $1,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 229 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 1,310 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 84 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Materials ETF | 92204A801 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONESPAN INC | 68287N100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MVC CAPITAL INC | 553829102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000021 | this filing | 2019-05-15 | acceptance time not in the bulk data set |