13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,154 holding rows worth $145,019,819,000.
- Accession
- 0000312069-19-000021
- Filer
- CIK 312069
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 11,677 entries on the cover page, a total value of $145,019,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,019,819,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 600 | $42,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $42,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,737 | $42,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 5,901 | $42,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,568 | $42,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 32,242 | $42,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 4,017 | $42,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,484 | $42,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,918 | $42,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 6,976 | $42,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 4,300 | $41,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 630 | $41,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 500 | $41,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 900 | $41,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,500 | $41,000 | thousands by filing date | put |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,315 | $41,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 4,615 | $41,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,153 | $41,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,999 | $41,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,312 | $41,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 37,000 | $41,000 | thousands by filing date | principal |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 3,915 | $41,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 200 | $40,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,423 | $40,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 500 | $40,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 300 | $40,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 5,861 | $40,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,871 | $40,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,623 | $40,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 2,300 | $40,000 | thousands by filing date | put |
| CUE BIOPHARMA INC | 22978P106 | COM | 5,136 | $40,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 2,318 | $40,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 700 | $40,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,887 | $40,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,103 | $40,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 14,728 | $40,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,300 | $39,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,800 | $39,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 506 | $39,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 45,261 | $39,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,700 | $39,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 800 | $39,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 1,700 | $39,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,719 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,383 | $39,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 6,022 | $39,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,161 | $39,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 922 | $39,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 6,133 | $39,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,885 | $39,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 4,600 | $39,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,876 | $39,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 77,812 | $39,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 11,647 | $39,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,646 | $39,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 700 | $38,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 400 | $38,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,179 | $38,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,000 | $38,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 1,300 | $38,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 13,494 | $38,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,421 | $38,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 9,800 | $38,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,200 | $38,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 1,000 | $38,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 2,198 | $38,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 53,800 | $38,000 | thousands by filing date | call |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 932 | $38,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,452 | $38,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 1,190 | $38,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,691 | $38,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 300 | $37,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 1,300 | $37,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 800 | $37,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,102 | $37,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,262 | $37,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $37,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,900 | $37,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 7,101 | $37,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 87,536 | $37,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 12,759 | $37,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,800 | $36,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,364 | $36,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 800 | $36,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,000 | $36,000 | thousands by filing date | call |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,139 | $36,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,642 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,786 | $36,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,000 | $36,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 2,925 | $36,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,174 | $36,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,739 | $36,000 | thousands by filing date | call |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,439 | $36,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,093 | $36,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 5,450 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P613 | FUND | 2,000 | $36,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,884 | $36,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 4,759 | $36,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 200 | $35,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,600 | $35,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 400 | $35,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 2,100 | $35,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,400 | $35,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 400 | $35,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 3,660 | $35,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 888 | $35,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,400 | $35,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 18,200 | $35,000 | thousands by filing date | put |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 5,198 | $35,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 30,150 | $35,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 45,000 | $35,000 | thousands by filing date | principal |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,487 | $35,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,025 | $35,000 | thousands by filing date | put |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 71,494 | $35,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 300 | $34,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 300 | $34,000 | thousands by filing date | put |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,353 | $34,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,867 | $34,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,430 | $34,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,800 | $34,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,000 | $34,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,446 | $34,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,957 | $34,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,095 | $34,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 500 | $33,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,547 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,200 | $33,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 6,200 | $33,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 1,636 | $33,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,619 | $33,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,567 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 881 | $33,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 4,471 | $33,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,618 | $33,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,000 | $33,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,542 | $33,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 2,291 | $33,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 3,667 | $33,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 43,766 | $33,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,300 | $32,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 500 | $32,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 500 | $32,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,000 | $32,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 1,900 | $32,000 | thousands by filing date | put |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,549 | $32,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,550 | $32,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,000 | $32,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 700 | $32,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,000 | $32,000 | thousands by filing date | call |
| CALYXT INC | 13173L107 | COM | 1,781 | $32,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 7,324 | $32,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,100 | $31,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 1,000 | $31,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 300 | $31,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 500 | $31,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 500 | $31,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,200 | $31,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,000 | $31,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 700 | $31,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 630 | $31,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 21,563 | $31,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,896 | $31,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,698 | $31,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 7,513 | $31,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 2,272 | $31,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,300 | $31,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,110 | $31,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 614 | $31,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 500 | $30,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $30,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,500 | $30,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,058 | $30,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,248 | $30,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 3,375 | $30,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 600 | $30,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 14,357 | $30,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 3,177 | $30,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 559 | $30,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,300 | $30,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 3,400 | $30,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,875 | $30,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,302 | $30,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 600 | $29,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 500 | $29,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 5,570 | $29,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 2,800 | $29,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,300 | $29,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,000 | $29,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 4,400 | $29,000 | thousands by filing date | call |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,570 | $29,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,100 | $29,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 2,125 | $29,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 6,200 | $29,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 3,670 | $29,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,400 | $29,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 1,400 | $29,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 9,200 | $29,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,686 | $29,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,200 | $29,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,300 | $29,000 | thousands by filing date | call |
| FARMMI INC SHS NEW | G33277107 | Stock | 6,600 | $29,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,295 | $28,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,600 | $28,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 500 | $28,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 300 | $28,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 1,000 | $28,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 1,300 | $28,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 900 | $28,000 | thousands by filing date | put |
| AUBURN NATL BANCORP | 050473107 | COM | 723 | $28,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,500 | $28,000 | thousands by filing date | call |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $28,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 13,855 | $28,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 14,495 | $28,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 714 | $28,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,300 | $28,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 44,395 | $28,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 900 | $28,000 | thousands by filing date | put |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 5,448 | $28,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 58,600 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,800 | $28,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 1,262 | $27,000 | thousands by filing date | put |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 476 | $27,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 100 | $27,000 | thousands by filing date | call |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1,000 | $27,000 | thousands by filing date | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1,000 | $27,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 2,421 | $27,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 200 | $27,000 | thousands by filing date | call |
| FOX CORP | 35137L204 | CL B COM | 759 | $27,000 | thousands by filing date | call |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 1,200 | $27,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,000 | $27,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 4,076 | $27,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,322 | $27,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 4,752 | $27,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,727 | $27,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,300 | $27,000 | thousands by filing date | call |
| ASHFORD INC | 044104107 | COM | 501 | $27,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 3,309 | $27,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,569 | $27,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,700 | $26,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 800 | $26,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 800 | $26,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $26,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 300 | $26,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 2,139 | $26,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 500 | $26,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,300 | $26,000 | thousands by filing date | call |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 859 | $26,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 664 | $26,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,800 | $26,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 27,538 | $26,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 4,259 | $26,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 4,900 | $26,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 200 | $25,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 500 | $25,000 | thousands by filing date | call |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 600 | $25,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 1,300 | $25,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,164 | $25,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 600 | $25,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 912 | $25,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,091 | $25,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,100 | $25,000 | thousands by filing date | put |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,502 | $25,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 7,234 | $25,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,000 | $25,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 900 | $25,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 1,000 | $25,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 4,296 | $25,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 30,289 | $25,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 10,265 | $25,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 222 | $25,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 9,015 | $25,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 5,749 | $25,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,600 | $24,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 700 | $24,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 600 | $24,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 500 | $24,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 500 | $24,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,900 | $24,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 1,000 | $24,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,610 | $24,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 3,138 | $24,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 800 | $24,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 700 | $24,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,463 | $24,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 12,490 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 545 | $24,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,621 | $24,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 15,418 | $24,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 432 | $23,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,300 | $23,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $23,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,200 | $23,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,200 | $23,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 1,232 | $23,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $23,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 355 | $23,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 500 | $23,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 8,778 | $23,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,000 | $23,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 9,669 | $23,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,200 | $23,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,000 | $23,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 16,140 | $23,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 19,286 | $23,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,241 | $23,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 7,000 | $23,000 | thousands by filing date | principal |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 3,277 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,000 | $23,000 | thousands by filing date | call |
| iShares Global REIT ETF | 46434V647 | SHS | 822 | $22,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,100 | $22,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 500 | $22,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 1,200 | $22,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 400 | $22,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 1,478 | $22,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 500 | $22,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,600 | $22,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 634 | $22,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,000 | $22,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 1,000 | $22,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 500 | $22,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,917 | $22,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,548 | $22,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,798 | $22,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,928 | $22,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,791 | $22,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 600 | $22,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 10,647 | $22,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,215 | $22,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,484 | $22,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 6,701 | $22,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 2,505 | $22,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 19,000 | $22,000 | thousands by filing date | principal |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 1,131 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 126 | $21,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,100 | $21,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 1,000 | $21,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,500 | $21,000 | thousands by filing date | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,077 | $21,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 800 | $21,000 | thousands by filing date | call |
| BIGLARI HLDGS INC | 08986R408 | CMN | 29 | $21,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 4,000 | $21,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 20,496 | $21,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,806 | $21,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 4,249 | $21,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 8,501 | $21,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 3,306 | $21,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 3,124 | $21,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 4,123 | $21,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 500 | $20,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,200 | $20,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,000 | $20,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,000 | $20,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,700 | $20,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,800 | $20,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 500 | $20,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 300 | $20,000 | thousands by filing date | call |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 2,209 | $20,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 28,062 | $20,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 3,000 | $20,000 | thousands by filing date | call |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 4,959 | $20,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,146 | $20,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,656 | $20,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,843 | $20,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 26,638 | $20,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 8,268 | $20,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 15,870 | $20,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 7,346 | $20,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,100 | $19,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $19,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 900 | $19,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,175 | $19,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,000 | $19,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 2,900 | $19,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,100 | $19,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 500 | $19,000 | thousands by filing date | put |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 3,152 | $19,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,600 | $19,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 6,616 | $19,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 4,930 | $19,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 6,400 | $19,000 | thousands by filing date | call |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1,799 | $19,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 2,895 | $19,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 3,600 | $19,000 | thousands by filing date | put |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 84,034 | $19,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $18,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 600 | $18,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 1,100 | $18,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 199 | $18,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,242 | $18,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 2,683 | $18,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,700 | $18,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,500 | $18,000 | thousands by filing date | put |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,199 | $18,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 9,261 | $18,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 588 | $18,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,309 | $18,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 26,061 | $18,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 4,305 | $18,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 20,335 | $18,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 3,915 | $18,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 300 | $17,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,300 | $17,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 200 | $17,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 487 | $17,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,453 | $17,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $17,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,100 | $17,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 1,520 | $17,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,800 | $17,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,000 | $17,000 | thousands by filing date | put |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 3,416 | $17,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $17,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 400 | $17,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 300 | $17,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,559 | $17,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,400 | $17,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 16,100 | $17,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 8,841 | $17,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 7,853 | $17,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 200 | $16,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $16,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,601 | $16,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 3,995 | $16,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 512 | $16,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,600 | $16,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 800 | $16,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 3,009 | $16,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,500 | $16,000 | thousands by filing date | call |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 3,495 | $16,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 13,000 | $16,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 5,000 | $16,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 28,409 | $16,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 6,069 | $16,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 500 | $16,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 4,576 | $16,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,000 | $16,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 8,762 | $16,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 617 | $15,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 200 | $15,000 | thousands by filing date | put |
| ARCOSA INC COM | 039653100 | Stock | 495 | $15,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 300 | $15,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,300 | $15,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 2,928 | $15,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 300 | $15,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 200 | $15,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 80 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 9,700 | $15,000 | thousands by filing date | put |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 1,077 | $15,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 14,955 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 700 | $15,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 400 | $15,000 | thousands by filing date | call |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 2,500 | $15,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 983 | $15,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 16,000 | $15,000 | thousands by filing date | principal |
| ARCOSA INC COM | 039653100 | Stock | 462 | $14,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 100 | $14,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 300 | $14,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 200 | $14,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 500 | $14,000 | thousands by filing date | call |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 459 | $14,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 300 | $14,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 900 | $14,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 1,300 | $14,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 4,000 | $14,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 200 | $14,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,300 | $14,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 8,101 | $14,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 544 | $14,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 5,394 | $14,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 8,773 | $14,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 6,020 | $14,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 800 | $13,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 300 | $13,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 100 | $13,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 200 | $13,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,500 | $13,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 100 | $13,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 500 | $13,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,000 | $13,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 100 | $13,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,086 | $13,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 814 | $13,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,400 | $13,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 500 | $13,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 700 | $13,000 | thousands by filing date | call |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,742 | $13,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 783 | $13,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,127 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 500 | $13,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 900 | $13,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 11,869 | $13,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 17,400 | $13,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 645 | $13,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 13,185 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000021 | this filing | 2019-05-15 | acceptance time not in the bulk data set |