13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,921 holding rows worth $91,919,683,000.
- Accession
- 0000312069-17-000033
- Filer
- CIK 312069
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 12,046 entries on the cover page, a total value of $91,919,683,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,919,683,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GORMAN RUPP CO COM | 383082104 | Stock | 356 | $12,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 500 | $12,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 200 | $12,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 356 | $12,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 400 | $12,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 476 | $12,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 338 | $12,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 374 | $12,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 500 | $12,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 98 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 100 | $12,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 548 | $12,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 329 | $12,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,319 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 300 | $12,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 169 | $12,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 300 | $12,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,000 | $12,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 415 | $12,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,086 | $12,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,200 | $12,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 592 | $12,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 303 | $12,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 679 | $12,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 233 | $12,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 500 | $12,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 23,000 | $12,000 | thousands by filing date | put |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,236 | $12,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 719 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $12,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 339 | $12,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 900 | $12,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,112 | $12,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 700 | $11,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 600 | $11,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 328 | $11,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 889 | $11,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 300 | $11,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 248 | $11,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 300 | $11,000 | thousands by filing date | call |
| FULGENT GENETICS INC | 359664109 | COM | 1,022 | $11,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 400 | $11,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $11,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 300 | $11,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 800 | $11,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 446 | $11,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 672 | $11,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 576 | $11,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 300 | $11,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 600 | $11,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,557 | $11,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 57 | $11,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 800 | $11,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,089 | $11,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,291 | $11,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,200 | $11,000 | thousands by filing date | put |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,400 | $11,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,189 | $11,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 399 | $11,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 3,798 | $11,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 490 | $11,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 18,207 | $11,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 2,203 | $11,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 6,000 | $11,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 400 | $11,000 | thousands by filing date | call |
| Lion Biotechnologies | 53619R102 | COM | 1,457 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 90 | $10,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $10,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 300 | $10,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,076 | $10,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 487 | $10,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 522 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 191 | $10,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 300 | $10,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 2,310 | $10,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,031 | $10,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 450 | $10,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 300 | $10,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200 | $10,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 800 | $10,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 200 | $10,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 397 | $10,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 192 | $10,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 276 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 200 | $10,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,920 | $10,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 500 | $10,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 623 | $10,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 15,800 | $10,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 200 | $10,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,365 | $10,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 300 | $10,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 25,000 | $10,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,100 | $10,000 | thousands by filing date | put |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 12,276 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 100 | $9,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 310 | $9,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 100 | $9,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100 | $9,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $9,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $9,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 338 | $9,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 200 | $9,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 812 | $9,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 335 | $9,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 100 | $9,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 166 | $9,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,608 | $9,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 878 | $9,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 413 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 100 | $9,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 400 | $9,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 388 | $9,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 100 | $9,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 300 | $9,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 300 | $9,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,100 | $9,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 700 | $9,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 390 | $9,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 448 | $9,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 700 | $9,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 997 | $9,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 557 | $9,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,010 | $9,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 825 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 500 | $9,000 | thousands by filing date | put |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 536 | $9,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 237 | $9,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 41 | $8,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 198 | $8,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,508 | $8,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 200 | $8,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 900 | $8,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 504 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 100 | $8,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 100 | $8,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 100 | $8,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 600 | $8,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 500 | $8,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 100 | $8,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 317 | $8,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 394 | $8,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,000 | $8,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 147 | $8,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 900 | $8,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,651 | $8,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,600 | $8,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 100 | $8,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 300 | $8,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 100 | $8,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 3,100 | $8,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 3,038 | $8,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 200 | $8,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 600 | $8,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 432 | $8,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 799 | $8,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 608 | $8,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 6,300 | $8,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,260 | $8,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,382 | $8,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $8,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,121 | $8,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 453 | $8,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 625 | $8,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 347 | $8,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $7,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 541 | $7,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 200 | $7,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 100 | $7,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 58 | $7,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,000 | $7,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 800 | $7,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 666 | $7,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $7,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 154 | $7,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 950 | $7,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 641 | $7,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 600 | $7,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 731 | $7,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 294 | $7,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 295 | $7,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $7,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $7,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 300 | $7,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 300 | $7,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 100 | $7,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 200 | $7,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 339 | $7,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 200 | $7,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $7,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 325 | $7,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 907 | $7,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 100 | $7,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 1,000 | $7,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 565 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 11,900 | $7,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 300 | $7,000 | thousands by filing date | call |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 163 | $7,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,347 | $7,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 200 | $7,000 | thousands by filing date | put |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 186 | $7,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 627 | $7,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,446 | $7,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 553 | $7,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,900 | $7,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 400 | $7,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 371 | $7,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 358 | $7,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 257 | $7,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 643 | $7,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 311 | $7,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,350 | $7,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 7,000 | $7,000 | thousands by filing date | principal |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 1,300 | $7,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 300 | $7,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 11,559 | $7,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 12,758 | $7,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 132 | $6,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 1,161 | $6,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 200 | $6,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $6,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 900 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 53 | $6,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 224 | $6,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 100 | $6,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 300 | $6,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 271 | $6,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200 | $6,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 100 | $6,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 549 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $6,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 300 | $6,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 500 | $6,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 783 | $6,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 82 | $6,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 200 | $6,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,600 | $6,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,468 | $6,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 242 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 519 | $6,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 956 | $6,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 242 | $6,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 400 | $6,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,800 | $6,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 300 | $6,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 300 | $6,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 5,200 | $6,000 | thousands by filing date | put |
| CIENA CORP | 171779AE1 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 239 | $6,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 573 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 546 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 264 | $6,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 1,053 | $6,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,713 | $6,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 282 | $6,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 500 | $6,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 61 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 95 | $5,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 100 | $5,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 166 | $5,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 600 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 400 | $5,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $5,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 187 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $5,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 100 | $5,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 1,010 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 350 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $5,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 100 | $5,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $5,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 200 | $5,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 100 | $5,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 300 | $5,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 100 | $5,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,000 | $5,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 42 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 200 | $5,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 285 | $5,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 323 | $5,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 129 | $5,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 464 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 200 | $5,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 280 | $5,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 431 | $5,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $5,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 233 | $5,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 542 | $5,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,366 | $5,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 627 | $5,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 200 | $5,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,800 | $5,000 | thousands by filing date | put |
| EXA CORP | 300614500 | COM | 376 | $5,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,100 | $5,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 800 | $5,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 416 | $5,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 333 | $5,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 452 | $5,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 212 | $5,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,967 | $5,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 1,044 | $5,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,155 | $5,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 3,851 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 300 | $5,000 | thousands by filing date | call |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 400 | $5,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 429 | $5,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 270 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 400 | $5,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 200 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 100 | $4,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 200 | $4,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 100 | $4,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 100 | $4,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 200 | $4,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 418 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 300 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 100 | $4,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $4,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 118 | $4,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 222 | $4,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 300 | $4,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 41 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 352 | $4,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 424 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 93 | $4,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 873 | $4,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 300 | $4,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 305 | $4,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 236 | $4,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 327 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 197 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 278 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $4,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 627 | $4,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 204 | $4,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 220 | $4,000 | thousands by filing date | call |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 60 | $4,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 500 | $4,000 | thousands by filing date | call |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 143 | $4,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 3,000 | $4,000 | thousands by filing date | principal |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 178 | $4,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 300 | $4,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 421 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 514 | $4,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 400 | $4,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 237 | $4,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,000 | $4,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,137 | $4,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 200 | $4,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 100 | $4,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 200 | $4,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 100 | $4,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,948 | $4,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 896 | $4,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 309 | $4,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 139 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 100 | $4,000 | thousands by filing date | put |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 139 | $4,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 172 | $4,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 998 | $4,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 2,000 | $4,000 | thousands by filing date | call |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 153 | $4,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 386 | $4,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 125 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 76 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,774 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 69 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 200 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 34 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 69 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 730 | $3,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 319 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 300 | $3,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 100 | $3,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 40 | $3,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 173 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 600 | $3,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 159 | $3,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 582 | $3,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 129 | $3,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 100 | $3,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 279 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 422 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 88 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 41 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 75 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 124 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| POWERSHARES | 73935X286 | COMMON STOCK | 60 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 56 | $3,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 958 | $3,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,027 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 100 | $3,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $3,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 83 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $3,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 821 | $3,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,100 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 100 | $3,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 4,437 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 100 | $3,000 | thousands by filing date | put |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 121 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46 | $3,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 564 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 62 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 400 | $3,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 954 | $3,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 465 | $3,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 99 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 496 | $3,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 7,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 100 | $3,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 1,194 | $3,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 395 | $3,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 854 | $3,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 546 | $3,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 500 | $3,000 | thousands by filing date | put |
| DAVIDSTEA INC | 238661102 | COM | 391 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 497 | $3,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 177 | $3,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 377 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 258 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $3,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 292 | $3,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM NEW | 759757602 | Stock | 1,667 | $3,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 200 | $3,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 508 | $3,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 100 | $2,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 54 | $2,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 70 | $2,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 174 | $2,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 34 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 100 | $2,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 100 | $2,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 221 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 100 | $2,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 46 | $2,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 428 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 140 | $2,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 128 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $2,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $2,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 95 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 100 | $2,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 357 | $2,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 200 | $2,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 39 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 118 | $2,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 115 | $2,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 82 | $2,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 100 | $2,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 134 | $2,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 151 | $2,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 35 | $2,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 33 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 72 | $2,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 163 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 136 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 532 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 72 | $2,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 36 | $2,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 61 | $2,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 60 | $2,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 86 | $2,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 125 | $2,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 120 | $2,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 54 | $2,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 253 | $2,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 200 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $2,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 45 | $2,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 157 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 50 | $2,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 243 | $2,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 232 | $2,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37 | $2,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 100 | $2,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 100 | $2,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 105 | $2,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 48 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000033 | this filing | 2017-05-15 | acceptance time not in the bulk data set |