13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,921 holding rows worth $91,919,683,000.
- Accession
- 0000312069-17-000033
- Filer
- CIK 312069
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 12,046 entries on the cover page, a total value of $91,919,683,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,919,683,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,282 | $37,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,000 | $37,000 | thousands by filing date | put |
| EXETER RES CORP | 301835104 | COM | 21,400 | $37,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 500 | $37,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 2,600 | $37,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K141 | DAILY JR GOLD MI | 2,500 | $37,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 26,543 | $37,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,733 | $37,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $36,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 300 | $36,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 3,336 | $36,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,214 | $36,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 904 | $36,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 26,400 | $36,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 799 | $36,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 835 | $36,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,000 | $36,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 800 | $36,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,564 | $36,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,200 | $36,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,000 | $36,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,000 | $36,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,648 | $36,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,517 | $36,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 5,784 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 852 | $36,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,200 | $36,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 1,000 | $36,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,600 | $35,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 500 | $35,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 500 | $35,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 801 | $35,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 500 | $35,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 400 | $35,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,600 | $35,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 8,673 | $35,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $35,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,700 | $35,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 4,700 | $35,000 | thousands by filing date | call |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,708 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 1,972 | $35,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 13,303 | $35,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 18,735 | $35,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,820 | $34,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 500 | $34,000 | thousands by filing date | put |
| KADANT INC | 48282T104 | COM | 559 | $34,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 500 | $34,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,116 | $34,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 882 | $34,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,200 | $34,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,600 | $34,000 | thousands by filing date | call |
| GMS INC | 36251C103 | COM | 985 | $34,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,300 | $34,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,800 | $34,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,500 | $34,000 | thousands by filing date | put |
| EURASIAN MINERALS INC | 29843R100 | COM | 36,000 | $34,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 25,833 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 2,630 | $34,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 700 | $33,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,000 | $33,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,382 | $33,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,965 | $33,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $33,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,500 | $33,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,008 | $33,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,529 | $33,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,402 | $33,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 32,000 | $33,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,900 | $33,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 2,393 | $33,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,000 | $33,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 401 | $32,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 768 | $32,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 552 | $32,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,100 | $32,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 1,000 | $32,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 400 | $32,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,349 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,300 | $32,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 309 | $32,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 3,253 | $32,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,400 | $32,000 | thousands by filing date | call |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 3,073 | $32,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 300 | $31,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 600 | $31,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 1,300 | $31,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 3,118 | $31,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,100 | $31,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 1,641 | $31,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 11,817 | $31,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 429 | $31,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 1,844 | $31,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 748 | $31,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,857 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 800 | $31,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 112 | $31,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,300 | $31,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,400 | $31,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 73 | $31,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,039 | $31,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,791 | $31,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 13,385 | $31,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 70,142 | $31,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 767 | $30,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,857 | $30,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 597 | $30,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,233 | $30,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 16,300 | $30,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,100 | $30,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 348 | $30,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,675 | $30,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,300 | $30,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,500 | $30,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,587 | $30,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 10,944 | $30,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 300 | $29,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,118 | $29,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,400 | $29,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 300 | $29,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,757 | $29,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,909 | $29,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 300 | $29,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 7 | $29,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,000 | $29,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 771 | $29,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,900 | $29,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 900 | $29,000 | thousands by filing date | call |
| GANNETT SPINCO INC | 36473H104 | COM | 3,500 | $29,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 530 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 500 | $29,000 | thousands by filing date | put |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2,651 | $29,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,700 | $29,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 605 | $29,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,900 | $29,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 11,200 | $29,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,000 | $29,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,900 | $29,000 | thousands by filing date | put |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,144 | $29,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 3,800 | $29,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 14,383 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 200 | $28,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 400 | $28,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 2,000 | $28,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 200 | $28,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,713 | $28,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 300 | $28,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 289 | $28,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,600 | $28,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,300 | $28,000 | thousands by filing date | call |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 500 | $28,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 500 | $28,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 1,000 | $28,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 2,300 | $28,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,671 | $28,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 10,181 | $28,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 4,915 | $28,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,673 | $28,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,036 | $28,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 300 | $27,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,108 | $27,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $27,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 300 | $27,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 1,600 | $27,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 204 | $27,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,835 | $27,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,100 | $27,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,000 | $27,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,277 | $27,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,257 | $27,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,717 | $27,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 821 | $27,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 18,200 | $27,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 3,300 | $27,000 | thousands by filing date | put |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 751 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $27,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 4,700 | $27,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 900 | $27,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $27,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 6,900 | $27,000 | thousands by filing date | put |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 2,100 | $27,000 | thousands by filing date | call |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 13,098 | $27,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 8,400 | $27,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,533 | $26,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 200 | $26,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 1,900 | $26,000 | thousands by filing date | put |
| ANAPTYSBIO INC | 032724106 | COM | 931 | $26,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,200 | $26,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,171 | $26,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 865 | $26,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,100 | $26,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,351 | $26,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 866 | $26,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,139 | $26,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 4,172 | $26,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 674 | $26,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 3,420 | $26,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 300 | $25,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 500 | $25,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 300 | $25,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 400 | $25,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,648 | $25,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 400 | $25,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 898 | $25,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 300 | $25,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,800 | $25,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 600 | $25,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 2,000 | $25,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 4,565 | $25,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 500 | $25,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,000 | $25,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,976 | $25,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,000 | $25,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 600 | $25,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 6,869 | $25,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,174 | $25,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 6,589 | $25,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2,020 | $25,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 1,734 | $25,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,006 | $24,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,200 | $24,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,180 | $24,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 362 | $24,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,300 | $24,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 3,100 | $24,000 | thousands by filing date | put |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 23,000 | $24,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 1,400 | $24,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 9,300 | $24,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 3,095 | $24,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,500 | $24,000 | thousands by filing date | put |
| Allegiance Bancshares | 01748H107 | COM | 635 | $24,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 11,979 | $24,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 23,000 | $24,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 25,000 | $24,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 474 | $23,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 702 | $23,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,459 | $23,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 300 | $23,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,152 | $23,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,737 | $23,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 600 | $23,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $23,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 560 | $23,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,315 | $23,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 7,984 | $23,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 319 | $23,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,000 | $23,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 2,008 | $23,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 925 | $23,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,200 | $23,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,100 | $23,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 20,900 | $23,000 | thousands by filing date | call |
| PLANET PAYMENT INC | U72603118 | SHS | 5,655 | $23,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,000 | $23,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 3,900 | $23,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 2,374 | $23,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 500 | $22,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 497 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $22,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 700 | $22,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 400 | $22,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 400 | $22,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 1,391 | $22,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $22,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,497 | $22,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 816 | $22,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 636 | $22,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 400 | $22,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 200 | $22,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,900 | $22,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,981 | $22,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 3,882 | $22,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 900 | $22,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,592 | $22,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 7,602 | $22,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 400 | $22,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,200 | $22,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 2,293 | $22,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 809 | $22,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,589 | $22,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 9,400 | $21,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,100 | $21,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,830 | $21,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,506 | $21,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 316 | $21,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,600 | $21,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,523 | $21,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 850 | $21,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,312 | $21,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 597 | $21,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 6,795 | $21,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 600 | $21,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 1,600 | $21,000 | thousands by filing date | put |
| CALGON CARBON CORP | 129603106 | COM | 1,486 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,065 | $21,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 3,000 | $21,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,000 | $21,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 4,759 | $21,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 7,850 | $21,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 900 | $21,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,635 | $20,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 541 | $20,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,082 | $20,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,424 | $20,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 300 | $20,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $20,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 200 | $20,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 400 | $20,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 600 | $20,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 314 | $20,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,100 | $20,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 712 | $20,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,500 | $20,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 1,168 | $20,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 500 | $20,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 425 | $20,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,600 | $20,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 300 | $20,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 2,838 | $20,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 884 | $20,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 583 | $20,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,200 | $20,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 1,754 | $20,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,900 | $19,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 600 | $19,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 44 | $19,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 217 | $19,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,000 | $19,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 702 | $19,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,038 | $19,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 300 | $19,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $19,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,500 | $19,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 200 | $19,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,552 | $19,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 4,854 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $19,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,700 | $19,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 682 | $18,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 200 | $18,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 700 | $18,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,600 | $18,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 200 | $18,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 300 | $18,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 545 | $18,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 900 | $18,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 500 | $18,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,000 | $18,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 270 | $18,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,900 | $18,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,044 | $18,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 500 | $18,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 5,900 | $18,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,748 | $18,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,948 | $18,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,073 | $18,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 5,587 | $18,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 10,349 | $18,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 900 | $17,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 141 | $17,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 500 | $17,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 900 | $17,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 985 | $17,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,500 | $17,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 1,801 | $17,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 900 | $17,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 679 | $17,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 997 | $17,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 557 | $17,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 969 | $17,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 900 | $17,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 300 | $17,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 5,200 | $17,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 1,674 | $17,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,500 | $17,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 507 | $17,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,323 | $17,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,583 | $17,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 900 | $17,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 113,610 | $17,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 163 | $17,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,900 | $17,000 | thousands by filing date | put |
| CYREN LTD | M26895108 | SHS | 8,333 | $17,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 3,903 | $17,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 200 | $16,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 500 | $16,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 387 | $16,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,400 | $16,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 800 | $16,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $16,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 400 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 300 | $16,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 401 | $16,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 538 | $16,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 200 | $16,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 584 | $16,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 370 | $16,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,880 | $16,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 600 | $16,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 600 | $16,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 796 | $16,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,900 | $16,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 5,000 | $16,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 300 | $16,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 596 | $16,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 500 | $16,000 | thousands by filing date | call |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 2,000 | $16,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,755 | $16,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 400 | $16,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 429 | $16,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,080 | $16,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,433 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $16,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 700 | $15,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 300 | $15,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 800 | $15,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,300 | $15,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 198 | $15,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $15,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 600 | $15,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,000 | $15,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 300 | $15,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 100 | $15,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 996 | $15,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $15,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 440 | $15,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 493 | $15,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $15,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 452 | $15,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,000 | $15,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,558 | $15,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,000 | $15,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 9,100 | $15,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 826 | $15,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 709 | $15,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 200 | $15,000 | thousands by filing date | put |
| FBR & CO | 30247C400 | COM NEW | 902 | $15,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,908 | $15,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 564 | $15,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 681 | $15,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 1,021 | $15,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 824 | $15,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,200 | $14,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 200 | $14,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 200 | $14,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100 | $14,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100 | $14,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 700 | $14,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 646 | $14,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 436 | $14,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 402 | $14,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 200 | $14,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 600 | $14,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 580 | $14,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 599 | $14,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 596 | $14,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,500 | $14,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,067 | $14,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 548 | $14,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 8,646 | $14,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 500 | $14,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 771 | $14,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,239 | $14,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 31,948 | $14,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,127 | $14,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 431 | $14,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 3,248 | $14,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 8,091 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 100 | $13,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 200 | $13,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,627 | $13,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 800 | $13,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,460 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 300 | $13,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $13,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 400 | $13,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 600 | $13,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 274 | $13,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,310 | $13,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 84 | $13,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 385 | $13,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 398 | $13,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 200 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $13,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 700 | $13,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 500 | $13,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 498 | $13,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 600 | $13,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 300 | $13,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $13,000 | thousands by filing date | principal |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 723 | $13,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,115 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 1,100 | $13,000 | thousands by filing date | call |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 10,000 | $13,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,116 | $13,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 4,028 | $13,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 588 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000033 | this filing | 2017-05-15 | acceptance time not in the bulk data set |