13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 6,733 holding rows worth $90,130,922,000.
- Accession
- 0000312069-16-000279
- Filer
- CIK 312069
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 11,976 entries on the cover page, a total value of $90,130,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,130,922,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank Trust Co Ltd028-13876
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA
- included managerBarclays Aldersgate Investments Limited
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 28,700 | $1,146,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 37,800 | $1,145,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 83,923 | $1,143,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 8,108 | $1,140,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 28,500 | $1,139,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 32,300 | $1,138,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 36,824 | $1,138,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 84,300 | $1,136,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 20,000 | $1,135,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 29,163 | $1,135,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 59,100 | $1,135,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 51,639 | $1,133,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 66,063 | $1,133,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 42,161 | $1,132,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 63,300 | $1,131,000 | thousands by filing date | call |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,849 | $1,130,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 207,700 | $1,130,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 255,217 | $1,129,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 43,600 | $1,127,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 19,750 | $1,126,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 71,200 | $1,125,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 177,400 | $1,125,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 76,757 | $1,120,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,163 | $1,118,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 18,351 | $1,118,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 99,617 | $1,117,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 16,800 | $1,117,000 | thousands by filing date | put |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 21,075 | $1,115,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,177,000 | $1,115,000 | thousands by filing date | principal |
| CLOROX CO DEL | 189054109 | COM | 8,900 | $1,114,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 10,100 | $1,111,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 18,900 | $1,111,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 139,812 | $1,110,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,800 | $1,110,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 68,100 | $1,108,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 29,349 | $1,108,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 29,100 | $1,108,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 30,200 | $1,107,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 49,849 | $1,106,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $1,104,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 13,800 | $1,102,000 | thousands by filing date | call |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 22,078 | $1,102,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 35,500 | $1,101,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 26,300 | $1,099,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 78,116 | $1,098,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 72,500 | $1,097,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 32,548 | $1,096,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 43,378 | $1,092,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,900 | $1,092,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 24,600 | $1,092,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 10,230 | $1,086,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 31,974 | $1,086,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 24,006 | $1,082,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 17,300 | $1,081,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 29,766 | $1,080,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 40,800 | $1,076,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8,500 | $1,076,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 16,141 | $1,075,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 42,300 | $1,075,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 415,033 | $1,074,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 34,600 | $1,073,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 120,300 | $1,073,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 1,032,000 | $1,073,000 | thousands by filing date | principal |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 15,800 | $1,071,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 52,200 | $1,071,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 14,729 | $1,070,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,200 | $1,066,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 20,592 | $1,066,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 70,337 | $1,065,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 11,559 | $1,064,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 41,200 | $1,063,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 105,419 | $1,063,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 22,400 | $1,062,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 132,996 | $1,061,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 33,500 | $1,058,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 25,318 | $1,057,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 27,391 | $1,052,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 9,305 | $1,052,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 13,500 | $1,050,000 | thousands by filing date | call |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,388 | $1,050,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 8,300 | $1,042,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 40,059 | $1,042,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 40,500 | $1,042,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 31,984 | $1,041,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 56,000 | $1,039,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 67,024 | $1,038,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 32,948 | $1,036,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 27,500 | $1,035,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 88,700 | $1,034,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 17,053 | $1,034,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 26,872 | $1,031,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 17,733 | $1,031,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 8,696 | $1,030,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,296 | $1,028,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 10,400 | $1,027,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,900 | $1,027,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 31,900 | $1,027,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 493,200 | $1,026,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 13,287 | $1,025,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 42,649 | $1,021,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 10,700 | $1,021,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 20,893 | $1,021,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 39,876 | $1,020,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 10,200 | $1,018,000 | thousands by filing date | put |
| AVG TECHNOLOGIES | N07831105 | SHS | 40,645 | $1,017,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 17,400 | $1,016,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 137,368 | $1,016,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 118,186 | $1,015,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 19,843 | $1,014,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 48,967 | $1,011,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 65,600 | $1,009,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 29,800 | $1,009,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,900 | $1,008,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 5,600 | $1,007,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 8,600 | $1,007,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 34,248 | $1,004,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 35,020 | $1,003,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,000,000 | $1,003,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 19,100 | $1,002,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 8,500 | $1,002,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 57,484 | $1,002,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 97,800 | $1,001,000 | thousands by filing date | put |
| ALLETE INC | 018522300 | COM NEW | 16,750 | $999,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,447 | $998,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 40,600 | $995,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 17,496 | $994,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 17,657 | $994,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 482,622 | $994,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 623,000 | $992,000 | thousands by filing date | principal |
| ALLSTATE CORP COM | 020002101 | Stock | 14,300 | $989,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 25,100 | $988,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 118,545 | $988,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 32,619 | $985,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 27,217 | $984,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 58,508 | $984,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,600 | $983,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 32,960 | $983,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 18,187 | $982,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 720,000 | $981,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903105 | COM | 23,684 | $980,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 25,600 | $980,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 29,862 | $980,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 37,900 | $980,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 413,000 | $979,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 41,641 | $978,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 22,300 | $977,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 13,447 | $976,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 16,900 | $976,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 55,373 | $975,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 112,067 | $974,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 39,406 | $970,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 131,969 | $970,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 36,500 | $969,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 72,809 | $968,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 7,819 | $966,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 42,190 | $966,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 84,595 | $966,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 7,319 | $964,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 32,600 | $963,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,100 | $962,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 20,000 | $962,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 89,578 | $961,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 38,000 | $960,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 14,300 | $958,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 41,800 | $957,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 8,100 | $956,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 597,450 | $956,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 44,500 | $955,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 15,368 | $954,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 84,300 | $953,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 15,518 | $952,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 14,400 | $952,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 88,700 | $952,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 7,500 | $949,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,982 | $949,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 34,400 | $949,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 20,382 | $948,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 16,700 | $948,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 95,800 | $946,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 155,469 | $946,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 93,500 | $945,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 39,200 | $944,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 8,616 | $943,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 10,064 | $942,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 18,872 | $941,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 59,000 | $939,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 38,991 | $938,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,967 | $937,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,160 | $936,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 10,844 | $934,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 16,795 | $933,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 8,500 | $931,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 514,464 | $931,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 47,383 | $930,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 21,700 | $929,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 102,872 | $928,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 168,997 | $928,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 33,100 | $927,000 | thousands by filing date | call |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 529,000 | $926,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 77,771 | $924,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 25,849 | $921,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 19,018 | $921,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 20,886 | $920,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 11,600 | $919,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 90,800 | $919,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 101,700 | $918,000 | thousands by filing date | call |
| ISHARES TR | 464287168 | COM | 10,700 | $917,000 | thousands by filing date | put |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 43,855 | $917,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 45,959 | $916,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 36,000 | $915,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 16,792 | $912,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 18,700 | $911,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 18,700 | $911,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 162,100 | $911,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 23,600 | $910,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 50,000 | $910,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 6,600 | $907,000 | thousands by filing date | call |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 32,800 | $905,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 21,900 | $904,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 39,344 | $903,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 31,500 | $903,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 87,540 | $902,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 42,800 | $901,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 23,427 | $898,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 87,497 | $897,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 28,481 | $894,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 79,700 | $893,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 506,000 | $893,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 263,706 | $891,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 26,900 | $890,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 23,200 | $887,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 16,200 | $886,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 38,865 | $886,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 44,300 | $886,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 42,380 | $885,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,600 | $884,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 50,600 | $883,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 7,600 | $882,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 17,100 | $881,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 16,400 | $881,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 46,681 | $879,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 140,000 | $878,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 30,100 | $877,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 14,600 | $877,000 | thousands by filing date | put |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 884,000 | $876,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 15,400 | $875,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 14,592 | $874,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 35,400 | $874,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,500 | $873,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 9,750 | $871,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 851,000 | $871,000 | thousands by filing date | principal |
| AVNET INC COM | 053807103 | Stock | 21,165 | $869,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 168,700 | $869,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 417,700 | $869,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 48,600 | $868,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 45,000 | $867,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 11,500 | $867,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 60,700 | $866,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 14,500 | $864,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,750 | $864,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 42,152 | $864,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 48,100 | $864,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 12,507 | $862,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25,200 | $862,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 74,016 | $862,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 54,616 | $861,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,200 | $860,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 156,100 | $859,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7,000 | $856,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 14,700 | $855,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12,034 | $854,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 15,959 | $854,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 7,874 | $853,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 19,200 | $852,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 17,334 | $851,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 855,000 | $851,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 32,500 | $846,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 134,889 | $846,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 25,134 | $846,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 27,800 | $845,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 148,300 | $845,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 6,900 | $844,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 67,500 | $844,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 51,491 | $844,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 30,600 | $843,000 | thousands by filing date | put |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 34,734 | $843,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,705 | $842,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 19,600 | $842,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,121 | $840,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 14,115 | $840,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 37,721 | $840,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 199,100 | $838,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 12,544 | $838,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 30,000 | $838,000 | thousands by filing date | call |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 8,500 | $838,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 54,769 | $835,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 49,673 | $835,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 125,300 | $831,000 | thousands by filing date | call |
| HEALTHCARE RLTY TR | 421946104 | COM | 24,395 | $829,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 10,100 | $828,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 12,300 | $828,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 67,818 | $826,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 11,950 | $826,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 37,800 | $825,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 7,700 | $825,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 12,529 | $825,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 904,000 | $824,000 | thousands by filing date | principal |
| RR DONNELLEY + SONS CO | 257867101 | COM | 52,400 | $824,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 12,300 | $822,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 48,600 | $822,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 21,600 | $821,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 12,100 | $819,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 20,417 | $819,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 35,994 | $818,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 64,700 | $818,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 40,000 | $817,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 13,700 | $816,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 11,300 | $816,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 95,200 | $815,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 44,700 | $814,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 95,200 | $814,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 45,187 | $812,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 16,422 | $810,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 14,860 | $809,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 10,826 | $808,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 26,408 | $807,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,201 | $806,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 17,349 | $806,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 186,800 | $805,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 58,700 | $804,000 | thousands by filing date | put |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,520 | $803,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 21,200 | $803,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 46,609 | $802,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 70,000 | $802,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 61,503 | $802,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 22,655 | $801,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 13,734 | $800,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 12,306 | $800,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 65,076 | $799,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 20,000 | $798,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 7,452 | $796,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 77,300 | $796,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 22,196 | $795,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 44,658 | $795,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 17,786 | $794,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 11,800 | $794,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 6,300 | $792,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 25,996 | $791,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 44,800 | $789,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,400 | $787,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 12,640 | $786,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 72,561 | $786,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 27,757 | $785,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,493,000 | $781,000 | thousands by filing date | principal |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 7,715 | $780,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,400 | $779,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 9,649 | $778,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 653,000 | $778,000 | thousands by filing date | principal |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 16,253 | $777,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 20,107 | $776,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 34,392 | $776,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 77,646 | $776,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 103,700 | $775,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 26,500 | $775,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 21,500 | $775,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 42,800 | $773,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 12,000 | $773,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 27,285 | $772,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 67,400 | $772,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 67,344 | $770,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 7,600 | $769,000 | thousands by filing date | put |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 32,398 | $768,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 18,500 | $768,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,000 | $767,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 34,967 | $767,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 58,600 | $766,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 19,080 | $766,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 48,748 | $766,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,991 | $765,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 17,202 | $765,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 10,083 | $763,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 120,091 | $762,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 20,157 | $761,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18,300 | $761,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 30,251 | $761,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 10,475 | $761,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 33,200 | $760,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 40,102 | $760,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 619,000 | $759,000 | thousands by filing date | principal |
| VINCE HLDG CORP | 92719W108 | COM | 134,502 | $759,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 12,000 | $756,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 25,800 | $755,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 277,266 | $753,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 32,500 | $752,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 77,154 | $750,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 9,510 | $750,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 65,400 | $750,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 19,311 | $748,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 27,400 | $747,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 23,475 | $747,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 27,149 | $746,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 15,304 | $746,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 14,867 | $746,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 87,600 | $745,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 45,700 | $744,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 7,100 | $742,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 20,249 | $742,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 7,900 | $741,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 19,253 | $741,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 11,337 | $741,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 13,200 | $740,000 | thousands by filing date | put |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,926 | $739,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 21,286 | $739,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 56,343 | $737,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 49,065 | $737,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 189,024 | $737,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 143,039 | $736,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 57,961 | $736,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 14,408 | $736,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 6,800 | $735,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 90,700 | $735,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 24,500 | $732,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 11,600 | $731,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 53,200 | $731,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 62,457 | $729,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 16,760 | $727,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,756 | $727,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 27,094 | $727,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 31,418 | $726,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 74,900 | $725,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 59,500 | $724,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 32,368 | $723,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 44,800 | $722,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,900 | $721,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 16,401 | $719,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 49,600 | $719,000 | thousands by filing date | call |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 510,000 | $719,000 | thousands by filing date | principal |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4,000 | $717,000 | thousands by filing date | put |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 26,348 | $716,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 118,600 | $716,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 9,600 | $715,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 22,804 | $714,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 26,849 | $714,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 21,277 | $713,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 26,718 | $712,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,800 | $710,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 10,530 | $708,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 40,229 | $708,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 53,000 | $708,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 25,500 | $707,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 54,100 | $705,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 3,800 | $703,000 | thousands by filing date | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 37,871 | $703,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 20,500 | $702,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 14,191 | $700,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 162,400 | $700,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 13,460 | $698,000 | thousands by filing date | call |
| COMMERCEHUB INC | 20084V306 | COM SER C | 43,674 | $695,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 188,836 | $694,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 10,675 | $692,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 14,386 | $692,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 160,289 | $692,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 49,349 | $691,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 29,287 | $690,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 23,900 | $690,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 8,132 | $689,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 50,000 | $687,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 10,300 | $686,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 66,473 | $686,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 622,000 | $686,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 39,205 | $684,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 8,000 | $682,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 13,100 | $681,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 8,800 | $681,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 12,996 | $681,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 13,711 | $681,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 447,000 | $681,000 | thousands by filing date | principal |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,100 | $677,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 7,983 | $676,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 18,600 | $676,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 10,500 | $675,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 43,363 | $675,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 25,335 | $673,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 11,100 | $673,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 19,100 | $672,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 13,600 | $671,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,358 | $670,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 13,900 | $669,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,046 | $668,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 39,407 | $668,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 7,300 | $667,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 36,600 | $667,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 50,300 | $667,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 16,144 | $666,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 646,000 | $666,000 | thousands by filing date | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,600 | $665,000 | thousands by filing date | call |
| PAREXEL INTL CORP | 699462107 | COM | 9,581 | $664,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 11,098 | $661,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 26,000 | $661,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 10,476 | $661,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-16-000279 | this filing | 2016-11-14 | acceptance time not in the bulk data set |