13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-13, with 6,907 holding rows worth $441,740,457,411.
- Accession
- 0000072971-24-000247
- Filer
- CIK 72971
- Filed
- 2024-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 17,223 entries on the cover page, a total value of $441,740,457,411 stated on the cover page (in dollars after the unit check, H1), rows summing to $441,740,457,411 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 1 | $25 | dollars as filed | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1 | $25 | dollars as filed | |
| TIDAL TRUST II | 88636J154 | DEFIANCE NASDAQ | 1 | $25 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 1 | $25 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1 | $25 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 30 | $25 | dollars as filed | |
| TIDAL TRUST II | 88634T428 | YIELD MSFT ETF | 1 | $25 | dollars as filed | |
| LATAM AIRLINES GROUP SA SPONSORED ADR | 51817R205 | ADR | 1 | $24 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1 | $24 | dollars as filed | |
| CAPITAL GROUP DIVIDEND GROWE | 14021L109 | SHS ETF | 1 | $24 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 1 | $24 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 1 | $24 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 1 | $24 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1 | $24 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 25 | $24 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 0 | $23 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1 | $23 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1 | $23 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 1 | $23 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 1 | $23 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 1 | $23 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 0 | $23 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 2 | $23 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 55 | $23 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1 | $22 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1 | $22 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072687 | AVANTIS SHFXDINC | 0 | $22 | dollars as filed | Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 0 | $22 | dollars as filed | Amount filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1 | $22 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1 | $22 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 1 | $22 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 0 | $22 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 1 | $22 | dollars as filed | |
| AMPLIFY ETF TR | 032108615 | VIDE GAME LE ETF | 0 | $22 | dollars as filed | Amount filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1 | $22 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 12 | $22 | dollars as filed | |
| NULL | 500767470 | NULL | 2 | $22 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 0 | $22 | dollars as filed | Amount filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1 | $21 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 1 | $21 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 1 | $21 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 1 | $21 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 1 | $21 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 0 | $20 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 0 | $20 | dollars as filed | Amount filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 0 | $20 | dollars as filed | Amount filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1 | $20 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1 | $20 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1 | $20 | dollars as filed | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1 | $20 | dollars as filed | |
| TIDAL TRUST II | 88634T477 | YIELDMAX AMD OPT | 1 | $20 | dollars as filed | |
| GABELLI UTIL TR | 36240A184 | RIGHT 10/21/2024 | 720 | $20 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 0 | $19 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1 | $19 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 1 | $19 | dollars as filed | |
| SUPERCOM LTD NEW | M87095309 | ORD SHS | 5 | $19 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1 | $19 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 0 | $19 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1 | $19 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 1 | $19 | dollars as filed | |
| AMPLIFY ETF TR | 032108698 | CASH FLOW DIVID | 1 | $19 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1 | $19 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 0 | $18 | dollars as filed | Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 0 | $18 | dollars as filed | Amount filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 0 | $18 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROCURE SPACE ETF | 74280R205 | ETF | 1 | $18 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 1 | $18 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 1 | $18 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1 | $18 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 0 | $18 | dollars as filed | Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 0 | $18 | dollars as filed | Amount filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 0 | $18 | dollars as filed | Amount filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 1 | $18 | dollars as filed | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $18 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 1 | $18 | dollars as filed | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 1 | $18 | dollars as filed | |
| Hanover Bancorp | 410710206 | COM | 1 | $18 | dollars as filed | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 1 | $18 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 1 | $17 | dollars as filed | |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| HURCO CO | 447324104 | COM | 1 | $17 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 38149W630 | NASDA 100 ETF | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 1 | $17 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 1 | $17 | dollars as filed | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1 | $17 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L639 | EMRG MKT QT LW | 1 | $17 | dollars as filed | |
| TEXAS CAPITAL FUNDS TRUST | 88224A102 | CAP TE EQ IN ETF | 1 | $17 | dollars as filed | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 40 | $17 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 17 | $17 | dollars as filed | principal |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 0 | $16 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1 | $16 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W622 | S&P 500 PREMIUM | 0 | $16 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 0 | $16 | dollars as filed | Amount filed as zero, left out of ratios. |
| AUBURN NATL BANCORP | 050473107 | COM | 1 | $16 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 2 | $16 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1 | $16 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1 | $16 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1 | $16 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y308 | COM | 3 | $16 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 0 | $16 | dollars as filed | Amount filed as zero, left out of ratios. |
| NULL | 301505749 | NULL | 1 | $16 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 1 | $16 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 0 | $15 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 1 | $15 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 0 | $15 | dollars as filed | Amount filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1 | $15 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 0 | $15 | dollars as filed | Amount filed as zero, left out of ratios. |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 1 | $15 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 0 | $15 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 1 | $15 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 1 | $15 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 0 | $15 | dollars as filed | Amount filed as zero, left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 0 | $15 | dollars as filed | Amount filed as zero, left out of ratios. |
| TIDAL TRUST II | 88634T600 | YIELDMAX INNOVAT | 1 | $15 | dollars as filed | |
| ENTREPRENEURSHARES SERIES TR | 293828877 | ERSH PRI PUB ETF | 1 | $14 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C855 | ISHA LA CORE ETF | 0 | $14 | dollars as filed | Amount filed as zero, left out of ratios. |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 1 | $14 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 0 | $14 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y616 | CMN | 0 | $14 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37960A677 | MSCI SUPR EM ETF | 1 | $14 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1 | $14 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1 | $13 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 1 | $13 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1 | $13 | dollars as filed | |
| SERINA THERAPEUTICS INC | 81751A108 | COM SHS | 2 | $13 | dollars as filed | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 0 | $13 | dollars as filed | Amount filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1 | $13 | dollars as filed | |
| NULL | 301505525 | NULL | 1 | $13 | dollars as filed | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 1 | $13 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1 | $12 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1 | $12 | dollars as filed | |
| SERIES PORTFOLIOS TR ETF INFRACAP EQUITY INCOME FD | 81752T619 | ETF | 0 | $12 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 0 | $12 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1 | $12 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 1 | $12 | dollars as filed | |
| AMPLIFY ETF TR | 032108599 | INDX FD | 0 | $12 | dollars as filed | Amount filed as zero, left out of ratios. |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 0 | $12 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1 | $12 | dollars as filed | |
| SOW GOOD INC | 84612H106 | cs | 1 | $12 | dollars as filed | |
| TIDAL TRUST II | 88634T766 | YIELDMAX XYZ OPT | 1 | $12 | dollars as filed | |
| TIDAL TRUST II | 88636J790 | YIELDMAX AI OPT | 1 | $12 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 1 | $12 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 1 | $11 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 1 | $11 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 0 | $11 | dollars as filed | Amount filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1 | $11 | dollars as filed | |
| AIR T INC | 009207101 | COM | 1 | $11 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 1 | $11 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| AVALO THERAPEUTICS INC | 05338F306 | COMMON STOCK | 1 | $10 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 1 | $10 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1 | $10 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1 | $10 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1 | $10 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 1 | $10 | dollars as filed | |
| TIDAL TRUST II | 88634T816 | YIELDMAX META | 1 | $10 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1 | $10 | dollars as filed | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1 | $9 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1 | $9 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2 | $9 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1 | $9 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1 | $9 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 1 | $9 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1 | $9 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1 | $9 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 1 | $9 | dollars as filed | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 12 | $9 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1 | $9 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1 | $9 | dollars as filed | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 1 | $9 | dollars as filed | |
| TIDAL TRUST II | 88634T469 | YIELDMAX MRNA OP | 1 | $9 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1 | $8 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 1 | $8 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1 | $8 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 1 | $8 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 1 | $8 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 2 | $8 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| TIDAL TRUST II | 88634T782 | YIELDMAX NFLX | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| MV OIL TR | 553859109 | TR UNITS | 1 | $8 | dollars as filed | |
| CKX LDS INC | 12562N104 | COM | 1 | $8 | dollars as filed | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 1 | $8 | dollars as filed | |
| NAUTICUSROBOTICSINC | 63911H207 | COM NEW | 6 | $8 | dollars as filed | |
| Seelos Therapeutics Inc (US) | 81577F406 | COM NEW | 2 | $8 | dollars as filed | |
| ENVERIC BIOSCIENCES INC | 29405E208 | COM NEW | 16 | $8 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1 | $7 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1 | $7 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 1 | $7 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| OUTSET MEDICAL INC | 690145107 | COM | 11 | $7 | dollars as filed | |
| VACCINEX INC | 918640301 | COM | 2 | $7 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 1 | $7 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 0 | $7 | dollars as filed | Amount filed as zero, left out of ratios. |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1 | $6 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1 | $6 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 1 | $6 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| YieldMax MSTR Option Income Strategy ETF | 88634T493 | ETF | 0 | $6 | dollars as filed | Amount filed as zero, left out of ratios. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1 | $6 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 1 | $6 | dollars as filed | |
| GUARDION HEALTH SCIENCES INC | 40145Q500 | COM | 1 | $6 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L306 | COM | 33 | $6 | dollars as filed | |
| VanEck Bitcoin Trust | 92189K105 | SHS | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| TRISALUS LIFE SCIENCES INC | 89680M101 | COM | 1 | $5 | dollars as filed | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 1 | $5 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 1 | $5 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| SIREN ETF TR | 829658301 | CMN | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1 | $5 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1 | $5 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1 | $5 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1 | $5 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 1 | $5 | dollars as filed | |
| BLACK TITAN CORP ORD | 888314705 | SHS | 1 | $5 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X107 | AXS CHANGE FINAN | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 1 | $5 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 1 | $5 | dollars as filed | |
| XINYUAN REAL ESTATE CO LTD | 98417P204 | SPON ADR | 1 | $5 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYSTEMS INCORPORATED NEW COM NEW | 00848K200 | COM NEW | 50 | $5 | dollars as filed | |
| STEEL CONNECT INC | 858098205 | COM | 0 | $5 | dollars as filed | Amount filed as zero, left out of ratios. |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1 | $4 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| TAOWEAVE INC | 674434303 | COM | 1 | $4 | dollars as filed | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 1 | $4 | dollars as filed | |
| GIFTIFY INC | 74940T104 | COM | 2 | $4 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1 | $4 | dollars as filed | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 23 | $4 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 1 | $4 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| SURO CAP CORP | 86887Q109 | COM NEW | 1 | $3 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| TRUBRIDGE INC | 205306103 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| BARNES NOBLE EDUCATION INC | 06777U200 | COMMON STOCK | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 1 | $3 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1 | $3 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 1 | $3 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1 | $3 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| ISHARES TR | 46429B515 | CMN | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| LISATA THERAPEUTICS INC | 128058302 | COM | 1 | $3 | dollars as filed | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| NIXXY INC | 75630B402 | COM NEW | 1 | $3 | dollars as filed | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| COEPTIS THERAPEUTICS HLDGS I | 19207A116 | *W EXP 10/28/202 | 200 | $3 | dollars as filed | |
| SONOMA PHARMACEUTICALS INC | 83558L303 | COM | 1 | $3 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 1 | $3 | dollars as filed | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| DSS INC | 26253C201 | COM NEW | 2 | $3 | dollars as filed | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1 | $3 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L407 | COM NEW | 3 | $3 | dollars as filed | |
| 22nd Century Group Inc OLD | 90137F301 | COM | 12 | $3 | dollars as filed | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1 | $2 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| RAND CAP CORP COM NEW | 752185207 | CEF | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 1 | $2 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| IBIO INC | 451033708 | CMN | 1 | $2 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| ROCKET ONE INC | 44148G204 | COM NEW | 2 | $2 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1 | $2 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 1 | $2 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 1 | $2 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 1 | $2 | dollars as filed | |
| TIDAL TRUST II | 88634T824 | YIELDMAX COIN OP | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1 | $2 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| CUREVAC N V | N2451R105 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| AMERICAN RES CORP | 02927U208 | CL A | 1 | $1 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1 | $1 | dollars as filed | |
| CREXENDO INC | 226552107 | COMMON STOCK | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| SIEBERT FINL CORP | 826176109 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | G5214E103 | USD ORD SHS | 1 | $1 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 1 | $1 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347X849 | INDX FD | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| DATA I O CORP | 237690102 | COM | 1 | $1 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 1 | $1 | dollars as filed | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1 | $1 | dollars as filed | |
| MEDIACO HLDG INC | 58450D104 | CL A | 1 | $1 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 1 | $1 | dollars as filed | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 28 | $1 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| ROUNDHILL | 88636J527 | EXCHANGE TRADED | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| OLD MKT CAP CORP | 65373A109 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1 | $1 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| BANKFINANCIAL CORP | 06643P104 | COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| CNS Pharmaceuticals Inc (US) Old | 18978H300 | COM | 4 | $1 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 1 | $1 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 1 | $1 | dollars as filed | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 1 | $1 | dollars as filed | |
| ENGLOBAL CORP | 293306205 | COMMON | 1 | $1 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260847 | COM NEW | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G648 | FUND | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XTI Aerospace Inc OLD | 98423K108 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ACCELERATE DIAGNOSTICS INC | 00430HAC6 | NOTE 5.000%12/1 | 3 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-24-000247 | this filing | 2024-11-13 | acceptance time not in the bulk data set |