13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-13, with 6,907 holding rows worth $441,740,457,411.
- Accession
- 0000072971-24-000247
- Filer
- CIK 72971
- Filed
- 2024-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 17,223 entries on the cover page, a total value of $441,740,457,411 stated on the cover page (in dollars after the unit check, H1), rows summing to $441,740,457,411 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 52,167 | $32,703 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 33,025 | $32,460 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,359 | $32,387 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 393 | $32,385 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 3,442 | $32,213 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 177 | $31,958 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 12,533 | $31,708 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 100 | $31,674 | dollars as filed | put |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,020 | $31,640 | dollars as filed | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 1,650 | $31,482 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,321 | $31,454 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,001 | $31,256 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 3,000 | $31,112 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 4,922 | $30,959 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,819 | $30,485 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 5,976 | $30,478 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 9,520 | $30,410 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 16,865 | $30,356 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 179 | $30,251 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 5,920 | $30,250 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 9,318 | $30,190 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 544 | $30,063 | dollars as filed | |
| CANOO INC | 13803R201 | CL A COM NEW | 30,428 | $29,926 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,349 | $29,805 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 2,423 | $29,779 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 5,570 | $29,743 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 779 | $29,641 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 1,301 | $29,590 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 6,223 | $29,435 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 8,008 | $29,390 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 7,515 | $29,384 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 4,204 | $29,302 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 3,166 | $29,281 | dollars as filed | |
| AFFIMED N V | N01045207 | COM | 8,627 | $28,987 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 23,440 | $28,597 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 913 | $28,513 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 720 | $28,431 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,757 | $28,430 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 587 | $28,358 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 878 | $28,319 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 494 | $28,212 | dollars as filed | |
| MOOG INC | 615394301 | CL B | 142 | $28,058 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 518 | $27,967 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A705 | OPT STRATEGY ETF | 1,061 | $27,947 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 1,004 | $27,530 | dollars as filed | |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 855 | $27,510 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 14,559 | $27,371 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 20,125 | $27,370 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 883 | $27,369 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 4,000 | $27,242 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 12,846 | $27,234 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 10,006 | $27,216 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 27,511 | $27,200 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 8,338 | $27,182 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 8,757 | $27,059 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 8,500 | $26,775 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 28,739 | $26,727 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 3,502 | $26,650 | dollars as filed | |
| Grayscale Bitcoin Minitrust ETF | 389930108 | ETP | 4,723 | $26,590 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,839 | $26,426 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,575 | $26,251 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 388 | $26,158 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,511 | $26,125 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 692 | $26,078 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 606 | $25,754 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 12,090 | $25,631 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 561 | $25,582 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 775 | $25,443 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 1,150 | $25,390 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 315 | $25,348 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 2,161 | $25,304 | dollars as filed | |
| ACTUATE THERAPEUTICS INC | 005083100 | COM | 3,392 | $25,270 | dollars as filed | |
| BRAINSWAY LTD | 10501L106 | CMN | 2,717 | $25,105 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 2,352 | $25,025 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J608 | HIGH YIELD ETF | 663 | $24,935 | dollars as filed | |
| GUARDIAN PHARMACY SVCS INC | 40145W101 | CL A | 1,480 | $24,864 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 606 | $24,818 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2,542 | $24,814 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 905 | $24,739 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 3,001 | $24,698 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 9,000 | $24,570 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 537 | $24,434 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,979 | $24,389 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 79,588 | $24,354 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 1,664 | $24,294 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 501 | $24,238 | dollars as filed | |
| DESTINY TECH100 INC | 25063F107 | COM SHS | 2,426 | $24,139 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 239 | $24,117 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 13,512 | $23,781 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 18,550 | $23,744 | dollars as filed | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 310 | $23,612 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 6,416 | $23,611 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 2,979 | $23,593 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N715 | MACRO STRATEGY | 1,100 | $23,565 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 600 | $23,532 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 27,010 | $23,499 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 4,213 | $23,394 | dollars as filed | |
| RELIANCE INC | 75946W405 | COM | 10,437 | $23,379 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 959 | $23,371 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 24,572 | $23,314 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,671 | $23,288 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 343 | $23,262 | dollars as filed | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 750 | $23,207 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 4,413 | $23,168 | dollars as filed | |
| GT BIOPHARMA INC | 36254L308 | COM | 10,013 | $23,120 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,506 | $23,050 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 1,000 | $23,030 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 2,295 | $22,927 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 12,887 | $22,810 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 4,222 | $22,756 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 780 | $22,732 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 23,122 | $22,731 | dollars as filed | |
| SABRE GLBL INC | 78573NAK8 | NOTE 7.320% 8/0 | 20,000 | $22,542 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 737 | $22,407 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,919 | $22,339 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 8,183 | $22,258 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 550 | $22,237 | dollars as filed | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,000 | $22,160 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2,453 | $22,151 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 442 | $22,037 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 2,385 | $21,988 | dollars as filed | |
| SERVE ROBOTICS INC | 81758H106 | COM | 2,755 | $21,903 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 438 | $21,699 | dollars as filed | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 332 | $21,642 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 23,000 | $21,609 | dollars as filed | principal |
| METHANEX CORP COM | 59151K108 | Stock | 519 | $21,447 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 900 | $21,386 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 2,730 | $21,376 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 938 | $21,375 | dollars as filed | |
| ALARUM TECHNOLOGIES LTD | 78643B500 | SPONSORD ADS NEW | 1,999 | $21,269 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 20,028 | $21,230 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 1,000 | $21,040 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,796 | $20,750 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 4,083 | $20,701 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $20,696 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B400 | COM NEW | 1,373 | $20,437 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 3,256 | $20,252 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 2,153 | $20,195 | dollars as filed | |
| BAKKT INC | 05759B305 | COMMON STOCK | 2,108 | $20,174 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 761 | $19,976 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 770 | $19,969 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 316 | $19,911 | dollars as filed | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 4,000 | $19,860 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 300 | $19,566 | dollars as filed | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,372 | $19,486 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 1,130 | $19,464 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 605 | $19,415 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,000 | $19,402 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 22,635 | $19,339 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,676 | $19,263 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 1,694 | $19,210 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 21,418 | $19,148 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 10,496 | $19,103 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,224 | $18,948 | dollars as filed | |
| NULL | 09071M205 | NULL | 35,035 | $18,782 | dollars as filed | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 11,000 | $18,755 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 4,604 | $18,693 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 8,500 | $18,615 | dollars as filed | |
| BOUNDLESS BIO INC | 10170A100 | COM | 5,320 | $18,460 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 12,925 | $18,224 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 301 | $18,193 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 501 | $18,145 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,338 | $18,095 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 372 | $18,080 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 4,729 | $18,065 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,030 | $18,023 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 21,050 | $17,890 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 574 | $17,851 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 8,113 | $17,849 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 1,991 | $17,777 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 12,734 | $17,700 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,835 | $17,689 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 4,920 | $17,663 | dollars as filed | |
| CAPITAL GROUP INTERNATIONAL | 14021M107 | SHS | 577 | $17,518 | dollars as filed | |
| SUMMIT MIDSTREAM CORP | 86614G101 | COMMON STOCK | 500 | $17,515 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 1,701 | $17,502 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 1,070 | $17,473 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 5,000 | $17,400 | dollars as filed | |
| CULP INC | 230215105 | CMN | 2,656 | $17,400 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 599 | $17,287 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,428 | $17,250 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 4,624 | $17,109 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,000 | $17,100 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 29,251 | $16,962 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 1,919 | $16,811 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 9,226 | $16,791 | dollars as filed | |
| CRITICAL METALS CORP | G2662B103 | PUBCO ORD SHS | 2,251 | $16,747 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 108 | $16,745 | dollars as filed | |
| Drilling Tools Internat | 26205E107 | COM | 4,489 | $16,744 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 569 | $16,606 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 1,540 | $16,570 | dollars as filed | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 1,000 | $16,500 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 566 | $16,288 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 876 | $16,241 | dollars as filed | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 460 | $16,055 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 1,899 | $15,950 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 15,748 | $15,905 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,601 | $15,781 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 135,770 | $15,695 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 250 | $15,600 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 302 | $15,469 | dollars as filed | |
| NEOS ETF TRUST | 78433H675 | NASDAQ 100 HIGH | 301 | $15,449 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 9,184 | $15,429 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 20,077 | $15,202 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 300 | $15,126 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 556 | $14,912 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 306 | $14,887 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 800 | $14,816 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 3,769 | $14,812 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 489 | $14,768 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 15,000 | $14,709 | dollars as filed | principal |
| TCW ETF TRUST | 29287L700 | FLEXIBLE INCOME | 367 | $14,610 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 304 | $14,590 | dollars as filed | |
| ADVENT CONV & INCOME FD | 00764C117 | RIGHT 10/17/2024 | 729,262 | $14,512 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 6,223 | $14,500 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,001 | $14,461 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 105,001 | $14,406 | dollars as filed | |
| KELLY SVCS INC | 488152307 | CL B | 685 | $14,385 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 367 | $14,375 | dollars as filed | |
| TCW ETF TRUST | 29287L502 | ARTIF INTEL ETF | 532 | $14,369 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 251 | $14,240 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 3,574 | $14,189 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 6,425 | $13,942 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 6,000 | $13,624 | dollars as filed | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 2,597 | $13,580 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIER | Y00408107 | COM | 719 | $13,522 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 4,793 | $13,468 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 548 | $13,413 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,501 | $13,266 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 19,404 | $13,206 | dollars as filed | |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 3,450 | $13,179 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 600 | $12,948 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U679 | FT VEST US EQT | 389 | $12,916 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,477 | $12,903 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L859 | ALPHA CAP | 491 | $12,836 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,573 | $12,709 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 6,053 | $12,530 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 603 | $12,529 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 8,654 | $12,505 | dollars as filed | |
| Indivior PLC | G4766E116 | Common Stock | 1,267 | $12,482 | dollars as filed | |
| GULF RES INC | 40251W408 | COM | 13,000 | $12,480 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 25,359 | $12,464 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E823 | GROWTH STRENGTH | 399 | $12,457 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 500 | $12,418 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 897 | $12,411 | dollars as filed | |
| PHENIXFIN CORP | 71742W103 | COM | 261 | $12,408 | dollars as filed | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 2,500 | $12,301 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 241 | $12,204 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 2,659 | $12,190 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 52,777 | $12,154 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 801 | $12,106 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 500 | $12,070 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 685 | $12,017 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 737 | $11,928 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 376 | $11,925 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,916 | $11,897 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 12,000 | $11,742 | dollars as filed | principal |
| WW INTL INC | 98262P101 | COM | 13,351 | $11,720 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 713 | $11,669 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 188 | $11,633 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 4,730 | $11,589 | dollars as filed | |
| TELOMIR PHARMACEUTICALS INC | 87975F104 | COM | 1,799 | $11,550 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 19,166 | $11,498 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 504 | $11,497 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 509 | $11,472 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 121 | $11,464 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 400 | $11,324 | dollars as filed | put |
| SERVOTRONICS INC | 817732100 | COM | 1,000 | $11,300 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 16,885 | $11,284 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 10,077 | $11,185 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 375 | $11,179 | dollars as filed | |
| NULL | 52178J303 | NULL | 5,268 | $11,063 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 500 | $11,000 | dollars as filed | put |
| United Homes Group Inc. CL A | 91060H108 | COM | 1,789 | $10,984 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 423 | $10,952 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 15,155 | $10,881 | dollars as filed | |
| WESTWATER RES INC | 961684206 | COM NEW | 21,008 | $10,840 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,977 | $10,833 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,014 | $10,722 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 4,495 | $10,653 | dollars as filed | |
| DATAVAULT AI INC | 86633R609 | COM SHS | 6,000 | $10,620 | dollars as filed | |
| RBB FD INC | 74933W593 | SGI US LARGE CAP | 299 | $10,615 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 1,276 | $10,606 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W841 | BULLETSHS 2030 | 401 | $10,589 | dollars as filed | |
| NUTRIBAND INC | 67092M208 | COM NEW | 1,750 | $10,588 | dollars as filed | |
| JPMORGAN U.S. TECH LEADERS ETF | 46654Q732 | ETF | 154 | $10,575 | dollars as filed | |
| CALAMOS ETF TR | 12811T605 | S P 500 STRUCTUR | 400 | $10,544 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,650 | $10,442 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 181 | $10,432 | dollars as filed | |
| TIDAL TR II | 88636J444 | YIELDMAX TSLA OP | 728 | $10,392 | dollars as filed | |
| FIFTH DIST BANCORP INC | 316926104 | COM | 1,000 | $10,370 | dollars as filed | |
| JIAYIN GROUP INC | 47737C104 | CMN | 1,500 | $10,328 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 200 | $10,266 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 4,898 | $10,237 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 1,251 | $10,171 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 500 | $10,140 | dollars as filed | |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 364 | $10,116 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 9,500 | $10,070 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 100 | $9,949 | dollars as filed | put |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 4,500 | $9,945 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 1,200 | $9,840 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 501 | $9,839 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 14,220 | $9,798 | dollars as filed | |
| ISHARES TR | 464288125 | 3YRTB ETF | 131 | $9,691 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 367 | $9,612 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,097 | $9,446 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,881 | $9,421 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 1,380 | $9,384 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 364 | $9,380 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 4,213 | $9,314 | dollars as filed | |
| VIVAKOR INC | 92852R403 | COM | 6,000 | $9,240 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 453 | $9,228 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 963 | $9,209 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 216 | $9,132 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 1,000 | $9,100 | dollars as filed | put |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 4,096 | $9,093 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 127 | $9,089 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 2,000 | $9,080 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 174 | $8,957 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,500 | $8,925 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 178 | $8,905 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 200 | $8,852 | dollars as filed | put |
| VEON LTD | 91822M502 | SPONSORED ADS | 291 | $8,852 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 144 | $8,805 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 18,189 | $8,791 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 5,880 | $8,761 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 685 | $8,721 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160101 | CL A | 1,500 | $8,700 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 5,046 | $8,679 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 101 | $8,657 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 213 | $8,646 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 145 | $8,591 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 300 | $8,505 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 5,832 | $8,456 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,250 | $8,363 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 500 | $8,321 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 416 | $8,320 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 738 | $8,314 | dollars as filed | |
| LISTED FDS TR | 53656F599 | SWAN HEDGED EQTY | 373 | $8,303 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 500 | $8,300 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,091 | $8,221 | dollars as filed | |
| ROADZEN INC | G7606H108 | CMN | 6,792 | $8,082 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 7,214 | $8,080 | dollars as filed | |
| NIKOLA CORP | 654110303 | COM NEW | 1,759 | $8,056 | dollars as filed | |
| MONOGRAM TECHNOLOGIES INC | 609786108 | COM | 3,000 | $7,950 | dollars as filed | |
| INKT | 603693102 | Stock | 10,533 | $7,900 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 500 | $7,880 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 42,038 | $7,861 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 1,500 | $7,832 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N107 | COMMON STOCK | 2,332 | $7,812 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 5,414 | $7,742 | dollars as filed | |
| CAMTEK LTD | 13469VAB4 | BOND | 5,000 | $7,658 | dollars as filed | principal |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 2,500 | $7,625 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 162 | $7,528 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M105 | COM | 1,138 | $7,511 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 751 | $7,467 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 1,001 | $7,446 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 6,410 | $7,436 | dollars as filed | |
| LIVENT CORP | 53814LAB4 | BOND | 7,000 | $7,427 | dollars as filed | principal |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,454 | $7,415 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 2,387 | $7,376 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,577 | $7,365 | dollars as filed | |
| VEREN INC | 92340V107 | COM NEW | 1,189 | $7,326 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 106 | $7,226 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 193 | $7,155 | dollars as filed | |
| A K A BRANDS HLDG CORP | 00152K200 | COM SHS | 288 | $6,800 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 241 | $6,773 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 215 | $6,738 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 322 | $6,723 | dollars as filed | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 2,000 | $6,720 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 286 | $6,691 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 258 | $6,665 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 549 | $6,648 | dollars as filed | |
| LI-CYCLE HLDGS CORP F | 50202P204 | FOREIGN CANADIAN | 3,029 | $6,634 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 900 | $6,608 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,084 | $6,570 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 7,658 | $6,502 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 287 | $6,459 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 820 | $6,449 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 300 | $6,441 | dollars as filed | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 3,500 | $6,440 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 93 | $6,437 | dollars as filed | |
| SSGA ACTIVE TR | 78470P804 | ST STR LOOMI ETF | 242 | $6,408 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 126 | $6,403 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 1,135 | $6,378 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 149 | $6,337 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 18,184 | $6,319 | dollars as filed | |
| ENVOY MEDICAL INC | 29415V109 | CL A | 1,938 | $6,299 | dollars as filed | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,200 | $6,270 | dollars as filed | |
| JPMORGAN GLOBAL SELECT EQUITY ETF | 46654Q740 | COM | 100 | $6,267 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 259 | $6,263 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 99 | $6,188 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 500 | $6,040 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 3,509 | $5,895 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 128 | $5,848 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 380 | $5,829 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 124 | $5,826 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 2,822 | $5,813 | dollars as filed | |
| HYCROFT MINING HOLDING CO A | 44862P208 | COMMON STOCK | 2,300 | $5,750 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 257 | $5,748 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 168 | $5,724 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 256 | $5,700 | dollars as filed | |
| IRSA INVERSIONES Y REP S A | 450047303 | CMN | 500 | $5,691 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 129 | $5,657 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 652 | $5,506 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 281 | $5,491 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 84 | $5,314 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,590 | $5,279 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X209 | COMMON STOCK | 636 | $5,184 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 1,938 | $5,174 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,526 | $5,153 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 2,210 | $5,083 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 3,937 | $5,040 | dollars as filed | |
| CAN FITE BIOFARMA LTD | 13471N300 | SPONSORED ADR | 2,500 | $5,025 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 632 | $4,974 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 559 | $4,947 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 6,500 | $4,930 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 1,915 | $4,864 | dollars as filed | |
| Summit Global Investments LLC | 74933W239 | SGI ENHANCED NAS | 185 | $4,844 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 2,218 | $4,835 | dollars as filed | |
| RBB FD INC | 74933W262 | SGI ENHANCED GLB | 179 | $4,826 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 529 | $4,766 | dollars as filed | |
| JPMORGAN CHASE FINL CO LLC | 48133Q309 | CAL LKD 44 | 167 | $4,753 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 2,650 | $4,717 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 315 | $4,716 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 501 | $4,697 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 2,141 | $4,689 | dollars as filed | |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 4,000 | $4,625 | dollars as filed | principal |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 211 | $4,561 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,923 | $4,539 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 1,245 | $4,538 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 17,596 | $4,522 | dollars as filed | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 7,500 | $4,500 | dollars as filed | |
| SOLARBANK CORPORATION | 83417Y108 | COM | 1,000 | $4,500 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444209 | COM NEW | 2,660 | $4,495 | dollars as filed | |
| GMO ETF TRUST | 90139K100 | US QUALITY ETF | 137 | $4,468 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 787 | $4,468 | dollars as filed | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 195 | $4,465 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 1,965 | $4,461 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 5,000 | $4,448 | dollars as filed | principal |
| ATYR PHARMA INC | 002120202 | COM NEW | 2,500 | $4,400 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 200 | $4,380 | dollars as filed | put |
| EXPENSIFY INC | 30219Q106 | COM CL A | 2,229 | $4,369 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,300 | $4,330 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,000 | $4,260 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,550 | $4,247 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 55 | $4,246 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 108 | $4,232 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 212 | $4,221 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 1,109 | $4,102 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,427 | $4,081 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 281 | $4,041 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 1,011 | $4,034 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 150 | $4,014 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 5,200 | $4,009 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 10,000 | $3,994 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,500 | $3,985 | dollars as filed | principal |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 2,000 | $3,978 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 7,500 | $3,975 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,144 | $3,935 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 10,000 | $3,920 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810303 | COM NEW | 1,102 | $3,901 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 189 | $3,856 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,401 | $3,833 | dollars as filed | |
| DESKTOP METAL INC | 25058X303 | COMMON STOCK | 810 | $3,783 | dollars as filed | |
| GLIMPSE GROUP INC | 37892C106 | COM | 5,000 | $3,779 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 215 | $3,778 | dollars as filed | |
| AUTHID INC | 46264C305 | COM | 600 | $3,774 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 1,530 | $3,703 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 711 | $3,696 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 3,000 | $3,686 | dollars as filed | principal |
| PRECIPIO INC | 74019L602 | COM | 550 | $3,685 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 2,000 | $3,680 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 215 | $3,670 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 2,789 | $3,654 | dollars as filed | |
| STRYVE FOODS INC | 863685202 | COM | 2,500 | $3,650 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 1,100 | $3,641 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 451 | $3,608 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 3,056 | $3,576 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 214 | $3,574 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,001 | $3,562 | dollars as filed | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 600 | $3,552 | dollars as filed | |
| PHUNWARE INC | 71948P209 | COM NEW | 1,022 | $3,496 | dollars as filed | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 4,391 | $3,464 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 4,587 | $3,433 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 6,918 | $3,427 | dollars as filed | |
| PAVMED INC | 70387R403 | COM NEW | 2,785 | $3,425 | dollars as filed | |
| BBB Foods Inc | G0896C103 | COM | 114 | $3,420 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 695 | $3,413 | dollars as filed | |
| RBB FD INC | 74933W577 | SGI DIVERSI TAC | 110 | $3,410 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 311 | $3,374 | dollars as filed | |
| MONOPAR THERAPEUTICS INC | 61023L207 | COMMON STOCK | 500 | $3,370 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 200 | $3,354 | dollars as filed | |
| DERMATA THERAPEUTICS INC | 249845405 | COM | 2,045 | $3,354 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 7,405 | $3,333 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 1,000 | $3,303 | dollars as filed | principal |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,190 | $3,213 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,220 | $3,209 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 79 | $3,186 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 900 | $3,177 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-24-000247 | this filing | 2024-11-13 | acceptance time not in the bulk data set |