13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 7,582 holding rows worth $383,349,598,919.
- Accession
- 0000072971-24-000062
- Filer
- CIK 72971
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 18,977 entries on the cover page, a total value of $383,349,598,919 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,349,598,919 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 72,825 | $3,372,526 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 176,148 | $3,371,481 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 39,678 | $3,371,424 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 202,912 | $3,370,364 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 27,655 | $3,357,853 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 42,056 | $3,357,711 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,445,500 | $3,353,333 | dollars as filed | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 19,375 | $3,345,932 | dollars as filed | |
| KORN FERRY COM NEW | 500643200 | Stock | 56,370 | $3,345,560 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 50,000 | $3,332,500 | dollars as filed | call |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 47,951 | $3,331,181 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 238,431 | $3,328,500 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 1,876,989 | $3,322,271 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9,598 | $3,317,001 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 380,492 | $3,302,670 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 9,400 | $3,298,554 | dollars as filed | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 61,783 | $3,296,105 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 88,580 | $3,293,417 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 89,278 | $3,289,019 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 72,650 | $3,287,430 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 219,081 | $3,286,200 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 61,292 | $3,285,566 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 3,376,000 | $3,285,422 | dollars as filed | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 27,537 | $3,279,376 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 146,539 | $3,277,983 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 234,120 | $3,275,345 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 78,875 | $3,274,087 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 83,736 | $3,271,546 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 61,925 | $3,271,518 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 457,933 | $3,260,480 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 35,654 | $3,250,218 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 220,501 | $3,241,363 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 160,892 | $3,237,143 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 10,800 | $3,234,168 | dollars as filed | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 37,200 | $3,225,249 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 73,445 | $3,222,035 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 28,241 | $3,221,691 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 83,217 | $3,213,008 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 2,737,000 | $3,212,554 | dollars as filed | principal |
| ICF INTL INC | 44925C103 | COM | 23,940 | $3,210,099 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 134,968 | $3,205,484 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 100,000 | $3,204,000 | dollars as filed | call |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 64,861 | $3,202,205 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 251,386 | $3,197,622 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 23,725 | $3,180,389 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 570,942 | $3,180,150 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 403,384 | $3,178,666 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 206,955 | $3,176,758 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 113,960 | $3,143,027 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 186,076 | $3,142,817 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 135,828 | $3,133,548 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 3,363,000 | $3,130,448 | dollars as filed | principal |
| ENVESTNET INC | 29404K106 | COM | 63,138 | $3,126,598 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 39,700 | $3,123,993 | dollars as filed | put |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 52,383 | $3,117,284 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 3,281,000 | $3,116,950 | dollars as filed | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 122,990 | $3,115,331 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 343,209 | $3,112,905 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 141,001 | $3,102,039 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 49,522 | $3,100,553 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 352,581 | $3,099,187 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 202,169 | $3,093,179 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 97,568 | $3,089,987 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 33,217 | $3,080,914 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 285,174 | $3,079,879 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 36,834 | $3,075,287 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 911,334 | $3,071,196 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 178,233 | $3,069,179 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 58,362 | $3,056,986 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 171,257 | $3,055,237 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 36,518 | $3,051,096 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 36,555 | $3,049,053 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 1,141,394 | $3,047,522 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 291,560 | $3,043,888 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 160,331 | $3,041,470 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 28,000 | $3,039,960 | dollars as filed | put |
| FASTLY INC | 31188V100 | CL A | 170,495 | $3,034,802 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 270,444 | $3,028,981 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 181,577 | $3,028,573 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 237,081 | $3,027,513 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 4,581,000 | $3,026,346 | dollars as filed | principal |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 193,101 | $3,022,025 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 95,752 | $3,019,993 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 534,830 | $3,011,093 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 82,232 | $3,002,318 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 7,190 | $3,001,999 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 127,650 | $3,001,054 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 103,451 | $2,988,690 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 4,570,000 | $2,988,323 | dollars as filed | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 96,347 | $2,985,784 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 100,224 | $2,982,669 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 667,412 | $2,976,660 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,637,919 | $2,964,633 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 128,283 | $2,964,620 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 42,817 | $2,963,793 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 57,013 | $2,957,233 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 31,103 | $2,956,640 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 215,000 | $2,954,100 | dollars as filed | call |
| AXONICS INC | 05465P101 | COM | 47,363 | $2,947,399 | dollars as filed | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 3,136,000 | $2,944,328 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 13,552,000 | $2,941,462 | dollars as filed | principal |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 137,089 | $2,940,559 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 287,412 | $2,940,226 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 37,881 | $2,926,341 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 61,969 | $2,915,598 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 24,000 | $2,913,120 | dollars as filed | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 165,138 | $2,908,085 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 221,857 | $2,901,890 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 30,441 | $2,893,729 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 188,755 | $2,889,834 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 95,954 | $2,888,210 | dollars as filed | |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 3,938,000 | $2,884,585 | dollars as filed | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 42,919 | $2,879,007 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 16,227 | $2,875,262 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 52,192 | $2,871,622 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,734 | $2,865,244 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 128,383 | $2,859,091 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 63,449 | $2,850,747 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 108,431 | $2,845,216 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 5,018,000 | $2,845,206 | dollars as filed | principal |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 250,000 | $2,845,000 | dollars as filed | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 49,147 | $2,843,664 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 48,100 | $2,834,533 | dollars as filed | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 154,930 | $2,833,683 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 347,728 | $2,827,029 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 96,713 | $2,826,925 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 2,983,000 | $2,824,424 | dollars as filed | principal |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 87,094 | $2,821,829 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 100,221 | $2,813,215 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 276,438 | $2,811,380 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 82,082 | $2,811,309 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 86,675 | $2,809,133 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 102,583 | $2,801,542 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 41,114 | $2,794,459 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 225,378 | $2,792,437 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 111,698 | $2,791,341 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 101,793 | $2,791,160 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 18,541 | $2,787,269 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 153,374 | $2,782,197 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 150,000 | $2,781,000 | dollars as filed | call |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 171,064 | $2,779,793 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 63,923 | $2,776,176 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 1,900,000 | $2,770,808 | dollars as filed | principal |
| QUAKER HOUGHTON | 747316107 | COM | 12,975 | $2,769,240 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 33,683 | $2,765,711 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 83,713 | $2,765,041 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 41,862 | $2,762,892 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 88,199 | $2,761,511 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 93,671 | $2,761,414 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 33,325 | $2,753,907 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 31,229 | $2,746,554 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 220,488 | $2,738,464 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 101,455 | $2,738,288 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 316,902 | $2,734,863 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,974 | $2,732,329 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 80,490 | $2,731,018 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 44,699 | $2,727,966 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 31,889 | $2,726,786 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 43,406 | $2,716,782 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 95,616 | $2,714,551 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 430,251 | $2,710,583 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 78,495 | $2,710,384 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 32,066 | $2,703,453 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 262,504 | $2,698,541 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 69,291 | $2,694,808 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 58,423 | $2,690,963 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 22,031 | $2,690,455 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 124,926 | $2,689,648 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 42,283 | $2,687,061 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 44,100 | $2,678,634 | dollars as filed | put |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 148,958 | $2,673,785 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 137,030 | $2,669,340 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 41,025 | $2,668,478 | dollars as filed | |
| STEM INC | 85859N102 | COM | 686,757 | $2,664,616 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 172,201 | $2,663,943 | dollars as filed | |
| ISHARES TR | 46436E130 | IBONDS DEC 2033 | 102,896 | $2,659,862 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 1,640,000 | $2,659,162 | dollars as filed | principal |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 80,570 | $2,654,074 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 217,543 | $2,654,008 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 16,668 | $2,651,170 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 36,978 | $2,650,953 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 19,897 | $2,649,529 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 14,734 | $2,649,138 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 120,799 | $2,644,296 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 182,215 | $2,642,125 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 276,707 | $2,637,017 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 126,150 | $2,636,537 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 118,100 | $2,630,087 | dollars as filed | put |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 2,450,000 | $2,628,605 | dollars as filed | principal |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 295,587 | $2,627,775 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 407,450 | $2,623,978 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 42,729 | $2,618,861 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 28,185 | $2,616,960 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 405,011 | $2,616,371 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 114,270 | $2,612,211 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 82,044 | $2,611,446 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 274,141 | $2,607,074 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100,000 | $2,602,000 | dollars as filed | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100,000 | $2,602,000 | dollars as filed | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 84,885 | $2,599,187 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 51,092 | $2,598,513 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 44,417 | $2,596,616 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 227,493 | $2,595,697 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 55,438 | $2,595,044 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 23,893 | $2,593,346 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 2,982,000 | $2,593,088 | dollars as filed | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 472,059 | $2,582,163 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 27,600 | $2,578,116 | dollars as filed | put |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 2,970,000 | $2,572,198 | dollars as filed | principal |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 63,686 | $2,571,323 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 70,662 | $2,568,556 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 90,214 | $2,567,491 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 20,140 | $2,566,442 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 47,525 | $2,563,931 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 58,602 | $2,559,731 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 661,947 | $2,555,115 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 15,600 | $2,551,380 | dollars as filed | put |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 45,260 | $2,544,518 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 66,398 | $2,542,340 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 138,186 | $2,532,953 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 117,173 | $2,529,765 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 137,559 | $2,524,210 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 30,225 | $2,523,485 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 15,163 | $2,522,964 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 38,308 | $2,520,281 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 44,126 | $2,515,958 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 24,417 | $2,515,928 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 165,674 | $2,514,929 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 54,960 | $2,500,689 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 108,771 | $2,497,373 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 188,207 | $2,489,980 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 47,548 | $2,486,289 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 52,625 | $2,484,954 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 58,295 | $2,475,799 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 238,246 | $2,475,376 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 45,756 | $2,474,933 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 108,018 | $2,474,687 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 467,890 | $2,470,463 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 61,914 | $2,466,645 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 39,709 | $2,459,600 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 24,434 | $2,456,377 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 89,239 | $2,447,836 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 50,498 | $2,446,657 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 63,037 | $2,446,466 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 3,143,000 | $2,446,103 | dollars as filed | principal |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 46,928 | $2,445,448 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 43,996 | $2,445,298 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 41,506 | $2,438,494 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 59,163 | $2,435,150 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 2,198,000 | $2,430,131 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 2,846,000 | $2,429,118 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 25,871 | $2,427,025 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 52,633 | $2,422,722 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 45,732 | $2,421,056 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 50,581 | $2,418,783 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 42,618 | $2,417,293 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 19,086 | $2,416,397 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 135,776 | $2,415,453 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 113,695 | $2,414,877 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 36,619 | $2,409,885 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 63,918 | $2,406,489 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 40,344 | $2,405,310 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 49,892 | $2,402,800 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 7,084 | $2,400,910 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 35,000 | $2,399,950 | dollars as filed | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 459,178 | $2,396,911 | dollars as filed | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 23,279 | $2,393,081 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 98,134 | $2,386,626 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 38,249 | $2,384,518 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 80,191 | $2,377,653 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 92,542 | $2,374,628 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 140,000 | $2,370,200 | dollars as filed | call |
| MERCER INTL INC | 588056101 | COM | 250,000 | $2,370,000 | dollars as filed | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 75,392 | $2,368,063 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 199,744 | $2,366,967 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 2,524,000 | $2,365,064 | dollars as filed | principal |
| CENCORA INC COM | 03073E105 | Stock | 11,500 | $2,361,870 | dollars as filed | call |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 82,167 | $2,361,184 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 21,232 | $2,359,332 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 12,867 | $2,352,325 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 169,420 | $2,349,858 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 48,297 | $2,346,759 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 37,800 | $2,345,168 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 74,636 | $2,343,374 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 340,401 | $2,341,958 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 142,042 | $2,340,844 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 90,398 | $2,337,697 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 69,995 | $2,336,445 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 155,000 | $2,332,750 | dollars as filed | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 216,140 | $2,329,986 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 49,791 | $2,329,235 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 65,317 | $2,325,938 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 2,687,000 | $2,325,706 | dollars as filed | principal |
| RAYONIER INC COM | 754907103 | REIT | 69,587 | $2,324,911 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 90,616 | $2,324,301 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 22,757 | $2,310,505 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 72,972 | $2,300,808 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 21,637 | $2,300,227 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 74,101 | $2,299,936 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 168,541 | $2,297,203 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 97,634 | $2,293,423 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 233,656 | $2,285,156 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 447,975 | $2,284,672 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,634,000 | $2,282,453 | dollars as filed | principal |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 65,566 | $2,281,699 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 37,059 | $2,276,905 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 24,648 | $2,273,514 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 171,480 | $2,272,115 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 36,662 | $2,267,546 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 128,178 | $2,263,618 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 82,260 | $2,262,973 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 38,612 | $2,262,805 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 226,721 | $2,260,410 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 146,106 | $2,260,260 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 161,122 | $2,257,323 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 35,813 | $2,249,056 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 99,200 | $2,247,862 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 64,531 | $2,243,109 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 47,020 | $2,242,383 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 154,623 | $2,238,957 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 66,976 | $2,238,324 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 40,983 | $2,236,256 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 70,286 | $2,234,392 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 187,317 | $2,232,824 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 149,724 | $2,226,396 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 16,731 | $2,222,946 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 231,018 | $2,220,087 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 4,105,000 | $2,219,903 | dollars as filed | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 148,376 | $2,218,217 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,400 | $2,217,920 | dollars as filed | call |
| CADENCE BANK | 12740C103 | COM | 74,869 | $2,215,367 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 15,299 | $2,212,695 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 2,470,000 | $2,210,650 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 2,912,000 | $2,210,120 | dollars as filed | principal |
| GREIF INC | 397624107 | CL A | 33,689 | $2,209,657 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 434,137 | $2,205,417 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 37,826 | $2,192,783 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 123,800 | $2,192,495 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 98,027 | $2,191,648 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 258,869 | $2,190,032 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 39,953 | $2,189,431 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 22,800 | $2,189,028 | dollars as filed | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 97,432 | $2,187,345 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 2,449,000 | $2,186,761 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 2,000,000 | $2,186,460 | dollars as filed | principal |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 157,206 | $2,185,161 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 46,228 | $2,179,683 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 192,239 | $2,168,456 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 180,000 | $2,167,200 | dollars as filed | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 275,514 | $2,160,031 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 85,951 | $2,159,951 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 88,834 | $2,155,079 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 90,647 | $2,153,320 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 19,515 | $2,151,719 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 138,313 | $2,149,385 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 253,629 | $2,143,168 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 370,784 | $2,143,131 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,200,000 | $2,136,112 | dollars as filed | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 52,646 | $2,132,180 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 120,814 | $2,131,158 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 142,929 | $2,129,641 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 73,947 | $2,128,196 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 44,476 | $2,128,168 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 19,712 | $2,121,034 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 201,366 | $2,120,386 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 183,818 | $2,119,420 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 91,926 | $2,113,374 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 83,096 | $2,113,131 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 111,804 | $2,110,864 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 60,823 | $2,108,132 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 34,300 | $2,106,363 | dollars as filed | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 127,786 | $2,105,913 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,100 | $2,105,558 | dollars as filed | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 27,749 | $2,103,068 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,246,000 | $2,098,752 | dollars as filed | principal |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 59,304 | $2,094,025 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 165,108 | $2,090,272 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 57,475 | $2,089,785 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 73,281 | $2,084,849 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 53,897 | $2,084,225 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 174,975 | $2,083,961 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 267,871 | $2,081,359 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 44,390 | $2,079,671 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 47,957 | $2,070,287 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 190,380 | $2,067,526 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 326,822 | $2,065,515 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 74,557 | $2,062,247 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 86,901 | $2,054,344 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 33,566 | $2,052,906 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 91,540 | $2,048,655 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 21,918 | $2,047,381 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 166,449 | $2,045,650 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 73,942 | $2,044,506 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 386,096 | $2,042,449 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 51,990 | $2,041,661 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 23,120 | $2,039,663 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 70,830 | $2,037,753 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 115,805 | $2,035,863 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 22,362 | $2,032,275 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 37,373 | $2,029,338 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 11,149 | $2,027,222 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 65,000 | $2,024,750 | dollars as filed | put |
| WINNEBAGO INDS INC | 974637100 | COM | 27,754 | $2,022,679 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,775 | $2,021,804 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 277,986 | $2,009,841 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 99,891 | $2,009,806 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 1,583,000 | $2,007,592 | dollars as filed | principal |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 529,701 | $2,007,570 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 209,734 | $2,005,054 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 9,386 | $2,004,746 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 39,234 | $1,999,771 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 41,756 | $1,996,772 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 24,529 | $1,994,211 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 86,418 | $1,992,809 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 43,149 | $1,987,443 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 93,323 | $1,986,854 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 35,206 | $1,985,266 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 68,130 | $1,983,278 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 15,354 | $1,981,433 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 20,600 | $1,977,806 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 16,617 | $1,977,695 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 71,074 | $1,971,584 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 43,500 | $1,970,550 | dollars as filed | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 167,950 | $1,968,383 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 39,314 | $1,963,715 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 2,015,000 | $1,962,771 | dollars as filed | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 200,000 | $1,962,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 47,959 | $1,959,613 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 23,977 | $1,957,243 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 166,095 | $1,956,597 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 577,142 | $1,956,511 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 77,254 | $1,956,087 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 47,371 | $1,954,315 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 87,720 | $1,950,892 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 178,082 | $1,949,994 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 181,649 | $1,949,094 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 83,248 | $1,948,012 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 177,128 | $1,946,627 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 28,674 | $1,945,764 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 127,070 | $1,944,175 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 21,246 | $1,943,403 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 1,510,000 | $1,941,151 | dollars as filed | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 59,730 | $1,940,030 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 53,978 | $1,931,882 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 187,359 | $1,931,667 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 1,727,000 | $1,926,986 | dollars as filed | principal |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 51,300 | $1,920,159 | dollars as filed | call |
| RAPID7 INC COM | 753422104 | Stock | 33,564 | $1,916,504 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 96,010 | $1,915,401 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 15,928 | $1,914,734 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 11,452 | $1,914,115 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 32,073 | $1,911,195 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 80,704 | $1,906,236 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 62,600 | $1,903,666 | dollars as filed | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,293,430 | $1,896,292 | dollars as filed | principal |
| NETSTREIT CORP | 64119V303 | COM | 105,720 | $1,887,096 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 36,976 | $1,881,691 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 46,611 | $1,881,685 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 92,541 | $1,868,394 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 27,012 | $1,867,879 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 187,626 | $1,865,002 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 114,923 | $1,860,603 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 79,902 | $1,858,514 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 31,664 | $1,858,334 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 12,000 | $1,855,080 | dollars as filed | put |
| MAXIMUS INC | 577933104 | COM | 22,106 | $1,853,808 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 100,027 | $1,853,500 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 23,626 | $1,853,017 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 62,075 | $1,850,460 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 110,047 | $1,848,793 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 34,641 | $1,847,170 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 332,000 | $1,842,600 | dollars as filed | call |
| KNOWLES CORP COM | 49926D109 | Stock | 102,825 | $1,841,604 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 107,101 | $1,841,070 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 16,331 | $1,840,504 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,004,000 | $1,838,951 | dollars as filed | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 84,884 | $1,836,890 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 34,825 | $1,836,653 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 165,982 | $1,832,443 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 19,000 | $1,832,170 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 21,740 | $1,831,812 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 39,759 | $1,827,721 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 80,141 | $1,827,208 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 98,810 | $1,826,991 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 1,853,000 | $1,825,853 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 23,949 | $1,822,483 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 42,141 | $1,819,227 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 10,393 | $1,817,444 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 96,496 | $1,816,072 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 501,000 | $1,815,128 | dollars as filed | principal |
| Verizon Communications Inc | 92343V104 | COM | 48,100 | $1,813,370 | dollars as filed | put |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 146,998 | $1,811,010 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 31,121 | $1,804,367 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 153,609 | $1,803,372 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 275,163 | $1,802,318 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 400,000 | $1,800,000 | dollars as filed | put |
| KONTOOR BRANDS INC | 50050N103 | COM | 28,821 | $1,799,039 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 202,405 | $1,791,290 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 1,514,000 | $1,787,701 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 37,558 | $1,787,009 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-24-000062 | this filing | 2024-02-09 | acceptance time not in the bulk data set |