13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 7,582 holding rows worth $383,349,598,919.
- Accession
- 0000072971-24-000062
- Filer
- CIK 72971
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 18,977 entries on the cover page, a total value of $383,349,598,919 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,349,598,919 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 137,113 | $6,753,863 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 335,307 | $6,753,082 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 73,639 | $6,749,685 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 161,697 | $6,729,843 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 285,889 | $6,716,963 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 80,723 | $6,715,346 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 140,620 | $6,710,418 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 337,993 | $6,709,159 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 45,256 | $6,708,299 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 328,362 | $6,705,161 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 94,978 | $6,699,684 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 160,118 | $6,683,300 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 1,079,701 | $6,672,552 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 572,644 | $6,665,569 | dollars as filed | |
| IDEX CORP COM | 45167R104 | Stock | 30,659 | $6,656,205 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 127,747 | $6,650,494 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 166,296 | $6,633,563 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 334,805 | $6,629,130 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 719,729 | $6,628,694 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 186,201 | $6,626,905 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 50,000 | $6,613,500 | dollars as filed | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 499,211 | $6,579,610 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 281,950 | $6,560,966 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 486,221 | $6,549,393 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 661,923 | $6,493,461 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,114,277 | $6,485,092 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 135,387 | $6,479,622 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 50,000 | $6,474,500 | dollars as filed | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 364,228 | $6,468,693 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 57,443 | $6,468,574 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $6,465,000 | dollars as filed | call |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 185,107 | $6,460,230 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 455,018 | $6,452,164 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 97,896 | $6,445,490 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 214,444 | $6,405,806 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 95,195 | $6,390,433 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 101,199 | $6,387,687 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 40,000 | $6,371,200 | dollars as filed | call |
| BIO-TECHNE CORP | 09073M104 | COM | 82,475 | $6,363,793 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 125,603 | $6,355,512 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 85,366 | $6,346,109 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $6,333,000 | dollars as filed | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 197,177 | $6,331,356 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 183,650 | $6,321,237 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 4,160,000 | $6,320,995 | dollars as filed | principal |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 149,367 | $6,319,708 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 688,916 | $6,317,361 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 198,618 | $6,308,128 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 80,665 | $6,294,669 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 102,355 | $6,278,457 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 100,900 | $6,255,800 | dollars as filed | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 481,141 | $6,245,220 | dollars as filed | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 73,983 | $6,225,670 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 7,000,000 | $6,223,490 | dollars as filed | principal |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 462,826 | $6,220,392 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 95,794 | $6,218,932 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 165,434 | $6,203,782 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 66,547 | $6,199,461 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 241,208 | $6,182,176 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 202,594 | $6,177,091 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 796,893 | $6,175,925 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 441,756 | $6,166,919 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 270,699 | $6,161,103 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 149,375 | $6,149,682 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 121,054 | $6,142,298 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 547,293 | $6,135,158 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 206,352 | $6,126,590 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 619,794 | $6,123,568 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 16,162 | $6,122,005 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 56,372 | $6,111,251 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 27,000 | $6,102,000 | dollars as filed | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 76,213 | $6,091,709 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 601,050 | $6,082,626 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 40,866 | $6,078,839 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 129,497 | $6,070,817 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 257,915 | $6,060,993 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 174,054 | $6,044,896 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 139,800 | $6,043,554 | dollars as filed | put |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 138,693 | $6,038,679 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 989,915 | $6,028,584 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 691,344 | $6,028,522 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 75,083 | $6,020,156 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 363,055 | $6,019,452 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 300,000 | $6,009,000 | dollars as filed | put |
| Costco Wholesale Corporation | 22160K105 | COM | 9,100 | $6,006,728 | dollars as filed | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 140,412 | $5,980,129 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 95,104 | $5,971,580 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 516,443 | $5,970,081 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 592,459 | $5,966,067 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 7,152,000 | $5,963,910 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 256,953 | $5,956,189 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 50,000 | $5,954,500 | dollars as filed | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 68,240 | $5,938,244 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 68,505 | $5,933,875 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 721,914 | $5,919,690 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 74,335 | $5,912,636 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 40,400 | $5,910,924 | dollars as filed | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 925,989 | $5,880,033 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 44,858 | $5,837,379 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 587,625 | $5,823,358 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 71,289 | $5,819,319 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 92,029 | $5,816,200 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 27,000 | $5,805,810 | dollars as filed | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 505,779 | $5,801,286 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 186,717 | $5,793,815 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,240,197 | $5,779,318 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 191,211 | $5,776,492 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 136,410 | $5,766,053 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 119,453 | $5,763,650 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 5,926,000 | $5,761,020 | dollars as filed | principal |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 53,051 | $5,757,680 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 106,683 | $5,755,553 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 84,143 | $5,748,649 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,306,494 | $5,748,575 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 77,548 | $5,747,883 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 5,034,000 | $5,747,468 | dollars as filed | principal |
| AC IMMUNE SA | H00263105 | SHS | 1,148,691 | $5,743,455 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 338,322 | $5,727,791 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 77,732 | $5,714,813 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 72,123 | $5,713,584 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 405,477 | $5,713,177 | dollars as filed | |
| F N B CORP | 302520101 | COM | 414,768 | $5,711,359 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 6,067,000 | $5,702,980 | dollars as filed | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 231,250 | $5,700,323 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 19,152 | $5,694,456 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 290,000 | $5,692,700 | dollars as filed | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 118,295 | $5,691,172 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 564,736 | $5,686,889 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 141,809 | $5,685,096 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 95,666 | $5,667,247 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 247,081 | $5,663,097 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 518,722 | $5,643,695 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 84,878 | $5,611,299 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 124,011 | $5,607,789 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 276,572 | $5,603,358 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 117,839 | $5,603,243 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 532,179 | $5,582,561 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 33,574 | $5,580,944 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 47,865 | $5,572,991 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 88,544 | $5,571,162 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 370,338 | $5,555,063 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 116,666 | $5,549,835 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 38,452 | $5,544,846 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 477,827 | $5,533,240 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 51,631 | $5,526,529 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 159,066 | $5,505,274 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 27,029 | $5,498,508 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 81,125 | $5,494,608 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 379,756 | $5,487,471 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 81,678 | $5,482,227 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 265,086 | $5,481,979 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 300,157 | $5,480,874 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 105,907 | $5,475,355 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 85,813 | $5,468,020 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 63,265 | $5,465,529 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 82,400 | $5,463,060 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 120,872 | $5,459,786 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 152,971 | $5,459,535 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 35,682 | $5,439,395 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 50,266 | $5,435,262 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 34,531 | $5,412,344 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 102,062 | $5,410,092 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 118,564 | $5,410,067 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 506,465 | $5,409,043 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 68,722 | $5,407,708 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 200,000 | $5,400,000 | dollars as filed | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 146,453 | $5,377,754 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 130,317 | $5,376,894 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 262,433 | $5,372,004 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 124,614 | $5,367,092 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 394,471 | $5,364,808 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 5,799,000 | $5,350,215 | dollars as filed | principal |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 49,835 | $5,346,163 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 128,700 | $5,343,618 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 27,977 | $5,324,863 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 294,523 | $5,310,258 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 55,000 | $5,303,650 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 69,104 | $5,302,282 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 161,396 | $5,277,650 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 80,000 | $5,264,000 | dollars as filed | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 53,272 | $5,248,400 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 84,913 | $5,226,437 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 178,387 | $5,219,613 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 5,140,000 | $5,217,717 | dollars as filed | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 143,990 | $5,215,306 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 360,486 | $5,212,627 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 69,610 | $5,212,366 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 95,225 | $5,210,730 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 167,800 | $5,186,723 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 60,481 | $5,174,149 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 162,006 | $5,171,243 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 115,633 | $5,167,830 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 471,781 | $5,161,285 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 162,506 | $5,148,191 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 113,923 | $5,127,696 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 103,429 | $5,125,941 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 44,100 | $5,118,687 | dollars as filed | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 207,702 | $5,105,315 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 118,706 | $5,102,000 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 51,019 | $5,101,867 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 104,827 | $5,070,458 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 305,413 | $5,063,745 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 66,458 | $5,056,125 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 66,450 | $5,032,262 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 316,984 | $5,027,369 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 148,874 | $5,015,565 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 197,898 | $5,014,742 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 143,702 | $5,013,780 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 96,572 | $5,013,205 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 157,834 | $5,000,182 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 169,901 | $4,995,117 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 318,982 | $4,992,081 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 79,230 | $4,983,535 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 324,598 | $4,982,490 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,779,228 | $4,981,839 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 5,357 | $4,973,180 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 87,311 | $4,965,378 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 95,300 | $4,959,412 | dollars as filed | call |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 187,134 | $4,940,343 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 21,500 | $4,938,120 | dollars as filed | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 701,303 | $4,937,176 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 64,277 | $4,932,587 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 300,775 | $4,914,453 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 18,900 | $4,890,753 | dollars as filed | put |
| WIX COM LTD SHS | M98068105 | Stock | 39,707 | $4,884,730 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 104,125 | $4,872,021 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 359,834 | $4,864,956 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 200,000 | $4,864,000 | dollars as filed | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 81,872 | $4,854,195 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 155,679 | $4,849,404 | dollars as filed | |
| Linde plc | G54950103 | COM | 11,800 | $4,846,378 | dollars as filed | put |
| ATKORE INC | 047649108 | COMMON STOCK | 30,267 | $4,842,720 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 93,443 | $4,838,478 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 145,411 | $4,837,824 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 338,596 | $4,831,764 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 358,392 | $4,816,787 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T445 | INFRASTRCTUR CAP | 150,885 | $4,811,542 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 156,232 | $4,804,114 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 186,426 | $4,802,343 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 267,016 | $4,800,945 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 1,936,000 | $4,799,306 | dollars as filed | principal |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 136,839 | $4,798,932 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 453,428 | $4,792,733 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 94,789 | $4,787,795 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 176,443 | $4,779,839 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30,400 | $4,779,792 | dollars as filed | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 135,000 | $4,779,000 | dollars as filed | call |
| GENERAC HLDGS INC | 368736104 | COM | 36,800 | $4,756,032 | dollars as filed | put |
| REVVITY INC | 714046109 | COM | 43,465 | $4,751,123 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 463,536 | $4,741,979 | dollars as filed | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 3,316,000 | $4,737,901 | dollars as filed | principal |
| HECLA MNG CO | 422704106 | COM | 980,993 | $4,718,574 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 108,757 | $4,701,574 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 27,820 | $4,687,431 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 97,108 | $4,687,365 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 111,279 | $4,665,944 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 520,462 | $4,663,336 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 325,476 | $4,660,822 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 34,066 | $4,652,760 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 155,555 | $4,633,989 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 124,262 | $4,625,023 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 130,137 | $4,623,767 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 370,695 | $4,615,141 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 145,785 | $4,604,283 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 4,951,000 | $4,598,241 | dollars as filed | principal |
| GEN DIGITAL INC COM | 668771108 | Stock | 200,787 | $4,581,947 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 43,615 | $4,569,070 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 510,668 | $4,565,372 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 297,799 | $4,562,288 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 493,445 | $4,559,432 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 148,117 | $4,559,033 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 275,014 | $4,548,735 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 100,000 | $4,541,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 72,993 | $4,540,131 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 709,021 | $4,537,734 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 81,262 | $4,535,220 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 171,900 | $4,529,565 | dollars as filed | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 75,000 | $4,516,500 | dollars as filed | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 455,974 | $4,509,575 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 123,279 | $4,504,615 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71,092 | $4,503,677 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 37,264 | $4,501,804 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 132,505 | $4,498,528 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 294,380 | $4,498,119 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 105,600 | $4,495,392 | dollars as filed | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 80,392 | $4,489,882 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 411,172 | $4,485,885 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 223,956 | $4,479,122 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 102,929 | $4,478,454 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 75,000 | $4,478,250 | dollars as filed | put |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 95,003 | $4,474,661 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 4,623,000 | $4,454,862 | dollars as filed | principal |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 436,255 | $4,441,072 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 173,419 | $4,439,518 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 114,800 | $4,438,168 | dollars as filed | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 40,007 | $4,435,576 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 58,424 | $4,423,299 | dollars as filed | |
| VIPER ENERGY INC | 927959106 | CL A | 140,894 | $4,421,265 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 375,777 | $4,415,373 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 437,765 | $4,412,672 | dollars as filed | |
| CTS CORP | 126501105 | COM | 100,874 | $4,412,221 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 182,592 | $4,411,411 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 376,536 | $4,405,459 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 283,995 | $4,404,756 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 182,851 | $4,393,910 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 61,234 | $4,392,914 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 254,879 | $4,391,570 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 19,356 | $4,390,915 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 75,917 | $4,388,776 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 159,006 | $4,385,383 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 104,370 | $4,383,536 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 205,913 | $4,381,819 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 187,283 | $4,358,061 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 143,109 | $4,356,258 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 114,150 | $4,351,413 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 155,920 | $4,347,044 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 266,954 | $4,337,997 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 287,740 | $4,321,856 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 150,516 | $4,316,821 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,759,000 | $4,313,462 | dollars as filed | principal |
| TANGER INC | 875465106 | COM | 155,550 | $4,311,858 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 30,618 | $4,306,129 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 48,638 | $4,304,487 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 235,825 | $4,303,812 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 147,418 | $4,300,183 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 4,256,000 | $4,295,581 | dollars as filed | principal |
| UIPATH INC | 90364P105 | CL A | 172,098 | $4,274,925 | dollars as filed | |
| Linde plc | G54950103 | COM | 10,400 | $4,271,384 | dollars as filed | call |
| BLOOM ENERGY CORP | 093712107 | COM | 288,499 | $4,269,783 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 65,548 | $4,268,486 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 354,795 | $4,268,184 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 68,286 | $4,267,193 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 137,496 | $4,266,501 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 63,554 | $4,261,929 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 121,342 | $4,260,050 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 96,184 | $4,249,428 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 59,255 | $4,243,807 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 507,438 | $4,239,648 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 278,584 | $4,237,263 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 79,624 | $4,230,423 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,900 | $4,204,893 | dollars as filed | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 84,234 | $4,196,516 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 198,902 | $4,194,830 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 40,000 | $4,190,400 | dollars as filed | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 85,000 | $4,182,000 | dollars as filed | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 126,397 | $4,178,685 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 73,315 | $4,155,490 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,214,020 | $4,151,946 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 58,813 | $4,146,904 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 98,942 | $4,146,672 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 96,881 | $4,146,530 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 79,191 | $4,146,441 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 19,416 | $4,132,237 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 45,000 | $4,124,700 | dollars as filed | put |
| ROKU INC COM CL A | 77543R102 | Stock | 45,000 | $4,124,700 | dollars as filed | call |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 167,750 | $4,123,305 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 106,460 | $4,122,141 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 99,900 | $4,121,874 | dollars as filed | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 92,117 | $4,112,996 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 130,400 | $4,112,826 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 101,897 | $4,108,796 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 202,264 | $4,101,912 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 18,188 | $4,091,642 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 357,701 | $4,088,518 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 237,571 | $4,081,470 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 352,834 | $4,071,709 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 3,560,000 | $4,066,410 | dollars as filed | principal |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 346,479 | $4,064,188 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 278,695 | $4,063,368 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 77,167 | $4,052,823 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 57,087 | $4,041,733 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 21,756 | $4,033,519 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 275,206 | $4,031,771 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 200,000 | $4,024,000 | dollars as filed | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 185,731 | $4,022,933 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 168,564 | $4,020,249 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 96,513 | $4,014,968 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 49,825 | $4,006,946 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 2,720,000 | $4,004,493 | dollars as filed | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,349 | $4,004,410 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 16,026 | $3,995,881 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 92,297 | $3,985,377 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 90,706 | $3,983,816 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 87,944 | $3,976,826 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 105,708 | $3,972,550 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 648,516 | $3,966,912 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 445,329 | $3,958,976 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 181,811 | $3,956,218 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 118,765 | $3,954,860 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 35,927 | $3,954,014 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 4,033,000 | $3,952,098 | dollars as filed | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 78,100 | $3,945,612 | dollars as filed | put |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 3,034,000 | $3,938,466 | dollars as filed | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 38,000 | $3,931,100 | dollars as filed | call |
| GLOBAL X FDS | 37954Y319 | CMN | 106,073 | $3,930,011 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 400,723 | $3,927,090 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 473,123 | $3,926,927 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 430,810 | $3,911,757 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 152,982 | $3,911,716 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 98,819 | $3,909,265 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 29,985 | $3,908,587 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 67,963 | $3,900,423 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 163,166 | $3,900,141 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 681,623 | $3,898,883 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 135,777 | $3,898,144 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 417,349 | $3,893,860 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 296,695 | $3,886,694 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 131,620 | $3,880,151 | dollars as filed | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 3,750,000 | $3,877,463 | dollars as filed | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 126,654 | $3,875,613 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 263,750 | $3,866,572 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 54,424 | $3,854,854 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 791,278 | $3,853,524 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 260,000 | $3,845,400 | dollars as filed | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 632,419 | $3,845,103 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 2,690,000 | $3,833,358 | dollars as filed | principal |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 985,773 | $3,824,799 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 908,200 | $3,823,522 | dollars as filed | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 101,093 | $3,818,649 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 70,332 | $3,818,338 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 76,081 | $3,812,782 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 139,053 | $3,811,452 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 193,472 | $3,797,848 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 39,418 | $3,790,812 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 91,289 | $3,776,634 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35,179 | $3,773,217 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 5,432,000 | $3,770,460 | dollars as filed | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 193,159 | $3,760,796 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 107,754 | $3,745,532 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 35,687 | $3,738,867 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 166,271 | $3,732,773 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 577,588 | $3,731,218 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 164,506 | $3,726,064 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 56,297 | $3,725,705 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 23,119 | $3,710,850 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 3,602,000 | $3,710,600 | dollars as filed | principal |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 755,403 | $3,709,032 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,251,000 | $3,708,477 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 307,229 | $3,708,436 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 311,037 | $3,704,444 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 310,235 | $3,698,002 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 82,939 | $3,690,775 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 200,000 | $3,690,000 | dollars as filed | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,600 | $3,687,528 | dollars as filed | put |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 6,064,000 | $3,683,880 | dollars as filed | principal |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 43,421 | $3,669,504 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 28,271 | $3,666,425 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 71,300 | $3,658,403 | dollars as filed | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 91,903 | $3,657,785 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 200,085 | $3,657,546 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $3,657,000 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 144,738 | $3,656,082 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,110,000 | $3,628,966 | dollars as filed | principal |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 298,282 | $3,606,228 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 266,414 | $3,596,588 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 156,367 | $3,596,446 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 195,415 | $3,591,724 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 23,900 | $3,589,347 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 98,233 | $3,585,505 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 20,000 | $3,582,000 | dollars as filed | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 33,780 | $3,568,160 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 513,317 | $3,567,553 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $3,566,600 | dollars as filed | call |
| VALARIS LTD | G9460G101 | CL A | 51,745 | $3,548,173 | dollars as filed | |
| AEGON LTD AMER REG 1 CERT | 0076CA104 | ADR | 615,842 | $3,547,252 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 109,229 | $3,542,294 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22,500 | $3,537,675 | dollars as filed | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 47,399 | $3,536,726 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 106,395 | $3,533,377 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 358,780 | $3,523,216 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 458,043 | $3,522,353 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 72,253 | $3,520,430 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 5,154,000 | $3,519,461 | dollars as filed | principal |
| PRICESMART INC COM | 741511109 | Stock | 46,420 | $3,517,669 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 79,802 | $3,508,112 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 314,133 | $3,502,583 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 46,070 | $3,499,477 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 139,403 | $3,496,236 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 172,100 | $3,491,901 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 75,893 | $3,488,792 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 282,255 | $3,480,198 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 198,249 | $3,477,289 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 56,621 | $3,466,924 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 153,445 | $3,460,164 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 45,020 | $3,455,735 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 84,585 | $3,446,003 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 149,125 | $3,437,330 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 88,462 | $3,431,460 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 75,000 | $3,429,000 | dollars as filed | call |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 50,109 | $3,426,430 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,461,500 | $3,412,174 | dollars as filed | principal |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 29,641 | $3,411,389 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 86,195 | $3,407,296 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 489,895 | $3,404,768 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 16,390 | $3,399,452 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 2,755,000 | $3,398,678 | dollars as filed | principal |
| VARONIS SYS INC | 922280102 | COM | 74,835 | $3,388,529 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 31,419 | $3,380,937 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 30,700 | $3,379,149 | dollars as filed | put |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 80,280 | $3,376,009 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-24-000062 | this filing | 2024-02-09 | acceptance time not in the bulk data set |