13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 7,595 holding rows worth $333,186,741,520.
- Accession
- 0000072971-23-000065
- Filer
- CIK 72971
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 18,692 entries on the cover page, a total value of $333,186,741,520 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,186,741,520 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 176,225 | $5,591,630 | dollars as filed | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 73,169 | $5,591,576 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27,268 | $5,582,748 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 131,558 | $5,566,220 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 816,620 | $5,561,183 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 136,663 | $5,555,351 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 60,000 | $5,547,000 | dollars as filed | call |
| WESTROCK CO | 96145D105 | COM | 157,604 | $5,541,358 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 196,528 | $5,540,124 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 227,459 | $5,536,352 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 4,022,000 | $5,536,082 | dollars as filed | principal |
| CATALENT INC USD 0.01 | 148806102 | COM | 122,561 | $5,516,471 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 517,601 | $5,512,451 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 7,534,000 | $5,508,333 | dollars as filed | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 603,976 | $5,508,262 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 145,738 | $5,507,440 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 74,660 | $5,501,676 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 117,787 | $5,496,530 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 52,100 | $5,492,903 | dollars as filed | put |
| INVESCO | 46138J544 | EXCHANGE TRADED | 218,197 | $5,484,381 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 161,306 | $5,479,565 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 191,314 | $5,469,667 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 303,832 | $5,468,978 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 4,726,000 | $5,465,288 | dollars as filed | principal |
| GENTHERM INC | 37253A103 | COM | 83,390 | $5,444,534 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 344,904 | $5,442,586 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 156,379 | $5,440,425 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 227,325 | $5,426,248 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 528,556 | $5,422,985 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 225,340 | $5,403,653 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 494,287 | $5,402,556 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 154,429 | $5,391,117 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,480 | $5,390,998 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 61,483 | $5,363,679 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 524,665 | $5,356,829 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 580,514 | $5,352,341 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 36,600 | $5,348,724 | dollars as filed | call |
| VALLEY NATL BANCORP | 919794107 | COM | 472,027 | $5,338,625 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 81,115 | $5,325,200 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 104,732 | $5,310,960 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 107,586 | $5,288,936 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 33,400 | $5,278,202 | dollars as filed | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 840,914 | $5,272,530 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 50,987 | $5,264,918 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 82,049 | $5,263,444 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 102,154 | $5,261,953 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 72,108 | $5,259,558 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 218,581 | $5,250,316 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 209,582 | $5,243,747 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 161,456 | $5,240,862 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 282,846 | $5,212,851 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 532,678 | $5,209,591 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 125,178 | $5,207,422 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 728,261 | $5,207,066 | dollars as filed | |
| PAGERDUTY INC | 69553PAB6 | BOND | 5,150,000 | $5,205,672 | dollars as filed | principal |
| BECTON DICKINSON & CO | 075887406 | CONV | 103,761 | $5,196,351 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 570,748 | $5,193,808 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 50,382 | $5,182,292 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 47,686 | $5,170,593 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 54,565 | $5,167,824 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 632,228 | $5,165,303 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 104,260 | $5,152,529 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 120,438 | $5,145,128 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 499,456 | $5,144,397 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 486,840 | $5,136,161 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 325,826 | $5,135,017 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 87,873 | $5,131,343 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 5,745,000 | $5,129,998 | dollars as filed | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 227,303 | $5,117,727 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 378,769 | $5,113,379 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 4,828,000 | $5,110,101 | dollars as filed | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 824,186 | $5,109,952 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 219,580 | $5,100,843 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 114,854 | $5,083,438 | dollars as filed | |
| UMPQUA HOLDINGS | 904214103 | COM | 284,572 | $5,079,611 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 57,514 | $5,072,160 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 55,684 | $5,052,209 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 203,350 | $5,028,841 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 73,810 | $5,008,746 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 41,733 | $5,001,305 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 136,304 | $4,999,630 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 168,965 | $4,996,292 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 80,000 | $4,989,600 | dollars as filed | call |
| FB FINL CORP | 30257X104 | COM | 137,996 | $4,987,176 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 60,000 | $4,980,000 | dollars as filed | call |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 391,759 | $4,975,339 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 510,774 | $4,969,827 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 230,173 | $4,969,435 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 723,226 | $4,968,563 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 3,207,000 | $4,958,471 | dollars as filed | principal |
| iShares Silver Trust | 46428Q109 | COM | 225,000 | $4,954,500 | dollars as filed | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 175,000 | $4,952,500 | dollars as filed | call |
| TRITON INTL LTD | G9078F107 | CL A | 71,596 | $4,924,373 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 301,212 | $4,921,803 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 475,399 | $4,920,381 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 360,251 | $4,917,427 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 214,942 | $4,913,575 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 279,702 | $4,911,567 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 4,838,000 | $4,908,006 | dollars as filed | principal |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 143,172 | $4,907,936 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 43,657 | $4,899,625 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 105,440 | $4,896,136 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 36,500 | $4,894,650 | dollars as filed | put |
| CNX RES CORP COM | 12653C108 | Stock | 290,632 | $4,894,243 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 77,020 | $4,890,539 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 104,595 | $4,888,771 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 578,031 | $4,884,362 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 127,908 | $4,877,132 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 99,123 | $4,872,887 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 492,272 | $4,858,724 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 437,502 | $4,851,902 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 94,972 | $4,841,673 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 12,157,000 | $4,832,408 | dollars as filed | principal |
| IMAX CORP | 45245E109 | COM | 329,268 | $4,827,068 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 299,733 | $4,825,702 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 415,890 | $4,820,159 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 307,208 | $4,817,021 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 124,572 | $4,814,688 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 355,473 | $4,809,549 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 769,328 | $4,808,300 | dollars as filed | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 366,042 | $4,802,473 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 392,174 | $4,780,601 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 635,651 | $4,773,739 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 504,161 | $4,759,278 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 26,900 | $4,751,885 | dollars as filed | put |
| FORTIS INC | 349553107 | COM | 118,694 | $4,751,266 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 958,569 | $4,744,916 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 223,696 | $4,740,118 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 85,764 | $4,739,313 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 100,000 | $4,720,000 | dollars as filed | call |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 5,287,000 | $4,713,836 | dollars as filed | principal |
| BLOCK INC CL A | 852234103 | Stock | 75,000 | $4,713,000 | dollars as filed | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 315,069 | $4,703,980 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 156,121 | $4,703,925 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 80,324 | $4,678,070 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 257,265 | $4,661,642 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 96,240 | $4,646,467 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 410,402 | $4,629,335 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 44,832 | $4,614,557 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 102,399 | $4,611,959 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 47,581 | $4,596,801 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 28,878 | $4,581,688 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 44,475 | $4,572,919 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 199,125 | $4,567,928 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 166,872 | $4,565,618 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 284,419 | $4,562,081 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 164,165 | $4,560,498 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 102,531 | $4,550,325 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 33,022 | $4,544,488 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 257,903 | $4,544,251 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 105,475 | $4,533,315 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 107,881 | $4,514,820 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 51,061 | $4,512,817 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,156,730 | $4,511,247 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 151,231 | $4,499,123 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 16,445 | $4,498,300 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 186,004 | $4,491,997 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 66,804 | $4,465,847 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 79,444 | $4,459,192 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 141,664 | $4,458,170 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 284,127 | $4,455,112 | dollars as filed | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 138,035 | $4,448,178 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 399,699 | $4,444,656 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 532,633 | $4,442,159 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 64,824 | $4,437,851 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 129,224 | $4,437,552 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 95,131 | $4,435,003 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 515,164 | $4,430,414 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13,440 | $4,428,749 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 60,882 | $4,421,877 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 276,293 | $4,420,688 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 90,088 | $4,418,219 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 794,339 | $4,416,525 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 114,038 | $4,409,849 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 191,880 | $4,403,646 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,972,000 | $4,390,625 | dollars as filed | principal |
| SNAP INC | 83304A106 | CL A | 490,295 | $4,388,141 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 153,901 | $4,378,484 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 224,054 | $4,375,775 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 89,487 | $4,366,083 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 181,940 | $4,362,921 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 181,399 | $4,353,576 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 165,838 | $4,353,235 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 2,515,988 | $4,352,660 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 4,250,000 | $4,348,558 | dollars as filed | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 5,139,000 | $4,345,538 | dollars as filed | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 85,586 | $4,334,931 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 286,576 | $4,327,301 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 45,719 | $4,325,428 | dollars as filed | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 4,458,000 | $4,324,260 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 86,147 | $4,323,718 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 128,298 | $4,318,511 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,800 | $4,308,172 | dollars as filed | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 180,604 | $4,307,405 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 62,219 | $4,301,249 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 210,512 | $4,296,551 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 5,321,000 | $4,294,047 | dollars as filed | principal |
| WAYFAIR INC | 94419L101 | CL A | 130,511 | $4,292,507 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 455,249 | $4,288,445 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 297,700 | $4,283,903 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 92,299 | $4,275,751 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 32,800 | $4,250,224 | dollars as filed | call |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 4,864,000 | $4,249,677 | dollars as filed | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 45,817 | $4,240,386 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 287,988 | $4,230,544 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 630,972 | $4,227,513 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 23,400 | $4,227,444 | dollars as filed | call |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 182,020 | $4,226,505 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 85,385 | $4,222,289 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 336,962 | $4,222,129 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 57,550 | $4,221,292 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 226,980 | $4,217,289 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 64,872 | $4,212,139 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 101,875 | $4,208,456 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 59,624 | $4,199,915 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 61,690 | $4,195,537 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 88,995 | $4,185,221 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 375,805 | $4,182,709 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 173,722 | $4,153,693 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 650,859 | $4,139,460 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 121,809 | $4,135,408 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 123,253 | $4,126,511 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 106,001 | $4,125,559 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 46,321 | $4,117,492 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 174,907 | $4,113,743 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 33,782 | $4,113,634 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 284,718 | $4,102,786 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 230,866 | $4,088,553 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 10,527,000 | $4,082,371 | dollars as filed | principal |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 117,962 | $4,076,767 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 107,116 | $4,051,128 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 147,365 | $4,046,643 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 735,775 | $4,032,050 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 20,518 | $4,031,788 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 283,547 | $4,029,204 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 206,897 | $4,024,146 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 29,745 | $4,019,441 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 85,634 | $4,017,947 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 320,425 | $3,998,904 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 16,200 | $3,992,004 | dollars as filed | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 397,123 | $3,991,084 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 165,919 | $3,987,024 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 111,041 | $3,983,041 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 112,323 | $3,976,234 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 4,030,000 | $3,970,920 | dollars as filed | principal |
| PEABODY ENGR CORP | 704551100 | COM | 149,933 | $3,961,230 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 70,563 | $3,946,588 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 57,430 | $3,943,706 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 460,253 | $3,939,765 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 85,915 | $3,938,328 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 105,425 | $3,932,367 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,318 | $3,931,830 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 49,799 | $3,931,630 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 31,427 | $3,930,273 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 71,986 | $3,925,397 | dollars as filed | |
| AAR CORP | 000361105 | COM | 87,353 | $3,922,150 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 316,766 | $3,918,396 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 220,794 | $3,898,763 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 373,517 | $3,877,112 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 59,902 | $3,867,273 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 31,667 | $3,866,797 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 87,615 | $3,859,421 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 71,538 | $3,855,182 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 94,165 | $3,851,340 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 121,075 | $3,848,974 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 106,516 | $3,847,358 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 4,488,000 | $3,846,844 | dollars as filed | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 136,445 | $3,843,724 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 45,909 | $3,834,320 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 91,896 | $3,821,036 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 161,491 | $3,814,418 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 64,013 | $3,812,614 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 294,181 | $3,806,706 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 92,843 | $3,801,937 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 12,873,000 | $3,797,535 | dollars as filed | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 112,284 | $3,795,199 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 86,092 | $3,791,448 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 149,753 | $3,781,265 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 112,741 | $3,780,206 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 381,876 | $3,772,939 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 89,929 | $3,772,521 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 168,783 | $3,768,924 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 349,023 | $3,765,958 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 155,492 | $3,764,462 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 117,900 | $3,751,578 | dollars as filed | put |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 4,728,000 | $3,748,358 | dollars as filed | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 682,223 | $3,745,403 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 153,929 | $3,738,935 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 163,532 | $3,738,332 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,605,000 | $3,736,773 | dollars as filed | principal |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 103,470 | $3,731,128 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 68,972 | $3,727,937 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 196,488 | $3,723,447 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 82,789 | $3,717,227 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 184,586 | $3,712,024 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 77,900 | $3,711,156 | dollars as filed | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 38,689 | $3,702,924 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 257,022 | $3,701,117 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 130,020 | $3,700,369 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 54,604 | $3,698,874 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 290,500 | $3,695,160 | dollars as filed | put |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 5,200,000 | $3,693,248 | dollars as filed | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 62,069 | $3,674,485 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 112,609 | $3,669,928 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 662,784 | $3,665,196 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 35,032 | $3,644,729 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 25,735 | $3,643,304 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 74,619 | $3,640,661 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 61,465 | $3,619,674 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 142,125 | $3,618,503 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 238,180 | $3,615,573 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 69,700 | $3,606,278 | dollars as filed | call |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,455,000 | $3,604,136 | dollars as filed | principal |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 141,310 | $3,600,579 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,008,489 | $3,600,306 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 18,223 | $3,595,398 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,542,000 | $3,591,287 | dollars as filed | principal |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 546,323 | $3,572,949 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 113,257 | $3,571,559 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 221,957 | $3,564,629 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 3,377,000 | $3,555,474 | dollars as filed | principal |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 289,925 | $3,554,480 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 640,260 | $3,553,443 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 77,981 | $3,543,457 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 501,141 | $3,543,068 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 183,528 | $3,532,917 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 108,025 | $3,529,177 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 871,307 | $3,528,793 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 64,835 | $3,523,133 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 242,780 | $3,522,739 | dollars as filed | |
| EVO PMTS INC | 26927E104 | CL A COM | 104,080 | $3,522,067 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 101,355 | $3,510,938 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 13,909 | $3,503,466 | dollars as filed | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 98,524 | $3,500,558 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 541,717 | $3,499,492 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 98,177 | $3,498,046 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 129,268 | $3,490,236 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 80,753 | $3,488,529 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 127,346 | $3,480,366 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 86,796 | $3,477,048 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 349,299 | $3,475,525 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 27,900 | $3,471,876 | dollars as filed | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 319,791 | $3,466,530 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 407,622 | $3,464,788 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 96,644 | $3,461,788 | dollars as filed | |
| CTS CORP | 126501105 | COM | 87,739 | $3,458,671 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 389,175 | $3,451,982 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 166,339 | $3,449,871 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 88,807 | $3,433,278 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 295,644 | $3,429,471 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 70,219 | $3,428,092 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 1,880,000 | $3,421,976 | dollars as filed | principal |
| PANDORA MEDIA INC | 698354AD9 | BOND | 3,369,000 | $3,419,535 | dollars as filed | principal |
| BRINKER INTL INC COM | 109641100 | Stock | 107,125 | $3,418,359 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,239,000 | $3,418,302 | dollars as filed | principal |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 152,827 | $3,417,212 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 50,944 | $3,416,305 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 196,723 | $3,407,248 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 55,052 | $3,406,618 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 282,808 | $3,405,009 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 252,105 | $3,398,375 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 50,525 | $3,395,785 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,200 | $3,391,812 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 82,761 | $3,389,063 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 91,378 | $3,380,986 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 100,606 | $3,374,325 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 68,879 | $3,366,118 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 338,420 | $3,363,893 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 63,170 | $3,360,013 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,159,500 | $3,359,528 | dollars as filed | principal |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 694,916 | $3,349,495 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 185,356 | $3,338,262 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 73,642 | $3,336,720 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 68,148 | $3,336,526 | dollars as filed | |
| TANGER INC | 875465106 | COM | 185,549 | $3,328,749 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 460,907 | $3,327,591 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 28,209 | $3,322,738 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 103,701 | $3,314,284 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 94,073 | $3,305,724 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 37,937 | $3,303,553 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 4,581,000 | $3,297,816 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 115,000 | $3,295,900 | dollars as filed | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 231,725 | $3,290,495 | dollars as filed | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 3,300,000 | $3,288,318 | dollars as filed | principal |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 220,918 | $3,282,841 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 68,257 | $3,279,612 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 60,199 | $3,278,426 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 62,451 | $3,261,192 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 39,716 | $3,255,521 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 253,928 | $3,252,823 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 42,581 | $3,251,060 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 125,779 | $3,248,469 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 79,217 | $3,247,910 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 273,617 | $3,247,834 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 50,954 | $3,238,636 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 42,757 | $3,237,560 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 334,548 | $3,231,734 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 107,564 | $3,229,071 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 36,300 | $3,220,899 | dollars as filed | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 262,283 | $3,220,829 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 59,132 | $3,219,738 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 348,587 | $3,210,486 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 3,305,000 | $3,205,850 | dollars as filed | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 68,400 | $3,203,856 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 51,417 | $3,200,709 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 92,489 | $3,198,362 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 369,849 | $3,195,491 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 6,064,000 | $3,191,180 | dollars as filed | principal |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 149,655 | $3,186,155 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 95,332 | $3,185,042 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 3,611,000 | $3,177,969 | dollars as filed | principal |
| ACORDA THERAPEUTICS INC | 00484MAC0 | NOTE 6.000%12/0 | 5,018,000 | $3,174,387 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 40,439 | $3,168,800 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 55,325 | $3,166,803 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 246,803 | $3,154,142 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 20,554 | $3,153,395 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 62,240 | $3,152,456 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 3,172,000 | $3,152,334 | dollars as filed | principal |
| CHEMOURS CO COM | 163851108 | Stock | 102,861 | $3,149,601 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 37,110 | $3,146,557 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 39,434 | $3,144,862 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 112,550 | $3,143,535 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 115,731 | $3,135,152 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 179,608 | $3,132,363 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 60,320 | $3,126,990 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 40,820 | $3,122,731 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 106,343 | $3,108,406 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 485,895 | $3,104,869 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 2,500,000 | $3,093,700 | dollars as filed | principal |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 65,467 | $3,088,733 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 67,531 | $3,079,461 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 2,358,000 | $3,079,383 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 4,159,000 | $3,077,660 | dollars as filed | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 103,265 | $3,070,069 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 67,610 | $3,069,494 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 296,852 | $3,069,452 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 22,887 | $3,064,569 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 75,242 | $3,062,349 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 308,854 | $3,057,656 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 164,453 | $3,055,539 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 549,550 | $3,055,498 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 133,267 | $3,053,147 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 57,805 | $3,051,526 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 333,785 | $3,050,796 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 1,270,699 | $3,049,678 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 20,300 | $3,044,188 | dollars as filed | call |
| VALMONT INDS INC COM | 920253101 | Stock | 9,206 | $3,044,148 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 27,109 | $3,042,654 | dollars as filed | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 362,884 | $3,030,081 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 68,846 | $3,029,913 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 225,203 | $3,028,981 | dollars as filed | |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 5,066,000 | $3,026,986 | dollars as filed | principal |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 284,207 | $3,026,804 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 113,802 | $3,015,755 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 117,693 | $3,015,295 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 2,796,000 | $3,008,692 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 120,399 | $3,003,353 | dollars as filed | |
| DANAHER CORPORATION | 235851409 | CONV | 2,213 | $3,002,045 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 12,500 | $2,999,500 | dollars as filed | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 77,664 | $2,998,607 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 46,010 | $2,987,540 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 152,795 | $2,986,378 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 213,461 | $2,979,915 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 17,474 | $2,979,492 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 208,280 | $2,974,231 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 18,938 | $2,974,213 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 62,339 | $2,961,104 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,821,000 | $2,958,016 | dollars as filed | principal |
| LA Z BOY INC | 505336107 | COM | 129,560 | $2,956,559 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 90,491 | $2,954,532 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 220,273 | $2,953,861 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 3,127,000 | $2,951,826 | dollars as filed | principal |
| Walmart Inc. | 931142103 | COM | 20,800 | $2,949,232 | dollars as filed | call |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 54,864 | $2,944,550 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 120,264 | $2,942,860 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 742,269 | $2,931,963 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 8,832 | $2,925,777 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 3,081,000 | $2,918,909 | dollars as filed | principal |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 86,349 | $2,911,697 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 44,796 | $2,911,292 | dollars as filed | |
| COPA HOLDINGS SA | 21720AAB8 | BOND | 1,703,000 | $2,910,086 | dollars as filed | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 78,648 | $2,906,058 | dollars as filed | |
| KBHOME | 48666K109 | COM | 91,160 | $2,903,447 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 47,059 | $2,900,717 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 336,642 | $2,888,388 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 10,800 | $2,881,872 | dollars as filed | put |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 30,952 | $2,878,536 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 25,197 | $2,875,482 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 54,597 | $2,873,986 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 58,343 | $2,872,571 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 31,918 | $2,871,662 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 63,700 | $2,869,685 | dollars as filed | call |
| OLIN CORP | 680665205 | COM PAR $1 | 54,200 | $2,869,348 | dollars as filed | put |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 63,775 | $2,867,962 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 138,639 | $2,867,748 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 33,922 | $2,867,088 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 171,518 | $2,864,351 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 53,493 | $2,862,411 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 254,186 | $2,862,134 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 109,089 | $2,860,314 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000065 | this filing | 2023-02-13 | acceptance time not in the bulk data set |