13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 7,595 holding rows worth $333,186,741,520.
- Accession
- 0000072971-23-000065
- Filer
- CIK 72971
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 18,692 entries on the cover page, a total value of $333,186,741,520 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,186,741,520 with VALUE read as dollars as filed, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REGENCY CTRS CORP COM | 758849103 | REIT | 171,463 | $10,716,438 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 243,600 | $10,715,964 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 123,300 | $10,712,304 | dollars as filed | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 103,154 | $10,706,354 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 292,747 | $10,658,929 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 13,551,000 | $10,651,222 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 12,164,000 | $10,628,174 | dollars as filed | principal |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 671,318 | $10,573,259 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,353,572 | $10,557,862 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 112,808 | $10,541,907 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 25,058 | $10,536,639 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 713,210 | $10,512,716 | dollars as filed | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 2,805,000 | $10,508,933 | dollars as filed | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 40,169 | $10,504,998 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 243,477 | $10,493,860 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 314,800 | $10,426,176 | dollars as filed | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 169,500 | $10,425,945 | dollars as filed | call |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 11,194,500 | $10,420,400 | dollars as filed | principal |
| iShares International Equity Factor ETF | 46434V274 | SHS | 423,532 | $10,419,226 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 139,600 | $10,407,180 | dollars as filed | put |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 477,478 | $10,361,271 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 308,177 | $10,345,502 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 10,508,000 | $10,332,306 | dollars as filed | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 321,031 | $10,330,778 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 102,640 | $10,310,188 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 10,742,000 | $10,294,166 | dollars as filed | principal |
| FOX CORP CL A COM | 35137L105 | Stock | 338,865 | $10,291,336 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 403,155 | $10,268,358 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 499,334 | $10,261,320 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 72,341 | $10,233,361 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 124,320 | $10,220,346 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 207,151 | $10,211,509 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 189,840 | $10,207,697 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 224,881 | $10,196,104 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 61,327 | $10,193,167 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 11,196,000 | $10,184,778 | dollars as filed | principal |
| Philip Morris International Inc. | 718172109 | COM | 100,500 | $10,171,605 | dollars as filed | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 128,766 | $10,146,761 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 892,186 | $10,144,156 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 211,499 | $10,139,262 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 199,735 | $10,084,620 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 93,438 | $10,075,393 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 161,319 | $10,043,720 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 320,956 | $9,997,780 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 12,101,000 | $9,990,222 | dollars as filed | principal |
| SCHEIN HENRY INC | 806407102 | COM | 124,999 | $9,983,671 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 195,961 | $9,979,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 11,838,000 | $9,964,518 | dollars as filed | principal |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 221,547 | $9,949,676 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 73,333 | $9,949,089 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 87,984 | $9,917,557 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 218,845 | $9,911,490 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 445,202 | $9,910,196 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 118,528 | $9,905,386 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 68,581 | $9,888,622 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 26,095 | $9,885,568 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 448,938 | $9,849,700 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 465,068 | $9,845,494 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 319,098 | $9,831,410 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 108,440 | $9,829,024 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 270,877 | $9,822,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 798,100 | $9,816,630 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,345,766 | $9,797,176 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 480,639 | $9,795,418 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 9,147,000 | $9,788,205 | dollars as filed | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 73,674 | $9,787,592 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 628,636 | $9,750,150 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 86,888 | $9,722,768 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 249,289 | $9,719,778 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 671,395 | $9,668,093 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 228,541 | $9,630,733 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 266,052 | $9,628,422 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 397,026 | $9,627,881 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 17,188 | $9,615,828 | dollars as filed | |
| ATI INC | 01741RAK8 | BOND | 4,762,000 | $9,613,097 | dollars as filed | principal |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 151,743 | $9,608,391 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 119,622 | $9,608,040 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 8,144,000 | $9,594,772 | dollars as filed | principal |
| ISHARES TR | 46435G243 | COM | 403,490 | $9,590,957 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 49,796 | $9,575,771 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 131,479 | $9,557,209 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 508,492 | $9,534,225 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 473,452 | $9,525,854 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 649,500 | $9,521,670 | dollars as filed | call |
| Amgen Inc. | 031162100 | COM | 36,200 | $9,507,568 | dollars as filed | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 257,390 | $9,497,691 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,665,038 | $9,490,716 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 467,418 | $9,488,585 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,107,777 | $9,482,569 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 69,600 | $9,455,160 | dollars as filed | put |
| ABM INDS INC | 000957100 | COM | 212,486 | $9,438,627 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 56,838 | $9,431,129 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 85,500 | $9,430,650 | dollars as filed | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,275,328 | $9,411,921 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 422,396 | $9,398,312 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 121,900 | $9,331,445 | dollars as filed | call |
| DOXIMITY INC CL A | 26622P107 | Stock | 277,742 | $9,321,022 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 433,956 | $9,299,671 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 516,459 | $9,291,106 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 12,733,000 | $9,268,223 | dollars as filed | principal |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 142,232 | $9,240,814 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 217,705 | $9,235,046 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 577,848 | $9,222,458 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 603,709 | $9,194,488 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 176,577 | $9,187,275 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 108,213 | $9,185,086 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 737,980 | $9,180,471 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 207,277 | $9,165,789 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 104,891 | $9,159,082 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,157,983 | $9,147,562 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 474,181 | $9,137,469 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 274,282 | $9,136,334 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100,521 | $9,109,621 | dollars as filed | |
| F N B CORP | 302520101 | COM | 696,001 | $9,082,817 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 267,284 | $9,047,564 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 104,641 | $9,037,843 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,575,599 | $9,028,181 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 7,135,000 | $9,009,435 | dollars as filed | principal |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 940,430 | $8,990,513 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 330,123 | $8,969,443 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 10,905,000 | $8,939,483 | dollars as filed | principal |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 550,778 | $8,917,088 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 82,874 | $8,911,423 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 346,948 | $8,895,746 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 189,532 | $8,877,679 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 229,193 | $8,876,649 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 326,278 | $8,874,748 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 100,000 | $8,864,000 | dollars as filed | put |
| HF SINCLAIR CORP COM | 403949100 | Stock | 170,113 | $8,827,164 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,299,940 | $8,808,771 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 5,216,000 | $8,787,656 | dollars as filed | principal |
| CABLE ONE INC | 12685J105 | COM | 12,343 | $8,786,487 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 668,161 | $8,786,321 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 210,902 | $8,773,503 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 328,414 | $8,762,085 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 105,489 | $8,737,654 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 58,314 | $8,734,855 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 87,500 | $8,711,500 | dollars as filed | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 152,866 | $8,693,490 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 343,342 | $8,683,120 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 221,306 | $8,664,130 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 248,930 | $8,640,360 | dollars as filed | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 9,478,000 | $8,636,828 | dollars as filed | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 770,045 | $8,632,204 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 484,626 | $8,620,624 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 126,589 | $8,619,445 | dollars as filed | |
| VWO | 922042858 | SHS | 220,200 | $8,583,396 | dollars as filed | put |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 9,688,000 | $8,570,392 | dollars as filed | principal |
| Schwab US REIT ETF | 808524847 | SHS | 443,250 | $8,550,301 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 91,384 | $8,530,697 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 43,265 | $8,516,283 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 198,317 | $8,515,732 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 343,447 | $8,514,051 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 527,774 | $8,507,717 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 35,000 | $8,480,150 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 665,108 | $8,460,170 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 190,262 | $8,441,925 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 106,442 | $8,441,915 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 8,817,000 | $8,415,297 | dollars as filed | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 27,000 | $8,399,971 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 491,538 | $8,395,464 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 373,419 | $8,383,257 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 49,461 | $8,380,177 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 284,505 | $8,367,283 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 247,441 | $8,353,608 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 67,335 | $8,350,887 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 203,754 | $8,347,795 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 128,609 | $8,344,152 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 202,895 | $8,341,013 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 137,506 | $8,303,987 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 252,252 | $8,294,059 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 673,460 | $8,283,558 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 907,830 | $8,270,328 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 312,747 | $8,269,030 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 8,655,000 | $8,267,862 | dollars as filed | principal |
| CAMECO CORP COM | 13321L108 | Stock | 363,918 | $8,250,029 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 10,154,000 | $8,217,531 | dollars as filed | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 5,579,000 | $8,214,408 | dollars as filed | principal |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 313,541 | $8,211,639 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 361,305 | $8,205,237 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 209,844 | $8,201,511 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 339,665 | $8,199,513 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 177,180 | $8,194,575 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 97,831 | $8,189,697 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 144,926 | $8,175,276 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 172,632 | $8,132,693 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 140,209 | $8,123,709 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 620,953 | $8,115,856 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 70,288 | $8,088,743 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 8,304,000 | $8,038,189 | dollars as filed | principal |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 92,779 | $8,029,101 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 577,184 | $8,028,630 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 341,281 | $8,026,929 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,298,318 | $8,023,605 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25,000 | $8,009,500 | dollars as filed | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25,000 | $8,009,500 | dollars as filed | call |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 233,217 | $8,001,670 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 37,844 | $8,001,357 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 66,300 | $7,975,227 | dollars as filed | call |
| iShares Global 100 ETF | 464287572 | SHS | 124,482 | $7,973,072 | dollars as filed | |
| RH | 74967X103 | COM | 29,814 | $7,966,002 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 8,109,000 | $7,956,956 | dollars as filed | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 702,029 | $7,953,991 | dollars as filed | |
| APTIV PLC | G6095L117 | CONV | 73,851 | $7,925,689 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 510,674 | $7,925,661 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 60,017 | $7,921,605 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 183,141 | $7,917,186 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 89,315 | $7,914,202 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 361,451 | $7,912,162 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 255,282 | $7,911,198 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,195,841 | $7,892,551 | dollars as filed | |
| Intel Corp | 458140100 | COM | 298,000 | $7,876,140 | dollars as filed | put |
| VONTIER CORPORATION | 928881101 | COM | 407,005 | $7,867,406 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 35,349 | $7,863,739 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 8,179,000 | $7,844,234 | dollars as filed | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 50,116 | $7,842,575 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 208,370 | $7,834,712 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 150,700 | $7,833,948 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 522,548 | $7,822,545 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,033,894 | $7,805,903 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 691,776 | $7,803,230 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 49,945 | $7,777,005 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 10,327,000 | $7,773,753 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 219,285 | $7,769,267 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 259,400 | $7,761,248 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 7,641,000 | $7,758,748 | dollars as filed | principal |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 391,607 | $7,757,734 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 269,669 | $7,747,590 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 192,373 | $7,743,014 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 679,371 | $7,738,036 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 8,791,000 | $7,735,816 | dollars as filed | principal |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 148,241 | $7,733,733 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 139,548 | $7,714,213 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 51,183 | $7,688,711 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 255,314 | $7,687,504 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 1,469,855 | $7,672,641 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 79,461 | $7,669,576 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 510,729 | $7,655,824 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 70,215 | $7,655,523 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 309,269 | $7,654,408 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 193,421 | $7,635,294 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 263,914 | $7,613,920 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 44,930 | $7,607,581 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 4,807,000 | $7,602,655 | dollars as filed | principal |
| TECHTARGET INC | 87874R100 | COM | 172,550 | $7,602,553 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 332,106 | $7,601,910 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 701,821 | $7,600,722 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 499,544 | $7,588,081 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 99,397 | $7,586,974 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 171,098 | $7,586,486 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 61,921 | $7,585,605 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 117,944 | $7,582,620 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 144,590 | $7,579,408 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 705,214 | $7,573,998 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 321,818 | $7,565,941 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 146,685 | $7,560,123 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 98,876 | $7,550,171 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 394,702 | $7,546,702 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 80,372 | $7,528,445 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 79,850 | $7,526,661 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 723,296 | $7,515,047 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 194,302 | $7,509,773 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 92,381 | $7,485,601 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 1,037,970 | $7,483,763 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 190,633 | $7,480,953 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 262,558 | $7,472,401 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150,000 | $7,471,500 | dollars as filed | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 82,062 | $7,463,539 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 638,900 | $7,462,353 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 563,781 | $7,453,185 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 81,182 | $7,414,352 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 25,528 | $7,409,502 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 155,258 | $7,396,491 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,472,340 | $7,391,146 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 325,654 | $7,389,087 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 180,637 | $7,368,183 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 324,579 | $7,358,206 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 349,211 | $7,354,384 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 606,457 | $7,350,253 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 98,661 | $7,348,271 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 7,781,000 | $7,295,466 | dollars as filed | principal |
| MODINE MFG CO COM | 607828100 | Stock | 366,049 | $7,269,733 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 273,558 | $7,216,460 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 119,419 | $7,216,460 | dollars as filed | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 317,466 | $7,212,823 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 104,249 | $7,207,776 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 94,575 | $7,202,815 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 191,804 | $7,202,229 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 340,340 | $7,201,595 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 122,600 | $7,201,524 | dollars as filed | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 78,637 | $7,200,026 | dollars as filed | |
| Southern Company | 842587107 | COM | 100,800 | $7,198,128 | dollars as filed | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 144,895 | $7,182,445 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 338,382 | $7,173,698 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 108,038 | $7,165,080 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 832,495 | $7,159,454 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 545,927 | $7,140,723 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 109,283 | $7,140,576 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 225,860 | $7,137,161 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 145,718 | $7,131,439 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 298,705 | $7,121,127 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 493,426 | $7,115,205 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 73,439 | $7,114,036 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 375,001 | $7,098,769 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 82,909 | $7,097,010 | dollars as filed | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 7,106,000 | $7,093,566 | dollars as filed | principal |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 411,858 | $7,083,949 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 313,211 | $7,075,436 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 123,345 | $7,070,107 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 400,728 | $7,068,842 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 39,100 | $7,063,806 | dollars as filed | put |
| TETRA TECH INC NEW | 88162G103 | COM | 48,649 | $7,063,349 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 242,632 | $6,953,833 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 162,357 | $6,947,257 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 111,045 | $6,946,975 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 62,623 | $6,946,769 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 153,719 | $6,943,487 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 93,432 | $6,898,118 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 496,428 | $6,885,457 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 141,524 | $6,880,897 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 53,500 | $6,852,280 | dollars as filed | put |
| AES CORP | 00130H204 | CONV | 67,065 | $6,841,300 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 559,276 | $6,839,946 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 504,771 | $6,819,456 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 44,352 | $6,814,241 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 203,041 | $6,812,025 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 213,801 | $6,807,424 | dollars as filed | |
| STEM INC | 85859N102 | COM | 761,172 | $6,804,879 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 290,633 | $6,800,813 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100,000 | $6,780,000 | dollars as filed | put |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 68,217 | $6,772,584 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 258,324 | $6,768,088 | dollars as filed | |
| COHERENT CORP | 19247G206 | CONV | 42,313 | $6,765,849 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 211,397 | $6,756,247 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 303,169 | $6,754,605 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 513,963 | $6,743,195 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 142,785 | $6,732,312 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 53,694 | $6,722,489 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 310,121 | $6,721,686 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 361,995 | $6,718,625 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 142,755 | $6,718,050 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 76,685 | $6,716,072 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 140,127 | $6,706,478 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 144,780 | $6,706,211 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 163,258 | $6,693,578 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 771,124 | $6,693,357 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 414,325 | $6,687,209 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 191,903 | $6,683,982 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 260,668 | $6,680,920 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 274,288 | $6,670,684 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 47,325 | $6,667,619 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 6,981,000 | $6,662,666 | dollars as filed | principal |
| TREX CO INC | 89531P105 | COM | 157,361 | $6,661,091 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 445,681 | $6,658,467 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 120,258 | $6,656,040 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 544,391 | $6,647,014 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 156,060 | $6,646,596 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 393,355 | $6,643,766 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 178,043 | $6,641,004 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 186,917 | $6,635,610 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 58,803 | $6,627,685 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,082,878 | $6,616,384 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 331,171 | $6,603,550 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 273,846 | $6,588,734 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 296,009 | $6,583,239 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 649,626 | $6,561,223 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 269,441 | $6,547,417 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 728,524 | $6,542,146 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 71,788 | $6,532,322 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 439,389 | $6,529,326 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 8,425,000 | $6,510,588 | dollars as filed | principal |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 522,353 | $6,498,071 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 84,534 | $6,494,747 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 79,428 | $6,489,265 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 69,502 | $6,485,926 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 94,875 | $6,473,322 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,458,441 | $6,465,700 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 363,560 | $6,462,279 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 241,414 | $6,460,238 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 19,977 | $6,456,567 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 86,600 | $6,450,834 | dollars as filed | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 86,600 | $6,450,834 | dollars as filed | call |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 274,756 | $6,448,523 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 107,866 | $6,433,128 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,125,000 | $6,395,910 | dollars as filed | principal |
| DOW HLDGS INC COM | 260557103 | Stock | 126,900 | $6,394,491 | dollars as filed | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 110,565 | $6,393,944 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 155,719 | $6,386,037 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,925,000 | $6,380,048 | dollars as filed | principal |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 143,377 | $6,375,976 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 114,853 | $6,373,732 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 312,799 | $6,371,714 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 204,497 | $6,351,676 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 950,708 | $6,341,223 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 48,141 | $6,333,911 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 255,035 | $6,332,519 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 284,435 | $6,322,990 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 404,275 | $6,322,861 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 375,060 | $6,316,009 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 155,353 | $6,301,118 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 213,330 | $6,291,913 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 577,079 | $6,290,161 | dollars as filed | |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 4,550,000 | $6,286,735 | dollars as filed | principal |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,361,490 | $6,276,469 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 221,014 | $6,274,587 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 249,178 | $6,253,122 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 91,498 | $6,252,946 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 77,295 | $6,250,874 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 57,600 | $6,245,568 | dollars as filed | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 231,542 | $6,235,426 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 166,626 | $6,226,813 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 384,729 | $6,224,916 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 182,963 | $6,224,401 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,413,227 | $6,218,198 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 320,080 | $6,212,411 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 213,979 | $6,211,811 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 545,878 | $6,195,716 | dollars as filed | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 6,234,000 | $6,175,587 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 132,703 | $6,173,344 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 95,248 | $6,171,118 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 338,410 | $6,165,830 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 218,022 | $6,156,941 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 7,384,000 | $6,146,146 | dollars as filed | principal |
| Vaneck Long Muni ETF | 92189F536 | ETF | 351,380 | $6,135,094 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 128,907 | $6,123,083 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 602,342 | $6,119,795 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 7,080,000 | $6,118,395 | dollars as filed | principal |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 98,600 | $6,118,130 | dollars as filed | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 272,117 | $6,103,585 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 754,719 | $6,083,035 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 20,000 | $6,081,000 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 41,600 | $6,079,424 | dollars as filed | put |
| DROPBOX INC CL A | 26210C104 | Stock | 270,693 | $6,058,108 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 57,104 | $6,034,179 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 320,450 | $6,027,665 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 138,100 | $6,022,541 | dollars as filed | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 186,032 | $6,021,856 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 325,636 | $6,017,753 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 55,349 | $6,015,882 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 20,400 | $6,015,552 | dollars as filed | put |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 473,824 | $6,008,089 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 853,240 | $5,981,213 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 268,146 | $5,978,986 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 173,833 | $5,974,638 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 39,800 | $5,968,408 | dollars as filed | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 120,659 | $5,966,588 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 163,278 | $5,961,294 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,279,893 | $5,938,702 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 76,966 | $5,936,387 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 816,379 | $5,935,075 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 114,459 | $5,922,122 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 575,727 | $5,918,471 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 478,963 | $5,910,403 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 34,768 | $5,886,570 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 731,004 | $5,877,270 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 415,202 | $5,875,101 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 36,864 | $5,875,017 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 351,069 | $5,873,381 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 234,301 | $5,869,241 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 128,900 | $5,861,083 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,345 | $5,856,469 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 66,000 | $5,850,240 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 95,794 | $5,841,518 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 208,152 | $5,834,501 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 32,640 | $5,818,733 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 254,038 | $5,816,302 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 291,368 | $5,789,492 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 7,625,000 | $5,788,138 | dollars as filed | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 571,332 | $5,778,745 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 475,604 | $5,773,833 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5,682,500 | $5,771,147 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 6,669,000 | $5,756,014 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 9,008,000 | $5,754,851 | dollars as filed | principal |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 40,000 | $5,741,600 | dollars as filed | put |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 40,000 | $5,741,600 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 157,148 | $5,739,045 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 180,342 | $5,738,486 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 171,972 | $5,736,986 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 663,132 | $5,729,460 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 93,163 | $5,728,594 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 417,201 | $5,723,998 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 495,280 | $5,720,484 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 195,612 | $5,709,915 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 110,543 | $5,701,808 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 5,825,000 | $5,693,588 | dollars as filed | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 83,857 | $5,692,212 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 219,343 | $5,689,757 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 79,203 | $5,680,440 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 49,241 | $5,674,040 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 271,439 | $5,673,076 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200,000 | $5,660,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 143,507 | $5,657,046 | dollars as filed | |
| INFINERA CORP | 45667GAC7 | BOND | 6,017,000 | $5,642,682 | dollars as filed | principal |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 619,945 | $5,638,400 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 418,707 | $5,623,235 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 59,982 | $5,614,316 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 112,340 | $5,608,013 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 123,311 | $5,605,718 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 534,863 | $5,605,364 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 112,350 | $5,605,141 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-23-000065 | this filing | 2023-02-13 | acceptance time not in the bulk data set |