13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,646 holding rows worth $306,865,082,000.
- Accession
- 0000072971-22-000215
- Filer
- CIK 72971
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 19,431 entries on the cover page, a total value of $306,865,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,865,082,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SENECA FOODS CORP NEW | 817070501 | CL A | 327 | $16,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 737 | $16,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 808 | $16,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 722 | $16,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 2,860 | $16,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 6,354 | $16,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,217 | $16,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 10,474 | $16,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,919 | $16,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 16,211 | $16,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 723 | $16,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,412 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 473 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 766 | $16,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 200 | $15,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 1,144 | $15,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,643 | $15,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 1,269 | $15,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,663 | $15,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 1,474 | $15,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 3,073 | $15,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,446 | $15,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 925 | $15,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 1,066 | $15,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 3,741 | $15,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 732 | $15,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 4,328 | $15,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 3,024 | $15,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 5,196 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 118 | $15,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,096 | $15,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 6,471 | $15,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,480 | $15,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 5,377 | $15,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 926 | $15,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 991 | $15,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 7,439 | $15,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 4,630 | $15,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 7,922 | $14,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 100 | $14,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 2,414 | $14,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 8,750 | $14,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,026 | $14,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 1,363 | $14,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 843 | $14,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,448 | $14,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,223 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 459 | $14,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 5,313 | $14,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 5,600 | $14,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,103 | $14,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 270 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 668 | $14,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,985 | $14,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,014 | $14,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 368 | $14,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 10,448 | $14,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 16,648 | $14,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P507 | NEW | 4,876 | $14,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 50,715 | $14,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 14,000 | $14,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,138 | $13,000 | thousands by filing date | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 413 | $13,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 1,353 | $13,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 543 | $13,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,200 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 249 | $13,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 2,095 | $13,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 763 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 501 | $13,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 450 | $13,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 538 | $13,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 10,108 | $13,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,275 | $13,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,324 | $13,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,732 | $13,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,189 | $13,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 8,522 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 532 | $13,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 4,000 | $13,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 375 | $13,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 616 | $13,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 752 | $13,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,064 | $13,000 | thousands by filing date | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 161 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 401 | $13,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 969 | $13,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 706 | $13,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 923 | $13,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 2,057 | $13,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 10,175 | $13,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 12,807 | $13,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,006 | $13,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,942 | $13,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 24,418 | $13,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 1,900 | $13,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T806 | VECTORSHARES MIN | 1,406 | $13,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 256 | $12,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,336 | $12,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 5,889 | $12,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 947 | $12,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 554 | $12,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 1,064 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 626 | $12,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,426 | $12,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,616 | $12,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 3,490 | $12,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 434 | $12,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 1,557 | $12,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 601 | $12,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 831 | $12,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 372 | $12,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,192 | $12,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 160 | $12,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 489 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 619 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 239 | $12,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 160 | $12,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 2,218 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 418 | $12,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,700 | $12,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 500 | $12,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,651 | $12,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 641 | $12,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 711 | $12,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 2,221 | $12,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 4,371 | $12,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 3,548 | $12,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 4,600 | $12,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 330 | $11,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 127 | $11,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 740 | $11,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,996 | $11,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 527 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 511 | $11,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,921 | $11,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 344 | $11,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,420 | $11,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,880 | $11,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,000 | $11,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 5,900 | $11,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 1,375 | $11,000 | thousands by filing date | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 1,182 | $11,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 505 | $11,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 4,944 | $11,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,248 | $11,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,117 | $11,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 4,859 | $11,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 250 | $11,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 465 | $11,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,061 | $11,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 907 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 168 | $11,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 938 | $11,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,020 | $11,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,687 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 519 | $11,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 309 | $11,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 151 | $11,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 956 | $11,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,893 | $11,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 4,737 | $11,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 9,650 | $11,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 1,976 | $11,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 77,191 | $11,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 4,169 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,812 | $11,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 112,500 | $11,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 10,606 | $11,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 5,698 | $11,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 4,159 | $11,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 10,563 | $11,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 21,171 | $11,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 1,991 | $10,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 970 | $10,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,302 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 365 | $10,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,145 | $10,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 2,838 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 603 | $10,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,057 | $10,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 471 | $10,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 212 | $10,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 4,344 | $10,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 1,074 | $10,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 837 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 261 | $10,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 1,561 | $10,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 2,285 | $10,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 7,367 | $10,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 556 | $10,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 583 | $10,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 13,134 | $10,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 378 | $10,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 226 | $10,000 | thousands by filing date | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 3,606 | $10,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,091 | $10,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 3,000 | $10,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 11,201 | $10,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 5,415 | $10,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 6,655 | $10,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,236 | $10,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 100,050 | $10,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 6,200 | $10,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 122,354 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 501 | $10,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 64,703 | $10,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 433 | $9,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,461 | $9,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,316 | $9,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 7,737 | $9,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 621 | $9,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 985 | $9,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 215 | $9,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 4,139 | $9,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 4,446 | $9,000 | thousands by filing date | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 1,300 | $9,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 664 | $9,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2,760 | $9,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,210 | $9,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 517 | $9,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 196 | $9,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,158 | $9,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 846 | $9,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 2,711 | $9,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 330 | $9,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 11,371 | $9,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 2,636 | $9,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 938 | $9,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,247 | $9,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 219 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 300 | $9,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 3,000 | $9,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 9,500 | $9,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 14,884 | $9,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 903 | $9,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,154 | $9,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,466 | $9,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 1,099 | $9,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,879 | $9,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 409 | $9,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 9,000 | $9,000 | thousands by filing date | principal |
| POLYMET MNG CORP | 731916409 | COM | 3,089 | $9,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 5,225 | $9,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 973 | $9,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 6,041 | $9,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 11,151 | $9,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 289 | $9,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 2,152 | $8,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 247 | $8,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 38 | $8,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 962 | $8,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 4,490 | $8,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 1,851 | $8,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 30 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 409 | $8,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 319 | $8,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 387 | $8,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 706 | $8,000 | thousands by filing date | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 436 | $8,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,203 | $8,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 637 | $8,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,100 | $8,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 592 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 230 | $8,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 1,853 | $8,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,996 | $8,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,515 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 215 | $8,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,256 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 256 | $8,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 700 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 201 | $8,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,576 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 152 | $8,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 585 | $8,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 547 | $8,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,318 | $8,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,432 | $8,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 505 | $8,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 6,784 | $8,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 50,000 | $8,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 729 | $8,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 11,000 | $8,000 | thousands by filing date | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 10,000 | $8,000 | thousands by filing date | principal |
| GAN LTD | G3728V109 | SHS | 3,508 | $8,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 942 | $8,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 5,845 | $8,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 4,410 | $8,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 3,839 | $8,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 5,440 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 879 | $8,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 316 | $8,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 21,903 | $8,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 8,069 | $8,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 46,703 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 588 | $8,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,000 | $8,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 200 | $7,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 109 | $7,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 4,622 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 421 | $7,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 406 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 88 | $7,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 3,249 | $7,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 617 | $7,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 801 | $7,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 254 | $7,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 304 | $7,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 474 | $7,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,089 | $7,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,072 | $7,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 155 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 475 | $7,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 1,398 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 401 | $7,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,187 | $7,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 6,995 | $7,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 599 | $7,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 9,950 | $7,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 2,140 | $7,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 524 | $7,000 | thousands by filing date | |
| Pennsylvania Real Estate Investment Trust | 709102800 | COM | 2,601 | $7,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 5,464 | $7,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 12,500 | $7,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 2,685 | $7,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 7,094 | $7,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 2,443 | $7,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,314 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 28,307 | $7,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,000 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 450 | $7,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 46,073 | $7,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 352 | $7,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 12,508 | $7,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 3,151 | $7,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 226 | $7,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,001 | $6,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 789 | $6,000 | thousands by filing date | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 1,079 | $6,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1,500 | $6,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 436 | $6,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 229 | $6,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 2,256 | $6,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,116 | $6,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1,212 | $6,000 | thousands by filing date | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 200 | $6,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 454 | $6,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 825 | $6,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 827 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 779 | $6,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 2,908 | $6,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 217 | $6,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 342 | $6,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 310 | $6,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 2,600 | $6,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,507 | $6,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 911 | $6,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 295 | $6,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,686 | $6,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,513 | $6,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,989 | $6,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,279 | $6,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 415 | $6,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 8,214 | $6,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 14,493 | $6,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 6,200 | $6,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,190 | $6,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 6,216 | $6,000 | thousands by filing date | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 580 | $6,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 4,893 | $6,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 2,075 | $6,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 699 | $6,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 94,674 | $6,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 5,195 | $6,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 5,743 | $6,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 1,247 | $6,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 757 | $6,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 2,888 | $6,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 2,156 | $6,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,700 | $6,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 3,116 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 207 | $6,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 332 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 41 | $5,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 375 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 900 | $5,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 383 | $5,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 667 | $5,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 970 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 127 | $5,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 344 | $5,000 | thousands by filing date | |
| I-80 GOLD CORP | 44955L106 | COM | 3,000 | $5,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 274 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 119 | $5,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 1,000 | $5,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,355 | $5,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 443 | $5,000 | thousands by filing date | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 508 | $5,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 641 | $5,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 2,257 | $5,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 231 | $5,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 407 | $5,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,250 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 6,100 | $5,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 27,515 | $5,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 2,416 | $5,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 155 | $5,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 240 | $5,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,091 | $5,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 3,800 | $5,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 921 | $5,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,506 | $5,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 550 | $5,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,332 | $5,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 200 | $5,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,119 | $5,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 2,249 | $5,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 657 | $5,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 750 | $5,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 857 | $5,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,627 | $5,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 254 | $5,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 1,644 | $5,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,300 | $5,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 117,937 | $5,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 678 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 942 | $5,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 4,000 | $5,000 | thousands by filing date | principal |
| PORTAGE BIOTECH INC | G7185A128 | COM | 700 | $5,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 3,143 | $5,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 2,096 | $5,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 8,223 | $5,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 2,260 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 226 | $5,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,939 | $5,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,009 | $5,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 726 | $5,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 399 | $5,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 502 | $5,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 201 | $5,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,081 | $5,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 1,992 | $5,000 | thousands by filing date | |
| Senti Biosciences, Inc. | 81726A100 | Common Stock | 2,388 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 625 | $5,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,733 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 200 | $5,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 2,994 | $5,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 6,318 | $5,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,754 | $5,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 3,076 | $5,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 277 | $5,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 152,354 | $5,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 188 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 100 | $4,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 100 | $4,000 | thousands by filing date | put |
| CLEANSPARK INC | 18452B209 | COM NEW | 1,528 | $4,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,129 | $4,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 142 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 78 | $4,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 1,451 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 229 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 154 | $4,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 516 | $4,000 | thousands by filing date | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 326 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 157 | $4,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 2,000 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,814 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 778 | $4,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 698 | $4,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 953 | $4,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 346 | $4,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 122 | $4,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 695 | $4,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 2,571 | $4,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 670 | $4,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,078 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 111 | $4,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 100 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 186 | $4,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 250 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 141 | $4,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 1,154 | $4,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,670 | $4,000 | thousands by filing date | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 2,505 | $4,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 110 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 243 | $4,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 553 | $4,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 14,471 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,231 | $4,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 445 | $4,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 118 | $4,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 5,990 | $4,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 334 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,000 | $4,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,219 | $4,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 699 | $4,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,623 | $4,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 1,262 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000215 | this filing | 2022-11-14 | acceptance time not in the bulk data set |