13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,646 holding rows worth $306,865,082,000.
- Accession
- 0000072971-22-000215
- Filer
- CIK 72971
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 19,431 entries on the cover page, a total value of $306,865,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,865,082,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS FARGO BANK N A028-01341
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerWELLS FARGO INVESTMENT INSTITUTE, INC.028-22080
- included managerWells Fargo Central Pacific Holdings, Inc.028-22075
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,381 | $46,000 | thousands by filing date | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 4,914 | $46,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 4,022 | $46,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L304 | COMMON | 4,538 | $46,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 19,397 | $45,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,149 | $45,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 5,553 | $45,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 25,061 | $45,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 20,010 | $45,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,593 | $45,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 6,038 | $45,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,237 | $45,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,727 | $44,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $44,000 | thousands by filing date | put |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 7,170 | $44,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 459 | $44,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,358 | $44,000 | thousands by filing date | |
| BRAZE INC | 10576N102 | COM CL A | 1,284 | $44,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 816 | $44,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 1,317 | $44,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 4,922 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 1,173 | $44,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,517 | $43,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 660 | $43,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 2,128 | $43,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 7,426 | $43,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 500 | $42,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 2,251 | $42,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 2,074 | $42,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 3,764 | $42,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,234 | $42,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,015 | $42,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 80,428 | $42,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,696 | $42,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,125 | $42,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 10,647 | $42,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,224 | $42,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,300 | $41,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,702 | $41,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 34,977 | $41,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,015 | $41,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,884 | $41,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 17,615 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,712 | $41,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 7,360 | $41,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 76,541 | $41,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 40,000 | $41,000 | thousands by filing date | principal |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 5,456 | $40,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,986 | $40,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 891 | $40,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 17,229 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 1,923 | $40,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 2,797 | $40,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,848 | $40,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 3,261 | $40,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 5,365 | $40,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 2,803 | $40,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 2,362 | $40,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 38,708 | $40,000 | thousands by filing date | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 2,299 | $39,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,335 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,021 | $39,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 77,225 | $39,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 4,900 | $39,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 7,297 | $39,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 6,774 | $39,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 10,000 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 249 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $39,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,125 | $39,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 6,030 | $39,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 2,880 | $39,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 22,351 | $39,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 2,042 | $38,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 625 | $38,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 192 | $38,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,308 | $38,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 4,350 | $38,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 4,252 | $38,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 2,604 | $38,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,661 | $38,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,558 | $38,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 7,567 | $38,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,478 | $38,000 | thousands by filing date | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 3,110 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 800 | $37,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 11040G103 | COM | 1,570 | $37,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,014 | $37,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 3,276 | $37,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 6,251 | $37,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,518 | $37,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,445 | $37,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 5,067 | $37,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 12,677 | $37,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,341 | $36,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 1,509 | $36,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,460 | $36,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 27,811 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 901 | $36,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 943 | $36,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 8,681 | $36,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 16,000 | $36,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 40,000 | $36,000 | thousands by filing date | principal |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 13,805 | $36,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 735 | $35,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 547 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 600 | $35,000 | thousands by filing date | put |
| INTAPP INC | 45827U109 | COM | 1,851 | $35,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 1,034 | $35,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 3,685 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,946 | $35,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 728 | $35,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 7,309 | $35,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 7,917 | $35,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 5,039 | $35,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,517 | $35,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 29,312 | $35,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 4,679 | $35,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 10,211 | $35,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 4,982 | $34,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,000 | $34,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 12,543 | $34,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 7,134 | $34,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 4,937 | $34,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 6,927 | $34,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 2,446 | $34,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,772 | $34,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,543 | $34,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 627 | $34,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 2,626 | $34,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,686 | $34,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,782 | $34,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 1,926 | $34,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,091 | $34,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 11,088 | $34,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,059 | $33,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 36,473 | $33,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 6,099 | $33,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,399 | $33,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 733 | $33,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,015 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 1,918 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 1,299 | $33,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 6,058 | $33,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,631 | $33,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 2,037 | $33,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,427 | $33,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 965 | $33,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 36,011 | $33,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 39,000 | $33,000 | thousands by filing date | principal |
| Zivo Bioscience Inc | 98978N200 | COM | 11,733 | $33,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,474 | $32,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 5,150 | $32,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 3,146 | $32,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 922 | $32,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,536 | $32,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,737 | $32,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,045 | $32,000 | thousands by filing date | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 1,432 | $32,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 2,482 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 732 | $32,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 17,500 | $32,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 4,136 | $32,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 10,612 | $32,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 14,000 | $32,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $31,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 300 | $31,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,250 | $31,000 | thousands by filing date | |
| WOLFSPEED INC | 977852102 | COM | 300 | $31,000 | thousands by filing date | put |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 3,591 | $31,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 491 | $31,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 3,474 | $31,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,142 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1,001 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,433 | $31,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,030 | $31,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,558 | $31,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 3,554 | $31,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 565 | $31,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 15,792 | $31,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 11,986 | $31,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,041 | $31,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 3,349 | $31,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 800 | $30,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 2,838 | $30,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 7,486 | $30,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 4,084 | $30,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 15,747 | $30,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 1,441 | $30,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,067 | $30,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,192 | $30,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,074 | $30,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 11,126 | $30,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,147 | $30,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 2,957 | $30,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 2,808 | $30,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,648 | $30,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,614 | $30,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 35,000 | $30,000 | thousands by filing date | principal |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 2,375 | $29,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,001 | $29,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,045 | $29,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 5,082 | $29,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 1,300 | $29,000 | thousands by filing date | put |
| SIRIUSPOINT LTD | G8192H106 | COM | 5,753 | $29,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,953 | $29,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 10,263 | $29,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 1,540 | $29,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 4,065 | $29,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 681 | $29,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,294 | $29,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 2,761 | $29,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,500 | $29,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 14,603 | $29,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 1,460 | $29,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,652 | $29,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,536 | $29,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,010 | $29,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,085 | $28,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 100 | $28,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $28,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 1,158 | $28,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 4,753 | $28,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 13,862 | $28,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 379 | $28,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 1,139 | $28,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 1,285 | $28,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 3,005 | $28,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 791 | $28,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 6,028 | $28,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,011 | $28,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6,076 | $28,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,073 | $28,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 26,319 | $28,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 6,103 | $28,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 29,000 | $28,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,026 | $28,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 264 | $27,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,370 | $27,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 500 | $27,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 1,175 | $27,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 1,853 | $27,000 | thousands by filing date | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 957 | $27,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,101 | $27,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 5,429 | $27,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 6,512 | $27,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 3,013 | $27,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,450 | $27,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,123 | $27,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 836 | $27,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 3,677 | $27,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 1,853 | $27,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,589 | $27,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 3,749 | $27,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,493 | $27,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 9,358 | $27,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 31,784 | $27,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,755 | $27,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 45,000 | $27,000 | thousands by filing date | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 2,768 | $27,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $26,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,000 | $26,000 | thousands by filing date | put |
| 908 DEVICES INC COM | 65443P102 | Stock | 1,612 | $26,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,048 | $26,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 100 | $26,000 | thousands by filing date | put |
| NLIGHT INC | 65487K100 | COM | 2,688 | $26,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 1,613 | $26,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,332 | $26,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 484 | $26,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 661 | $26,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 881 | $26,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 1,702 | $26,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 935 | $26,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 617 | $26,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 3,776 | $26,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,128 | $26,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767561 | EUROPEAN CARBON | 1,121 | $26,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,174 | $26,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 11,180 | $26,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 6,332 | $26,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 6,572 | $26,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 9,879 | $26,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 300 | $25,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,969 | $25,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,000 | $25,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 21,366 | $25,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 665 | $25,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,045 | $25,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,101 | $25,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 4,814 | $25,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 21,100 | $25,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 3,769 | $25,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 11,000 | $25,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,469 | $25,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 10,112 | $25,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 1,724 | $25,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1,225 | $25,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 995 | $25,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,034 | $25,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,597 | $24,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 8,017 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 501 | $24,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 251 | $24,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,135 | $24,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,057 | $24,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,221 | $24,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 4,600 | $24,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 821 | $24,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,183 | $24,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 3,929 | $24,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,000 | $24,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 2,098 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 518 | $24,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 2,248 | $24,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 1,125 | $24,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 9,001 | $24,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 100,106 | $24,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,682 | $23,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 23,000 | $23,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,192 | $23,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,888 | $23,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 2,529 | $23,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 2,000 | $23,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,373 | $23,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 498 | $23,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,030 | $23,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 1,370 | $23,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 8,856 | $23,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 721 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 147 | $23,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 56 | $23,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 5,160 | $23,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 2,343 | $23,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 3,256 | $23,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 2,729 | $23,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 491 | $22,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 200 | $22,000 | thousands by filing date | put |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,200 | $22,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 627 | $22,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 788 | $22,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 3,585 | $22,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 6,983 | $22,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 500 | $22,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,366 | $22,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 11,136 | $22,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,431 | $22,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,419 | $22,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 3,137 | $22,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,301 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,243 | $22,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 42,092 | $22,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 743 | $22,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,672 | $22,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 4,397 | $22,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 23,731 | $22,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 5,219 | $22,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 945 | $22,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 9,147 | $22,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 74,743 | $22,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 22,000 | $22,000 | thousands by filing date | principal |
| CORMEDIX INC COM | 21900C308 | Stock | 7,439 | $21,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 514 | $21,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 2,452 | $21,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 13,558 | $21,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 25,210 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 1,150 | $21,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1,858 | $21,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,022 | $21,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 318 | $21,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 848 | $21,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 20,260 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 4,767 | $21,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 1,133 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 600 | $21,000 | thousands by filing date | put |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 2,090 | $21,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 900 | $21,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,875 | $21,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 1,052 | $21,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 7,612 | $21,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,045 | $21,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,473 | $21,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 20,320 | $21,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 100 | $20,000 | thousands by filing date | put |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 2,125 | $20,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 5,046 | $20,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 436 | $20,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 447 | $20,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 48,705 | $20,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 1,065 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,006 | $20,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,073 | $20,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 1,321 | $20,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 5,297 | $20,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 800 | $20,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 82 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 848 | $20,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 6,121 | $20,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,035 | $20,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 233 | $20,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 3,397 | $20,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,198 | $20,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 1,335 | $20,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,000 | $20,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 589 | $20,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,463 | $20,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 11,774 | $20,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 3,501 | $20,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,112 | $20,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 145,879 | $20,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 15,000 | $20,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 3,900 | $20,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,024 | $20,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,344 | $19,000 | thousands by filing date | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 1,722 | $19,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 4,744 | $19,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,218 | $19,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 976 | $19,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 3,174 | $19,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 2,407 | $19,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,724 | $19,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 1,665 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 361 | $19,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 220 | $19,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 734 | $19,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,259 | $19,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 872 | $19,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 1,140 | $19,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,565 | $19,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 635 | $19,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 1,034 | $19,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 853 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 195 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 724 | $19,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 3,984 | $19,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 1,459 | $19,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 769 | $19,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 268 | $19,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 2,527 | $19,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 21,291 | $19,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 40,018 | $19,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 32,814 | $19,000 | thousands by filing date | |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 15,000 | $19,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,013 | $18,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 500 | $18,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 1,105 | $18,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 4,947 | $18,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 661 | $18,000 | thousands by filing date | |
| MCEWEN INC. | 58039P305 | COM NEW | 5,702 | $18,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,045 | $18,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,906 | $18,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 955 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 500 | $18,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,329 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 839 | $18,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 1,973 | $18,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 3,138 | $18,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 8,514 | $18,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,291 | $18,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,896 | $18,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,664 | $18,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 3,560 | $18,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,742 | $18,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 756 | $18,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 22,613 | $18,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 10,708 | $18,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 10,213 | $18,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 1,616 | $18,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 9,661 | $18,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 40,057 | $18,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,045 | $18,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 1,757 | $18,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 12,870 | $18,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 504 | $17,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,988 | $17,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 456 | $17,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,454 | $17,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 1,342 | $17,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 900 | $17,000 | thousands by filing date | put |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 2,360 | $17,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 1,932 | $17,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 3,166 | $17,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 2,534 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 532 | $17,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,417 | $17,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 301 | $17,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,525 | $17,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 554 | $17,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 540 | $17,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 117 | $17,000 | thousands by filing date | |
| UBS AG | 22542D225 | ETRA SILV SHS CO | 223 | $17,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,170 | $17,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 4,961 | $17,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 24,404 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 717 | $17,000 | thousands by filing date | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 723 | $17,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 17,000 | $17,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,600 | $16,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,100 | $16,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,121 | $16,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 4,141 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-22-000215 | this filing | 2022-11-14 | acceptance time not in the bulk data set |