13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 7,165 holding rows worth $343,810,957,000.
- Accession
- 0000072971-20-000318
- Filer
- CIK 72971
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 20,884 entries on the cover page, a total value of $343,810,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,810,957,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,200 | $4,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 8,436 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 94 | $4,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 5,130 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 70 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 63 | $4,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,931 | $4,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,328 | $4,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 800 | $4,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 923 | $4,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,917 | $4,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,048 | $4,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,000 | $4,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 2,000 | $4,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 500 | $4,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 90 | $4,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 84 | $4,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1,441 | $4,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,001 | $4,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 288 | $4,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 288 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 50 | $4,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,036 | $4,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,129 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,540 | $4,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 4,621 | $4,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 11,238 | $4,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 700 | $4,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 807 | $4,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 2,000 | $4,000 | thousands by filing date | principal |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 201 | $4,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 5,000 | $4,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 180 | $4,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 450 | $4,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 9,041 | $4,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 2,175 | $4,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 1,001 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 3,024 | $4,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 151 | $4,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 7,646 | $4,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 541 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 59 | $4,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 435 | $4,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 56 | $3,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,236 | $3,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 826 | $3,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 288 | $3,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 740 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 251 | $3,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 61,100 | $3,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 70,200 | $3,000 | thousands by filing date | call |
| VALHI INC | 918905209 | COMMON STOCK | 347 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,610 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 201 | $3,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,659 | $3,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 760 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 684 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 82 | $3,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 4,040 | $3,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 132 | $3,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 5,183 | $3,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 510 | $3,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,410 | $3,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,607 | $3,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 291 | $3,000 | thousands by filing date | |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 117 | $3,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 2,500 | $3,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 1,798 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,694 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 733 | $3,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 1,004 | $3,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 5,000 | $3,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 1,310 | $3,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 4,000 | $3,000 | thousands by filing date | principal |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 1,000 | $3,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8 | $2,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 204 | $2,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,600 | $2,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 1,100 | $2,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100 | $2,000 | thousands by filing date | put |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 97 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 700 | $2,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 700 | $2,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,400 | $2,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 19,000 | $2,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 442 | $2,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 485 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $2,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 32,700 | $2,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 3,900 | $2,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 2,443 | $2,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 340 | $2,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,800 | $2,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 900 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,563 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 515 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 50 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 110 | $2,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 269 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 322 | $2,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 500 | $2,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 338 | $2,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,299 | $2,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,557 | $2,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,000 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 31 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 60 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,105 | $2,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 2,116 | $2,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 804 | $2,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,215 | $2,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 575 | $2,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,538 | $2,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 487 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 837 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,650 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 19,542 | $2,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 82 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 214 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 141 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 601 | $2,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 1,022 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,463 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 80 | $2,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1,591 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 505 | $2,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,388 | $2,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 1,008 | $2,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $2,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 536 | $2,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 200 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 282 | $2,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 2,733 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 2,066 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 50 | $2,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 4,903 | $2,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 32 | $2,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 2,130 | $2,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,085 | $2,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 180 | $2,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 12,000 | $2,000 | thousands by filing date | principal |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 22,153 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 91 | $2,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 3,000 | $2,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,800 | $1,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1,500 | $1,000 | thousands by filing date | put |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 200 | $1,000 | thousands by filing date | put |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 200 | $1,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 200 | $1,000 | thousands by filing date | put |
| SEA LTD | 81141R100 | SPONSORD ADS | 300 | $1,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 74 | $1,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300 | $1,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 700 | $1,000 | thousands by filing date | put |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 267 | $1,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 209 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,588 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,400 | $1,000 | thousands by filing date | put |
| CLEANSPARK INC | 18452B209 | COM NEW | 500 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 54 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 46 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21,200 | $1,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 377 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 45 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 45 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 130 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 44 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 44 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 30 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 53 | $1,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 100 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 568 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 30 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 229 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 921 | $1,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 573 | $1,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 123 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 458 | $1,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,666 | $1,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 900 | $1,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 150 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 221 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 2,660 | $1,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 500 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,700 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 94 | $1,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 1,553 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 608 | $1,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 128 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 35 | $1,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,000 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,077 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,198 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 3 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 267 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 600 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 40 | $1,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 715 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 511 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,530 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,506 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 791 | $1,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 350 | $1,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 533 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 340 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 2,000 | $1,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 564 | $1,000 | thousands by filing date | |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 70 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 97 | $1,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 333 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 1,224 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 2,662 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 457 | $1,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 294 | $1,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 108 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 344 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 5,055 | $1,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 1,127 | $1,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 691 | $1,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,390 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,474 | $1,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 256 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,197 | $1,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 277 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 750 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 75 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FD TR | 53656F607 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BECTON DICKINSON & CO | 075887109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEMETIS INC | 00770K202 | COM NEW | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 12,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 4,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRE CORP COM | 78573M104 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOEYE INC | 050734201 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEARPOINT NEURO INC | 18507C103 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 35,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG SKY INDL INC | 911805307 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERBRIDGE INC | 29978A104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GARRISON CAP INC | 366554103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RES CORP | 02927U208 | CL A | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US GOLD CORP | 90291C201 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIREQUEST INC | 433535101 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCURE SPACE ETF | 74280R205 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INMUNE BIO INC | 45782T105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KEY TRONIC CORP | 493144109 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120202 | COM NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J201 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND CAP CORP COM NEW | 752185207 | CEF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592135 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIDENOW GROUP INC | 781386305 | COM CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 434 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000318 | this filing | 2020-08-13 | acceptance time not in the bulk data set |