13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 6,891 holding rows worth $352,889,026,000.
- Accession
- 0000072971-19-000424
- Filer
- CIK 72971
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 20,084 entries on the cover page, a total value of $352,889,026,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,889,026,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,725,000 | $5,257,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 271,529 | $5,251,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 398,734 | $5,251,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 285,883 | $5,243,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 389,856 | $5,240,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 583,436 | $5,239,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 636,925 | $5,236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 98,068 | $5,236,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 99,943 | $5,227,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 311,203 | $5,213,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 407,839 | $5,209,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 157,654 | $5,197,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 189,997 | $5,187,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 38,519 | $5,180,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 645,170 | $5,180,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 279,417 | $5,178,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 152,921 | $5,174,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 873,767 | $5,172,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 139,689 | $5,167,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 593,351 | $5,162,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 454,384 | $5,161,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 567,622 | $5,159,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 180,775 | $5,141,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 312,882 | $5,128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 56,800 | $5,127,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 851,510 | $5,126,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 61,202 | $5,124,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 103,428 | $5,106,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 57,323 | $5,097,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 204,973 | $5,096,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 169,332 | $5,095,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 137,490 | $5,094,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 63,310 | $5,092,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 268,447 | $5,076,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 8,978,000 | $5,073,000 | thousands by filing date | principal |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 213,596 | $5,071,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 54,077 | $5,069,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 486,055 | $5,064,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 358,363 | $5,060,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 393,046 | $5,059,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 191,539 | $5,057,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 193,793 | $5,055,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 137,729 | $5,048,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 236,481 | $5,045,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 251,508 | $5,040,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 251,955 | $5,036,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 364,672 | $5,025,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 35,524 | $5,021,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 56,281 | $5,013,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 59,173 | $4,999,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 67,265 | $4,991,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 189,668 | $4,991,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 587,440 | $4,981,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 249,700 | $4,971,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 93,432 | $4,970,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 309,045 | $4,969,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 195,320 | $4,964,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,835,000 | $4,959,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 305,863 | $4,949,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 304,987 | $4,947,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 233,912 | $4,946,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,557,544 | $4,936,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 248,000 | $4,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 146,254 | $4,917,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 199,034 | $4,906,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 297,578 | $4,898,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 185,673 | $4,895,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 67,159 | $4,893,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 113,891 | $4,892,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 758,814 | $4,891,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 178,206 | $4,888,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 110,705 | $4,875,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 321,251 | $4,867,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 401,132 | $4,866,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 32,060 | $4,860,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 345,686 | $4,857,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 172,057 | $4,852,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 93,892 | $4,838,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 293,737 | $4,838,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 194,160 | $4,834,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 280,683 | $4,828,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 5,389,000 | $4,828,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 95,071 | $4,815,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 313,160 | $4,810,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 424,595 | $4,798,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 107,810 | $4,793,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 226,069 | $4,781,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 108,246 | $4,773,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 161,381 | $4,770,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 204,049 | $4,768,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 334,074 | $4,767,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 235,594 | $4,764,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 62,952 | $4,759,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 75,809 | $4,728,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 232,647 | $4,723,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 208,733 | $4,721,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 675,530 | $4,719,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 240,274 | $4,711,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 101,119 | $4,708,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 631,092 | $4,688,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 107,363 | $4,686,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 279,339 | $4,667,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 279,932 | $4,661,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 317,929 | $4,661,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 58,907 | $4,653,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 119,583 | $4,641,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 991,193 | $4,619,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 304,922 | $4,616,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 421,639 | $4,613,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,047,947 | $4,611,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 306,956 | $4,610,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 15,155 | $4,605,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 90,373 | $4,603,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 127,588 | $4,596,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 418,316 | $4,593,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 345,125 | $4,583,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 60,000 | $4,580,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 17,036 | $4,572,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 83,630 | $4,571,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 356,347 | $4,561,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 223,219 | $4,557,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 210,549 | $4,556,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 166,936 | $4,556,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 72,788 | $4,551,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 51,973 | $4,545,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 1,419,790 | $4,543,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 139,694 | $4,540,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 43,385 | $4,538,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 156,014 | $4,535,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 317,664 | $4,513,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 329,185 | $4,511,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 89,900 | $4,508,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 131,390 | $4,500,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 933,048 | $4,497,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 255,801 | $4,492,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 110,030 | $4,491,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 108,965 | $4,490,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 100,358 | $4,478,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 64,343 | $4,477,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 187,126 | $4,472,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 209,977 | $4,468,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 29,785 | $4,458,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 167,404 | $4,457,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 225,010 | $4,453,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 70,893 | $4,437,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 121,957 | $4,433,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 126,630 | $4,431,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 128,996 | $4,431,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 94,869 | $4,418,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 394,391 | $4,417,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 183,900 | $4,415,000 | thousands by filing date | call |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 221,884 | $4,402,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 71,739 | $4,402,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,391,000 | $4,401,000 | thousands by filing date | principal |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 83,680 | $4,391,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 167,981 | $4,388,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,710,000 | $4,386,000 | thousands by filing date | principal |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 140,149 | $4,377,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 61,002 | $4,374,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,363,347 | $4,372,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 40,637 | $4,366,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 304,753 | $4,357,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 73,221 | $4,357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 133,578 | $4,355,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 150,020 | $4,341,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 197,856 | $4,341,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 62,543 | $4,338,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 458,375 | $4,336,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 246,156 | $4,332,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 155,740 | $4,330,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,429,750 | $4,329,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 199,895 | $4,328,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 247,106 | $4,327,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 175,505 | $4,314,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 116,143 | $4,305,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 207,960 | $4,301,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 6,725,000 | $4,300,000 | thousands by filing date | principal |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 94,273 | $4,287,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 193,334 | $4,286,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 348,653 | $4,285,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 493,954 | $4,271,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 128,743 | $4,268,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 355,879 | $4,267,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 632,239 | $4,264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 116,064 | $4,248,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 139,392 | $4,244,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,200,000 | $4,243,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 373,748 | $4,239,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,117,800 | $4,238,000 | thousands by filing date | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 125,572 | $4,233,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 86,973 | $4,232,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 217,087 | $4,228,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 85,495 | $4,219,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 61,958 | $4,217,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 370,128 | $4,212,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 124,206 | $4,208,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 246,229 | $4,203,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 119,019 | $4,200,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 88,609 | $4,189,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 550,626 | $4,186,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 804,831 | $4,185,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 163,882 | $4,182,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 280,728 | $4,181,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 130,300 | $4,169,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 32,911 | $4,162,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 262,439 | $4,155,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 60,834 | $4,154,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 111,790 | $4,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 56,638 | $4,152,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 53,795 | $4,142,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 376,224 | $4,142,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 108,530 | $4,130,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 104,007 | $4,120,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 367,443 | $4,115,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 77,435 | $4,111,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 146,186 | $4,109,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 68,539 | $4,096,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 319,785 | $4,093,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 289,543 | $4,093,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 126,358 | $4,089,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 343,206 | $4,088,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 916,012 | $4,085,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 93,656 | $4,082,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 124,560 | $4,078,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 77,757 | $4,071,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 92,521 | $4,069,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 138,371 | $4,053,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 62,263 | $4,044,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 258,231 | $4,043,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 157,951 | $4,040,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 93,699 | $4,036,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 485,349 | $4,034,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 322,284 | $4,032,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 392,785 | $4,026,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 300,090 | $4,024,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 269,946 | $4,019,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 94,036 | $4,017,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 263,705 | $4,017,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 294,900 | $4,007,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 103,736 | $4,006,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 163,185 | $4,003,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 38,312 | $4,002,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 324,620 | $3,999,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 39,719 | $3,986,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 97,821 | $3,984,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 67,861 | $3,983,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 127,675 | $3,982,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 106,101 | $3,980,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 318,020 | $3,979,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 183,594 | $3,978,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 20,284 | $3,975,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 271,006 | $3,972,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 128,931 | $3,970,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 81,746 | $3,969,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 764,194 | $3,962,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 108,491 | $3,962,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 47,374 | $3,948,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 219,009 | $3,947,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 305,791 | $3,944,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 102,197 | $3,943,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 141,850 | $3,939,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 122,848 | $3,938,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 698,265 | $3,938,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 361,784 | $3,932,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 475,600 | $3,921,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 285,364 | $3,920,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 74,575 | $3,907,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 110,232 | $3,902,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 227,861 | $3,901,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 448,402 | $3,901,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 199,642 | $3,889,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 152,385 | $3,878,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 386,865 | $3,869,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 267,733 | $3,868,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 290,252 | $3,854,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 265,001 | $3,845,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 165,585 | $3,842,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 253,212 | $3,828,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 278,723 | $3,824,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 63,804 | $3,823,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 145,201 | $3,820,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 82,126 | $3,817,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 253,495 | $3,814,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 121,213 | $3,813,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 77,356 | $3,810,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 49,941 | $3,809,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 183,412 | $3,806,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 56,880 | $3,796,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 359,499 | $3,789,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 88,149 | $3,786,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 235,406 | $3,785,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 26,653 | $3,784,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 242,983 | $3,781,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 367,952 | $3,771,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 59,056 | $3,769,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 115,765 | $3,767,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 136,860 | $3,760,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 110,376 | $3,760,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 41,217 | $3,757,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 92,337 | $3,753,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 169,184 | $3,740,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 152,566 | $3,738,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 179,465 | $3,733,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 185,814 | $3,729,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 5,031,000 | $3,725,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 294,917 | $3,722,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 674,300 | $3,720,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 196,171 | $3,713,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,254,531 | $3,713,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 58,048 | $3,711,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 348,402 | $3,707,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 491,298 | $3,704,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 84,542 | $3,684,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 300,094 | $3,683,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 181,549 | $3,667,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 221,135 | $3,664,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 106,952 | $3,659,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 81,386 | $3,658,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 391,906 | $3,656,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 242,068 | $3,656,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 118,002 | $3,654,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 3,843,000 | $3,654,000 | thousands by filing date | principal |
| ARTESIAN RES CORP | 043113208 | CL A | 98,759 | $3,653,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 45,897 | $3,651,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 34,214 | $3,649,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 102,627 | $3,648,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 71,635 | $3,646,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 199,706 | $3,634,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 521,999 | $3,618,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 90,687 | $3,618,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 156,805 | $3,617,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 103,749 | $3,617,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 157,925 | $3,617,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 95,611 | $3,616,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,025,000 | $3,612,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 90,299 | $3,607,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 70,324 | $3,603,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 25,648 | $3,601,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 264,157 | $3,600,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 111,095 | $3,599,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 352,867 | $3,581,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 72,395 | $3,580,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 277,795 | $3,578,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 272,041 | $3,577,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 163,332 | $3,577,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 261,100 | $3,570,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 182,280 | $3,563,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 428,223 | $3,554,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,594,100 | $3,553,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 266,047 | $3,553,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,078,000 | $3,541,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 191,291 | $3,539,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 113,252 | $3,535,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 96,519 | $3,532,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 120,014 | $3,526,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 620,436 | $3,524,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 2,220,000 | $3,522,000 | thousands by filing date | principal |
| SHAKE SHACK INC | 819047101 | CL A | 35,865 | $3,516,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 336,596 | $3,516,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 446,882 | $3,512,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 111,248 | $3,511,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 85,179 | $3,501,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 521,180 | $3,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 354,844 | $3,481,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 175,545 | $3,481,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 242,371 | $3,476,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 58,425 | $3,474,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 155,006 | $3,471,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 152,031 | $3,466,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 208,907 | $3,462,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 126,730 | $3,461,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 239,141 | $3,460,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 231,670 | $3,457,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 39,141 | $3,443,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 96,422 | $3,438,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 68,450 | $3,435,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 93,601 | $3,435,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 250,258 | $3,425,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 45,350 | $3,416,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 480,000 | $3,408,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 80,157 | $3,402,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 77,577 | $3,400,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 85,066 | $3,396,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 88,993 | $3,387,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 46,404 | $3,384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 65,828 | $3,378,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 158,874 | $3,376,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 64,388 | $3,375,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 94,872 | $3,375,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,763,000 | $3,374,000 | thousands by filing date | principal |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 172,683 | $3,367,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 421,786 | $3,366,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 322,871 | $3,362,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 400,231 | $3,354,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 69,984 | $3,350,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 74,593 | $3,343,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 118,952 | $3,337,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66,717 | $3,336,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 3,731,000 | $3,333,000 | thousands by filing date | principal |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 108,592 | $3,327,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 219,897 | $3,323,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 63,811 | $3,302,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 82,976 | $3,290,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 59,989 | $3,289,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 170,762 | $3,288,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 132,737 | $3,285,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 235,342 | $3,284,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 100,677 | $3,282,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 252,099 | $3,275,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 156,416 | $3,275,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 143,488 | $3,273,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 142,659 | $3,268,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 227,498 | $3,264,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 172,690 | $3,246,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 58,563 | $3,238,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 3,000,000 | $3,237,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 63,208 | $3,233,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 102,703 | $3,223,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 3,750,000 | $3,210,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 243,795 | $3,208,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 277,661 | $3,206,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 4,000,000 | $3,205,000 | thousands by filing date | principal |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 168,281 | $3,194,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,183,000 | $3,194,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,791,300 | $3,193,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 51,334 | $3,191,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 269,491 | $3,191,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 322,945 | $3,188,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 222,066 | $3,186,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 124,296 | $3,185,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 94,269 | $3,182,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 349,999 | $3,178,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 563,339 | $3,178,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 726 | $3,177,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 33,423 | $3,170,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 265,236 | $3,170,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 114,190 | $3,170,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,515,369 | $3,167,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 627,045 | $3,167,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 104,669 | $3,161,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 157,550 | $3,159,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 257,745 | $3,149,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 113,666 | $3,143,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 96,363 | $3,143,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 214,642 | $3,142,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 248,515 | $3,136,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 72,397 | $3,136,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 426,951 | $3,134,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 75,053 | $3,134,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 339,929 | $3,134,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 167,654 | $3,133,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 32,912 | $3,131,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 271,330 | $3,126,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 262,612 | $3,124,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 137,274 | $3,121,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 41,527 | $3,120,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 80,565 | $3,115,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 397,628 | $3,110,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 65,415 | $3,099,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 129,680 | $3,098,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 19,341 | $3,096,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 53,179 | $3,095,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 78,363 | $3,092,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 42,034 | $3,088,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 81,380 | $3,084,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 182,474 | $3,084,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 32,551 | $3,082,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,908,000 | $3,076,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 282,248 | $3,068,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 69,758 | $3,068,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 104,157 | $3,062,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 95,315 | $3,061,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 407,538 | $3,057,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 168,725 | $3,055,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 103,880 | $3,051,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 2,457,000 | $3,049,000 | thousands by filing date | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 30,838 | $3,045,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 45,998 | $3,042,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 85,426 | $3,042,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 35,285 | $3,033,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 137,702 | $3,030,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 236,259 | $3,029,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 115,907 | $3,026,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 93,871 | $3,016,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 222,903 | $3,016,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 212,004 | $3,015,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 189,982 | $3,015,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,900,000 | $3,015,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 154,744 | $3,014,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 89,564 | $3,008,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 47,162 | $3,006,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 185,826 | $2,995,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 32,428 | $2,993,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 92,701 | $2,987,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 53,693 | $2,976,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 79,682 | $2,976,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 112,547 | $2,971,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 145,958 | $2,968,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 162,461 | $2,965,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 216,458 | $2,959,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000424 | this filing | 2019-11-12 | acceptance time not in the bulk data set |