13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 6,891 holding rows worth $352,889,026,000.
- Accession
- 0000072971-19-000424
- Filer
- CIK 72971
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 20,084 entries on the cover page, a total value of $352,889,026,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,889,026,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 263,428 | $9,181,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 530,987 | $9,181,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 101,541 | $9,173,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 381,647 | $9,160,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 10,139,000 | $9,155,000 | thousands by filing date | principal |
| ENSIGN GROUP INC | 29358P101 | COM | 192,900 | $9,150,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 442,648 | $9,145,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 553,763 | $9,143,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 229,127 | $9,141,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 99,516 | $9,141,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 350,850 | $9,139,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 139,068 | $9,119,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 256,225 | $9,096,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,040,272 | $9,092,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 77,955 | $9,085,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 135,889 | $9,076,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 351,635 | $9,072,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 395,933 | $9,050,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,015,449 | $9,048,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 693,300 | $9,047,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 636,619 | $9,021,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 259,444 | $9,008,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 157,850 | $8,997,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 89,886 | $8,972,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 432,139 | $8,962,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,114,242 | $8,959,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 391,397 | $8,956,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 435,282 | $8,955,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 519,679 | $8,942,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 134,671 | $8,936,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 104,513 | $8,925,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 244,905 | $8,922,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 349,285 | $8,917,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 86,341 | $8,875,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 496,099 | $8,840,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 202,871 | $8,813,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 430,421 | $8,802,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 341,404 | $8,801,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 166,351 | $8,789,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 676,971 | $8,780,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 156,590 | $8,753,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 399,250 | $8,743,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,397,218 | $8,740,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 291,732 | $8,731,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 583,852 | $8,729,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 355,709 | $8,718,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 318,742 | $8,708,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 8,777,000 | $8,707,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 597,121 | $8,706,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 203,145 | $8,703,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 119,411 | $8,696,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 224,626 | $8,688,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 433,198 | $8,673,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 251,336 | $8,662,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,587,000 | $8,653,000 | thousands by filing date | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 196,175 | $8,626,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 526,690 | $8,617,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 121,895 | $8,609,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 369,965 | $8,609,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,295,047 | $8,605,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 814,953 | $8,565,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,692,208 | $8,562,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 176,381 | $8,559,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,970,000 | $8,556,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 352,737 | $8,543,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 185,188 | $8,535,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,850,851 | $8,533,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 137,174 | $8,531,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 242,120 | $8,531,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 292,055 | $8,528,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 83,829 | $8,494,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 397,486 | $8,494,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 253,164 | $8,489,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 324,081 | $8,465,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 532,700 | $8,464,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 955,495 | $8,456,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 451,014 | $8,452,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 283,119 | $8,445,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 562,470 | $8,431,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 240,678 | $8,429,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 160,442 | $8,427,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 58,562 | $8,421,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 53,134 | $8,403,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 737,608 | $8,401,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 209,991 | $8,375,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 80,752 | $8,367,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 225,410 | $8,356,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 491,638 | $8,353,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 94,152 | $8,338,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 388,340 | $8,338,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 370,156 | $8,338,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 482,398 | $8,331,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 159,372 | $8,327,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 716,999 | $8,310,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 316,989 | $8,286,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 779,044 | $8,281,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,086,422 | $8,280,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 352,163 | $8,275,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 113,538 | $8,274,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 271,272 | $8,271,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 77,965 | $8,263,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 151,026 | $8,221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 124,819 | $8,220,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 335,190 | $8,203,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 494,645 | $8,201,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 69,262 | $8,190,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 7,615,000 | $8,172,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 239,643 | $8,148,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,310,050 | $8,148,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 76,306 | $8,137,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 312,277 | $8,135,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 228,735 | $8,118,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 102,533 | $8,115,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 53,145 | $8,113,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 191,013 | $8,098,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 261,800 | $8,094,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 190,478 | $8,093,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 197,794 | $8,078,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 83,684 | $8,070,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 91,482 | $8,069,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 73,581 | $8,063,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 166,712 | $8,059,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 740,621 | $8,058,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 358,655 | $8,055,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,123,163 | $8,052,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 156,095 | $8,044,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 295,124 | $8,042,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 394,434 | $8,042,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 307,024 | $8,038,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 72,758 | $8,036,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 361,518 | $8,026,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 103,495 | $8,024,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 454,041 | $8,023,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 393,301 | $7,968,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 404,027 | $7,951,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 524,470 | $7,950,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 394,494 | $7,945,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 280,615 | $7,931,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 124,938 | $7,926,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 753,997 | $7,925,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 172,258 | $7,913,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 169,724 | $7,897,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 120,373 | $7,872,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 285,864 | $7,869,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 68,346 | $7,857,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 209,002 | $7,850,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 668,053 | $7,849,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,348,746 | $7,848,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 146,002 | $7,843,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 333,218 | $7,832,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 430,800 | $7,819,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 60,329 | $7,817,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 109,931 | $7,800,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 648,081 | $7,797,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 242,686 | $7,777,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 74,358 | $7,773,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 621,791 | $7,772,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 652,147 | $7,760,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 146,339 | $7,746,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 162,026 | $7,740,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 968,998 | $7,732,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 233,041 | $7,728,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 96,398 | $7,660,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 264,116 | $7,656,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 315,754 | $7,653,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 284,910 | $7,640,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 24,225 | $7,607,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 158,639 | $7,596,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,442,852 | $7,589,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 838,130 | $7,585,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 190,029 | $7,574,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 292,097 | $7,571,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 262,325 | $7,570,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 8,641,000 | $7,570,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 299,945 | $7,552,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 256,340 | $7,550,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 5,805,000 | $7,543,000 | thousands by filing date | principal |
| CENTERSTATE BK CORP | 15201P109 | COM | 314,278 | $7,538,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,042,857 | $7,530,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 228,020 | $7,529,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 38,597 | $7,513,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 208,879 | $7,480,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 366,645 | $7,459,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 125,479 | $7,449,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 206,749 | $7,441,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 235,382 | $7,435,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 100,146 | $7,425,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 88,793 | $7,412,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 290,125 | $7,401,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 502,726 | $7,391,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 333,223 | $7,384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 392,412 | $7,370,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 913,500 | $7,362,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 123,581 | $7,354,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 325,107 | $7,351,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 141,305 | $7,330,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 100,896 | $7,323,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 96,173 | $7,318,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 157,133 | $7,308,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 107,672 | $7,303,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,108,000 | $7,297,000 | thousands by filing date | principal |
| BRINKER INTL INC COM | 109641100 | Stock | 170,762 | $7,286,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 472,258 | $7,273,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,777,500 | $7,260,000 | thousands by filing date | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 691,454 | $7,253,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 229,425 | $7,245,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 227,471 | $7,243,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 178,695 | $7,232,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 462,062 | $7,222,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 299,587 | $7,202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 201,952 | $7,190,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 495,714 | $7,188,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 80,883 | $7,184,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 186,078 | $7,151,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 109,999 | $7,132,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 391,335 | $7,128,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 185,960 | $7,111,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 198,648 | $7,091,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 339,553 | $7,089,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 318,735 | $7,087,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 691,464 | $7,087,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 190,273 | $7,086,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 54,477 | $7,085,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 93,519 | $7,079,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 529,376 | $7,067,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 69,041 | $7,065,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 679,798 | $7,063,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 128,513 | $7,060,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 554,742 | $7,051,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 158,880 | $7,049,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 159,436 | $7,048,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 503,313 | $7,048,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 453,115 | $7,037,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 557,666 | $7,032,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 196,743 | $7,027,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 482,478 | $7,021,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 272,322 | $7,015,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 113,689 | $7,013,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 259,012 | $7,007,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 501,769 | $7,004,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 294,260 | $7,000,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 473,979 | $6,991,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 378,222 | $6,986,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 67,383 | $6,983,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 665,192 | $6,978,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 102,282 | $6,974,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 445,650 | $6,974,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 72,160 | $6,971,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 466,871 | $6,957,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 101,253 | $6,950,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 262,845 | $6,939,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 41,313 | $6,938,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 163,882 | $6,937,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 352,053 | $6,934,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 694,849 | $6,934,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 420,671 | $6,924,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 217,305 | $6,902,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 220,699 | $6,901,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 455,360 | $6,899,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 196,011 | $6,891,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 540,759 | $6,890,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 85,793 | $6,888,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 688,159 | $6,875,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 393,958 | $6,855,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 200,348 | $6,848,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 196,842 | $6,846,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 311,606 | $6,836,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 325,582 | $6,830,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 145,061 | $6,815,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 708,882 | $6,812,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 350,525 | $6,804,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 410,776 | $6,802,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 179,391 | $6,802,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 55,500 | $6,797,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 73,652 | $6,796,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 325,334 | $6,793,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 267,594 | $6,783,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 457,244 | $6,781,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 481,489 | $6,779,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 184,652 | $6,773,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 469,892 | $6,771,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,141,000 | $6,750,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 284,264 | $6,746,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 416,984 | $6,739,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 108,111 | $6,735,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 125,796 | $6,733,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 443,716 | $6,727,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 254,748 | $6,705,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 130,427 | $6,705,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 91,996 | $6,693,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,328,739 | $6,690,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 362,337 | $6,689,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 255,999 | $6,648,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 293,153 | $6,643,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 214,768 | $6,636,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 48,870 | $6,627,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 66,512 | $6,621,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 128,058 | $6,616,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 124,887 | $6,610,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 252,488 | $6,602,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 254,324 | $6,597,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 365,848 | $6,593,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 141,315 | $6,591,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,506,591 | $6,584,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 154,864 | $6,582,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 244,005 | $6,571,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 232,322 | $6,548,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 251,107 | $6,547,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 267,508 | $6,543,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 6,706,000 | $6,535,000 | thousands by filing date | principal |
| CAI INTERNATIONAL INC | 12477X106 | COM | 300,134 | $6,534,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 6,259,000 | $6,531,000 | thousands by filing date | principal |
| NEWMARK GROUP INC | 65158N102 | CL A | 719,090 | $6,515,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 187,781 | $6,512,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 874,500 | $6,506,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 652,369 | $6,504,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 131,803 | $6,504,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 215,057 | $6,504,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 166,652 | $6,498,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 164,220 | $6,481,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 237,273 | $6,469,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 258,032 | $6,467,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 214,545 | $6,456,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 126,250 | $6,445,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 384,787 | $6,445,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 314,966 | $6,441,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 325,970 | $6,441,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 317,121 | $6,439,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 201,241 | $6,418,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 235,466 | $6,407,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 134,540 | $6,394,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 85,506 | $6,385,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 252,878 | $6,380,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 46,828 | $6,370,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 298,788 | $6,364,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,063,506 | $6,359,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 401,420 | $6,359,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 108,483 | $6,352,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 669,382 | $6,339,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 115,567 | $6,334,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 308,052 | $6,318,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,043,100 | $6,317,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,689 | $6,314,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 439,080 | $6,305,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 274,215 | $6,297,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 160,463 | $6,292,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 45,418 | $6,289,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 84,208 | $6,287,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 118,245 | $6,287,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,682,000 | $6,280,000 | thousands by filing date | principal |
| EVENTBRITE INC | 29975E109 | COM CL A | 354,458 | $6,278,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 624,402 | $6,275,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 344,746 | $6,268,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 206,031 | $6,267,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 481,393 | $6,262,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 123,200 | $6,246,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 199,390 | $6,239,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 706,789 | $6,238,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 185,255 | $6,223,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 247,989 | $6,212,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 157,407 | $6,194,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 127,091 | $6,192,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 5,746,000 | $6,186,000 | thousands by filing date | principal |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 359,393 | $6,185,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 378,798 | $6,183,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 69,427 | $6,176,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 314,739 | $6,156,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 177,092 | $6,151,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 249,939 | $6,144,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 66,314 | $6,126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 89,296 | $6,125,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 142,883 | $6,120,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 205,206 | $6,076,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 47,839 | $6,051,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 212,366 | $6,048,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 298,509 | $6,046,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 409,951 | $6,039,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 281,375 | $6,033,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 770,222 | $6,031,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 6,500,000 | $6,031,000 | thousands by filing date | principal |
| KONTOOR BRANDS INC | 50050N103 | COM | 171,738 | $6,028,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 547,061 | $6,023,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,400,117 | $6,022,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 66,962 | $6,015,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 384,331 | $5,984,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 798,638 | $5,974,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 156,826 | $5,974,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,213,948 | $5,972,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 77,705 | $5,962,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 85,383 | $5,954,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 561,626 | $5,950,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 844,754 | $5,947,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 238,129 | $5,946,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 3,964,000 | $5,941,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 556,767 | $5,940,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 246,051 | $5,935,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 213,504 | $5,934,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 475,974 | $5,930,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 205,777 | $5,924,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 190,506 | $5,906,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 302,815 | $5,899,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 125,830 | $5,881,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 63,713 | $5,880,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 118,332 | $5,878,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 397,392 | $5,877,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 381,491 | $5,872,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 205,250 | $5,857,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 433,501 | $5,857,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 229,823 | $5,837,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 95,023 | $5,821,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 373,960 | $5,808,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 134,659 | $5,804,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 699,150 | $5,799,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 684,428 | $5,790,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 191,553 | $5,769,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 86,795 | $5,755,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 304,963 | $5,752,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 56,439 | $5,732,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 231,480 | $5,727,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 151,025 | $5,722,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 187,127 | $5,719,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 397,871 | $5,718,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 394,800 | $5,713,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 235,779 | $5,701,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 90,659 | $5,697,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 247,394 | $5,697,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 123,782 | $5,696,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 3,674,604 | $5,696,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 581,900 | $5,692,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 321,566 | $5,690,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 76,461 | $5,680,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 206,651 | $5,680,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 145,574 | $5,670,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 171,361 | $5,667,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 449,855 | $5,663,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 5,122,000 | $5,662,000 | thousands by filing date | principal |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 158,297 | $5,660,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 53,619 | $5,652,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 228,542 | $5,652,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 411,275 | $5,639,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 147,941 | $5,632,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 268,676 | $5,629,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 153,856 | $5,618,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 246,547 | $5,614,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 219,868 | $5,612,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 367,260 | $5,610,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 380,618 | $5,572,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 132,341 | $5,567,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 229,389 | $5,566,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 132,197 | $5,565,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 496,876 | $5,564,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 86,376 | $5,545,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 262,493 | $5,544,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,055,536 | $5,541,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 71,878 | $5,538,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 143,885 | $5,519,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 90,249 | $5,514,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 119,984 | $5,513,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,994,832 | $5,503,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 56,738 | $5,498,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 395,098 | $5,495,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 313,810 | $5,495,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 724,825 | $5,495,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 798,625 | $5,494,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 598,164 | $5,491,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 347,860 | $5,490,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 585,647 | $5,487,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 388,227 | $5,478,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 68,541 | $5,467,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 7,015 | $5,466,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,350,000 | $5,452,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 210,772 | $5,431,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 176,358 | $5,420,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 570,187 | $5,411,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 166,522 | $5,397,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 356,017 | $5,397,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 194,746 | $5,388,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 71,717 | $5,365,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 79,867 | $5,358,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,033,893 | $5,356,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 342,898 | $5,356,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 465,098 | $5,339,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 119,705 | $5,333,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 240,273 | $5,315,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 633,452 | $5,314,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 498,444 | $5,303,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 313,195 | $5,303,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 69,578 | $5,302,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 314,758 | $5,301,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 94,260 | $5,300,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 64,139 | $5,294,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 68,514 | $5,289,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 129,668 | $5,284,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 421,335 | $5,284,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 139,427 | $5,279,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 111,515 | $5,270,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 518,967 | $5,267,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 591,287 | $5,263,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 347,451 | $5,260,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 4,860,000 | $5,258,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000424 | this filing | 2019-11-12 | acceptance time not in the bulk data set |