13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-01, with 6,610 holding rows worth $337,536,395,000.
- Accession
- 0000072971-18-000404
- Filer
- CIK 72971
- Filed
- 2018-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 21,262 entries on the cover page, a total value of $337,536,395,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,536,395,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerRock Creek Group, LP028-13780
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 220,809 | $3,510,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 64,248 | $3,488,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,348,779 | $3,480,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 389,223 | $3,476,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 49,123 | $3,472,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 198,328 | $3,469,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 261,218 | $3,456,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 59,480 | $3,456,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 45,320 | $3,456,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 148,959 | $3,455,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 82,644 | $3,448,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 245,755 | $3,440,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 51,691 | $3,438,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 91,470 | $3,435,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 57,285 | $3,433,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 321,906 | $3,428,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 45,544 | $3,426,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 41,642 | $3,426,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 104,884 | $3,411,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 185,569 | $3,406,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 73,335 | $3,395,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 144,602 | $3,392,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 148,313 | $3,392,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 88,742 | $3,390,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 95,787 | $3,387,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 124,909 | $3,385,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 51,048 | $3,381,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 184,571 | $3,376,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 59,679 | $3,375,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 52,664 | $3,370,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 212,616 | $3,359,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 172,096 | $3,357,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 207,389 | $3,353,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 414,807 | $3,349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 46,360 | $3,345,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 742,400 | $3,339,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 275,087 | $3,336,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 70,239 | $3,333,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 379,761 | $3,331,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 63,251 | $3,330,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 33,723 | $3,328,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 250,000 | $3,325,000 | thousands by filing date | call |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 140,925 | $3,313,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 1,201,000 | $3,307,000 | thousands by filing date | principal |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 119,502 | $3,304,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 226,219 | $3,296,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 174,953 | $3,296,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 161,152 | $3,294,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 153,745 | $3,291,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 337,144 | $3,287,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 54,242 | $3,280,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 77,761 | $3,277,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 118,763 | $3,274,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 338,138 | $3,270,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,486,031 | $3,269,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 133,299 | $3,260,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 139,498 | $3,253,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 210,640 | $3,248,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 88,996 | $3,245,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 85,166 | $3,242,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 99,071 | $3,239,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 23,677 | $3,237,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 158,406 | $3,233,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 417,759 | $3,226,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 41,810 | $3,225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 106,735 | $3,225,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 55,727 | $3,218,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 76,514 | $3,211,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 95,617 | $3,210,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 84,100 | $3,209,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 88,775 | $3,191,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 104,293 | $3,191,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 93,820 | $3,189,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,360,000 | $3,189,000 | thousands by filing date | principal |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 86,383 | $3,184,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 181,894 | $3,180,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 242,456 | $3,179,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,261,084 | $3,178,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 177,995 | $3,172,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 64,489 | $3,169,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 147,925 | $3,166,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 155,996 | $3,164,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 47,345 | $3,163,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 135,846 | $3,138,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 125,650 | $3,136,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 54,276 | $3,132,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 81,649 | $3,132,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 444,028 | $3,130,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 315,158 | $3,129,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 246,917 | $3,128,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 172,444 | $3,116,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 244,224 | $3,111,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,140,000 | $3,107,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 67,358 | $3,101,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 124,318 | $3,101,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 160,933 | $3,100,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 46,084 | $3,097,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 106,936 | $3,096,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,761 | $3,095,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 198,124 | $3,083,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 692,100 | $3,079,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 118,339 | $3,071,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,250,000 | $3,070,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 57,502 | $3,058,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 161,827 | $3,057,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 284,006 | $3,051,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 878,551 | $3,049,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 27,302 | $3,043,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 287,844 | $3,037,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 115,457 | $3,037,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,254,976 | $3,037,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 27,150 | $3,027,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,112,000 | $3,027,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 105,436 | $3,026,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 203,749 | $3,025,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,280,000 | $3,022,000 | thousands by filing date | principal |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 88,852 | $3,017,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 197,310 | $3,011,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 203,216 | $3,008,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 118,000 | $2,996,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 74,667 | $2,993,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 283,937 | $2,990,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 188,894 | $2,979,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 153,595 | $2,978,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 104,123 | $2,977,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 47,020 | $2,977,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 95,103 | $2,975,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,981,000 | $2,974,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 126,835 | $2,973,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,202,000 | $2,973,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,384,000 | $2,965,000 | thousands by filing date | principal |
| CAVIUM INC | 14964U108 | COM | 34,140 | $2,953,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 63,735 | $2,940,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 148,480 | $2,937,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 251,799 | $2,933,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 130,490 | $2,932,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,243,600 | $2,930,000 | thousands by filing date | put |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 126,400 | $2,928,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 45,572 | $2,928,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 65,025 | $2,920,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 76,041 | $2,918,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 685,759 | $2,915,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 141,044 | $2,913,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 3,001,000 | $2,910,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 128,257 | $2,909,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 34,034 | $2,903,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 88,374 | $2,902,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 165,818 | $2,902,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 48,193 | $2,899,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 239,755 | $2,898,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 67,278 | $2,891,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 276,095 | $2,884,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 62,770 | $2,878,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 94,638 | $2,872,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 145,903 | $2,864,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 180,158 | $2,864,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 54,350 | $2,862,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 538,898 | $2,862,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 114,543 | $2,861,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 170,012 | $2,861,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 285,302 | $2,861,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 199,622 | $2,860,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 231,917 | $2,860,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 57,273 | $2,857,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 89,446 | $2,851,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 50,342 | $2,846,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 240,599 | $2,840,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 311,061 | $2,837,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 84,650 | $2,836,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 55,980 | $2,835,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 79,133 | $2,835,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 104,382 | $2,828,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 64,119 | $2,823,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 30,818 | $2,820,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 37,820 | $2,816,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 26,875 | $2,816,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 196,439 | $2,811,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 10,040 | $2,808,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,252,430 | $2,807,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 49,594 | $2,801,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 39,419 | $2,800,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 62,154 | $2,798,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 140,667 | $2,793,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 298,520 | $2,791,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 55,253 | $2,784,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 148,971 | $2,780,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 108,253 | $2,779,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 97,533 | $2,775,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 76,720 | $2,774,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 131,404 | $2,772,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 73,690 | $2,770,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 73,944 | $2,769,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 512,053 | $2,765,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 320,644 | $2,764,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,555,000 | $2,764,000 | thousands by filing date | principal |
| TTOO | 89853L104 | Stock | 355,821 | $2,754,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 18,261 | $2,752,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 55,072 | $2,751,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 86,692 | $2,736,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 61,656 | $2,735,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 42,658 | $2,734,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 82,198 | $2,733,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,529,000 | $2,732,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 2,333,000 | $2,732,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 142,812 | $2,731,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 49,827 | $2,731,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 54,750 | $2,727,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 63,148 | $2,726,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 139,094 | $2,726,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 249,186 | $2,724,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 115,883 | $2,722,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 206,855 | $2,721,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 195,214 | $2,721,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 69,139 | $2,717,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 139,030 | $2,712,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 213,295 | $2,705,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 147,209 | $2,703,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 51,456 | $2,701,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,214,870 | $2,697,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 245,042 | $2,693,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 72,090 | $2,692,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 159,479 | $2,687,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 77,827 | $2,685,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 359,982 | $2,683,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,705,400 | $2,681,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 43,586 | $2,678,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 354,375 | $2,676,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 216,195 | $2,659,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 273,769 | $2,656,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 61,375 | $2,654,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 48,800 | $2,652,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 56,988 | $2,650,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 55,497 | $2,650,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 193,953 | $2,641,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 221,184 | $2,636,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 22,835 | $2,634,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 259,480 | $2,634,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 18,930 | $2,630,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 2,662,000 | $2,625,000 | thousands by filing date | principal |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 521,214 | $2,622,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 85,243 | $2,618,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 467,697 | $2,614,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 67,977 | $2,614,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 194,293 | $2,613,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 108,014 | $2,613,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 198,186 | $2,608,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 84,720 | $2,608,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 38,884 | $2,607,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 61,890 | $2,606,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 259,996 | $2,605,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 36,662 | $2,604,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 95,250 | $2,597,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 69,995 | $2,596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 45,434 | $2,594,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 211,791 | $2,590,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 182,461 | $2,587,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 283,313 | $2,575,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 69,655 | $2,574,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 35,653 | $2,558,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 115,029 | $2,556,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 114,291 | $2,554,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 998,200 | $2,551,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 56,218 | $2,550,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 141,873 | $2,539,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 65,967 | $2,537,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,441,000 | $2,536,000 | thousands by filing date | principal |
| LOXO ONCOLOGY INC | 548862101 | COM | 14,605 | $2,534,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 86,179 | $2,533,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 48,933 | $2,531,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 508,654 | $2,527,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 163,674 | $2,521,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 39,980 | $2,517,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 120,615 | $2,512,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 29,788 | $2,512,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 96,534 | $2,510,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,411,000 | $2,510,000 | thousands by filing date | principal |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 224,523 | $2,504,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 265,060 | $2,502,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 131,265 | $2,500,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 36,406 | $2,496,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 196,977 | $2,496,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 50,000 | $2,494,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 62,706 | $2,490,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 241,244 | $2,487,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 483,764 | $2,486,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 522,329 | $2,486,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 145,367 | $2,483,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 51,348 | $2,482,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 46,449 | $2,480,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 159,630 | $2,479,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 276,876 | $2,478,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 19,884 | $2,470,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 77,865 | $2,470,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,652,000 | $2,464,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 53,138 | $2,461,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 17,293 | $2,461,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 148,110 | $2,461,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 89,256 | $2,447,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 105,815 | $2,443,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 15,066 | $2,442,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 60,481 | $2,437,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 67,642 | $2,436,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 22,109 | $2,435,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 95,658 | $2,431,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 62,597 | $2,430,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 147,277 | $2,422,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 74,252 | $2,417,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 28,126 | $2,416,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 549,819 | $2,414,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,283,000 | $2,414,000 | thousands by filing date | principal |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 256,662 | $2,413,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 49,741 | $2,407,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,910 | $2,405,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 26,559 | $2,405,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 45,213 | $2,391,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 30,247 | $2,389,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 166,378 | $2,386,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 114,217 | $2,381,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 115,349 | $2,378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 61,707 | $2,377,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,025,000 | $2,377,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 236,788 | $2,375,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 143,913 | $2,374,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 158,787 | $2,374,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 189,899 | $2,373,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 641,340 | $2,373,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 444,180 | $2,368,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 115,518 | $2,361,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 157,251 | $2,359,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 145,010 | $2,357,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 295,187 | $2,356,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 140,012 | $2,353,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 104,142 | $2,353,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 107,163 | $2,352,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 115,081 | $2,350,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 162,171 | $2,350,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 138,055 | $2,345,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 88,843 | $2,343,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 917,672 | $2,341,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,445,000 | $2,341,000 | thousands by filing date | principal |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 232,887 | $2,338,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 52,075 | $2,336,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 268,826 | $2,334,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 20,300 | $2,332,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 62,642 | $2,326,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 19,536 | $2,324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 33,624 | $2,324,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 66,280 | $2,323,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 117,961 | $2,318,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 111,758 | $2,312,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 56,219 | $2,312,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 50,530 | $2,310,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,500,000 | $2,310,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 26,270 | $2,309,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 34,847 | $2,306,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 72,732 | $2,297,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 69,304 | $2,291,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 161,274 | $2,291,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 171,615 | $2,285,000 | thousands by filing date | |
| RH | 74967X103 | COM | 16,336 | $2,282,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 59,476 | $2,280,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 78,262 | $2,271,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 369,960 | $2,271,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 103,174 | $2,270,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 28,934 | $2,270,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 135,480 | $2,269,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 149,075 | $2,269,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 88,723 | $2,267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 115,602 | $2,265,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 60,982 | $2,264,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,306,000 | $2,263,000 | thousands by filing date | principal |
| EASTERN CO | 276317104 | COM | 80,634 | $2,262,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 84,509 | $2,244,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 914,917 | $2,241,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 284,086 | $2,239,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 278,624 | $2,237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 77,987 | $2,236,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,825,000 | $2,236,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 463,664 | $2,235,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 69,517 | $2,228,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 153,410 | $2,222,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 122,280 | $2,216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 43,516 | $2,216,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 113,246 | $2,214,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 184,213 | $2,211,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,058,869 | $2,202,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 38,604 | $2,201,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 27,116 | $2,200,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,175,000 | $2,193,000 | thousands by filing date | principal |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 237,130 | $2,193,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 88,600 | $2,188,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 37,838 | $2,185,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 36,515 | $2,183,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 193,152 | $2,179,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 54,977 | $2,171,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 167,505 | $2,166,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 224,417 | $2,165,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 59,474 | $2,164,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 101,804 | $2,160,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 86,426 | $2,159,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 171,901 | $2,155,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,014,000 | $2,154,000 | thousands by filing date | principal |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 93,761 | $2,152,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 55,673 | $2,150,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 15,425 | $2,148,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 114,739 | $2,147,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 53,334 | $2,144,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 54,467 | $2,135,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 247,895 | $2,129,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 141,761 | $2,127,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 57,309 | $2,123,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 44,810 | $2,121,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 286,400 | $2,119,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 71,340 | $2,119,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 767,200 | $2,115,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 21,789 | $2,114,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 31,211 | $2,108,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 250,782 | $2,107,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 358,876 | $2,106,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 22,247 | $2,102,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 73,243 | $2,102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 35,805 | $2,101,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 96,262 | $2,098,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 67,101 | $2,093,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 63,414 | $2,089,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 159,233 | $2,085,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 189,176 | $2,085,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 90,965 | $2,078,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 76,692 | $2,075,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 133,208 | $2,071,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 116,690 | $2,070,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 186,400 | $2,069,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 48,303 | $2,068,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 277,455 | $2,067,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 104,069 | $2,065,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 143,888 | $2,062,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 27,032 | $2,061,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 35,116 | $2,051,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 27,076 | $2,051,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 525,150 | $2,048,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 126,976 | $2,042,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 41,261 | $2,039,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 49,786 | $2,037,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 208,985 | $2,035,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 276,802 | $2,034,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 53,121 | $2,023,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 75,755 | $2,018,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 37,675 | $2,016,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 139,049 | $2,016,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 36,422 | $2,008,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 138,890 | $2,006,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 212,692 | $2,006,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 54,970 | $2,000,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 13,462 | $1,995,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 259,869 | $1,994,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 168,965 | $1,994,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 96,216 | $1,993,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 104,965 | $1,990,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 73,509 | $1,981,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 26,538 | $1,978,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 269,142 | $1,976,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 135,584 | $1,976,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 59,424 | $1,975,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 28,938 | $1,969,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 41,945 | $1,966,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 93,661 | $1,966,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 98,227 | $1,965,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 144,115 | $1,961,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 112,063 | $1,959,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 150,232 | $1,957,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 63,683 | $1,953,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 71,373 | $1,952,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 147,754 | $1,949,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 166,541 | $1,945,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 69,223 | $1,945,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 99,224 | $1,944,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 58,144 | $1,942,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 204,266 | $1,939,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,016,700 | $1,936,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 93,590 | $1,935,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 19,280 | $1,934,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 66,679 | $1,926,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 302,382 | $1,914,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 299,555 | $1,911,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 422,872 | $1,911,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 191,250 | $1,910,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 26,855 | $1,902,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 173,550 | $1,901,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 366,364 | $1,901,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 141,798 | $1,898,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 156,649 | $1,897,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 23,038 | $1,896,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 283,523 | $1,894,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 143,316 | $1,894,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 80,960 | $1,892,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 52,878 | $1,890,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 129,628 | $1,889,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 648,912 | $1,886,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 81,921 | $1,880,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 17,008 | $1,878,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000404 | this filing | 2018-08-01 | acceptance time not in the bulk data set |