13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-01, with 6,610 holding rows worth $337,536,395,000.
- Accession
- 0000072971-18-000404
- Filer
- CIK 72971
- Filed
- 2018-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 21,262 entries on the cover page, a total value of $337,536,395,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,536,395,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerRock Creek Group, LP028-13780
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288752 | US HOME CONS ETF | 160,635 | $6,128,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 174,241 | $6,124,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 207,397 | $6,122,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 103,956 | $6,116,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,401,000 | $6,112,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 394,868 | $6,076,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 77,438 | $6,076,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 251,276 | $6,071,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 365,011 | $6,055,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 247,329 | $6,052,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 50,601 | $6,052,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 337,669 | $6,050,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 278,839 | $6,046,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 364,050 | $6,044,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 69,463 | $6,035,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 123,774 | $6,026,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 136,005 | $6,021,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 61,267 | $5,989,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 58,404 | $5,969,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 141,356 | $5,968,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 225,902 | $5,966,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 320,650 | $5,964,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 414,260 | $5,952,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 233,987 | $5,946,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 617,974 | $5,944,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 366,076 | $5,938,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,006,445 | $5,938,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 155,646 | $5,937,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 312,983 | $5,921,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 225,278 | $5,918,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 62,187 | $5,907,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 93,951 | $5,888,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 259,246 | $5,888,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 162,105 | $5,868,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 338,575 | $5,858,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 139,609 | $5,842,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 60,009 | $5,839,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 182,829 | $5,833,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 264,668 | $5,825,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 251,217 | $5,825,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 349,511 | $5,822,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,122,000 | $5,817,000 | thousands by filing date | principal |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 31,469 | $5,810,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 68,910 | $5,783,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,359,166 | $5,777,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 206,485 | $5,775,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 596,354 | $5,773,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 98,561 | $5,770,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 383,565 | $5,753,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 486,671 | $5,752,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 319,543 | $5,742,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 275,131 | $5,736,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 31,387 | $5,735,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 3,971,000 | $5,724,000 | thousands by filing date | principal |
| CAI INTERNATIONAL INC | 12477X106 | COM | 246,141 | $5,721,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 254,368 | $5,711,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 653,257 | $5,703,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 191,327 | $5,701,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 141,727 | $5,696,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 91,029 | $5,691,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 109,345 | $5,686,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 307,926 | $5,684,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 184,229 | $5,684,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 273,376 | $5,681,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 213,756 | $5,678,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 201,496 | $5,674,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 248,316 | $5,662,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,498,000 | $5,660,000 | thousands by filing date | principal |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 301,266 | $5,658,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,078,871 | $5,653,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 410,585 | $5,638,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 732,010 | $5,636,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 333,079 | $5,623,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 211,380 | $5,619,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 71,769 | $5,607,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 155,747 | $5,604,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 405,726 | $5,603,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 351,952 | $5,596,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 182,355 | $5,589,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 145,216 | $5,588,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 132,796 | $5,587,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 397,181 | $5,580,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 181,096 | $5,579,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 97,582 | $5,578,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 59,439 | $5,575,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 242,614 | $5,571,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 447,077 | $5,562,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 562,659 | $5,559,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 426,515 | $5,558,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 133,451 | $5,552,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 251,962 | $5,547,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 80,016 | $5,535,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 261,548 | $5,532,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 487,901 | $5,523,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 278,451 | $5,513,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 126,390 | $5,506,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 104,154 | $5,491,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,300,000 | $5,461,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 133,495 | $5,440,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 231,416 | $5,438,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 101,777 | $5,428,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 170,158 | $5,423,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 290,463 | $5,421,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 6,870,000 | $5,415,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 240,033 | $5,414,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 198,077 | $5,409,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 203,893 | $5,405,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 300,907 | $5,401,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 43,171 | $5,396,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 85,200 | $5,391,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 431,676 | $5,387,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 272,056 | $5,384,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 383,279 | $5,382,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 114,425 | $5,366,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 244,735 | $5,347,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 514,954 | $5,346,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 138,635 | $5,344,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 587,537 | $5,335,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 92,685 | $5,335,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 415,782 | $5,331,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 159,127 | $5,330,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 309,695 | $5,327,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 104,297 | $5,323,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 120,825 | $5,323,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 794,323 | $5,321,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 87,438 | $5,309,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 67,602 | $5,301,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 127,304 | $5,300,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 437,318 | $5,295,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 250,592 | $5,290,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 142,889 | $5,289,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 420,280 | $5,283,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 512,804 | $5,282,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 318,200 | $5,279,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 97,555 | $5,263,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 557,563 | $5,263,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 194,834 | $5,252,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 403,103 | $5,252,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 120,285 | $5,245,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 385,751 | $5,238,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 5,554,000 | $5,238,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 485,318 | $5,236,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 188,261 | $5,230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 45,623 | $5,228,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 229,948 | $5,222,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 354,147 | $5,216,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 139,554 | $5,201,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 287,731 | $5,197,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 332,604 | $5,195,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 102,216 | $5,187,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 354,287 | $5,170,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 261,918 | $5,155,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,996,921 | $5,152,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 134,541 | $5,150,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,826,000 | $5,149,000 | thousands by filing date | principal |
| KFORCE INC COM | 493732101 | Stock | 149,892 | $5,142,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 267,430 | $5,140,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 193,312 | $5,125,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 333,653 | $5,115,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 209,855 | $5,112,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 194,510 | $5,106,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 284,744 | $5,103,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 215,522 | $5,098,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 148,237 | $5,095,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 847,296 | $5,092,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 191,754 | $5,090,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 184,760 | $5,089,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 39,724 | $5,088,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 359,475 | $5,079,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 530,365 | $5,070,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 393,215 | $5,069,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 80,289 | $5,062,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 74,851 | $5,062,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 3,746,000 | $5,059,000 | thousands by filing date | principal |
| FIBROGEN INC | 31572Q808 | COM | 80,800 | $5,058,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 110,609 | $5,052,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 256,360 | $5,045,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 113,439 | $5,045,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 111,600 | $5,043,000 | thousands by filing date | put |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 571,650 | $5,037,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 170,382 | $5,031,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 133,977 | $5,025,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 558,038 | $5,022,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 110,108 | $5,008,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 63,857 | $5,003,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 110,684 | $5,003,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 404,190 | $4,988,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 203,149 | $4,986,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 260,370 | $4,986,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 34,765 | $4,979,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 160,465 | $4,974,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 4,772,000 | $4,974,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 229,781 | $4,970,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 241,618 | $4,961,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 251,125 | $4,959,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 42,771 | $4,956,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 61,098 | $4,948,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 51,229 | $4,946,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 78,192 | $4,942,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 75,085 | $4,941,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 139,235 | $4,936,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 222,451 | $4,935,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 900,841 | $4,900,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 170,810 | $4,893,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,972,000 | $4,885,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 516,719 | $4,883,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 308,313 | $4,872,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 109,650 | $4,869,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 62,095 | $4,868,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 145,124 | $4,859,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 170,924 | $4,854,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 759,434 | $4,853,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 99,086 | $4,850,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 283,419 | $4,850,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 125,057 | $4,849,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 417,325 | $4,849,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 203,235 | $4,848,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 350,052 | $4,848,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 416,965 | $4,845,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 374,061 | $4,844,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 107,620 | $4,833,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 381,654 | $4,832,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 100,204 | $4,829,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 145,727 | $4,828,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 283,207 | $4,811,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 198,328 | $4,795,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 95,500 | $4,783,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 119,114 | $4,781,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 279,409 | $4,777,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 372,954 | $4,767,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 329,597 | $4,766,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 229,164 | $4,759,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 140,741 | $4,759,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 287,303 | $4,758,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 147,009 | $4,756,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 162,596 | $4,756,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 151,276 | $4,749,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 71,052 | $4,747,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 98,039 | $4,740,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 77,063 | $4,740,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 184,996 | $4,737,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 360,650 | $4,724,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 287,311 | $4,715,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,178,000 | $4,709,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 4,720,000 | $4,708,000 | thousands by filing date | principal |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 83,480 | $4,693,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 129,842 | $4,683,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 85,566 | $4,682,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 75,830 | $4,676,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 281,177 | $4,674,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 653,461 | $4,673,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 453,895 | $4,662,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 227,941 | $4,661,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 118,788 | $4,654,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 225,302 | $4,650,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 148,350 | $4,644,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 52,144 | $4,631,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 159,248 | $4,631,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 62,291 | $4,629,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 591,810 | $4,628,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 131,852 | $4,620,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 491,953 | $4,619,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 131,567 | $4,618,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 826,650 | $4,613,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 110,514 | $4,610,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 270,632 | $4,604,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 76,633 | $4,601,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 367,071 | $4,599,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 117,818 | $4,589,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 186,625 | $4,584,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 308,048 | $4,583,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 291,158 | $4,583,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 232,339 | $4,578,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 90,850 | $4,577,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 115,747 | $4,572,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 3,411,000 | $4,562,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 132,574 | $4,559,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 118,077 | $4,558,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 211,796 | $4,554,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 213,105 | $4,549,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 4,859,000 | $4,546,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RXR7 | MTNF 0.250% 6/2 | 5,270,000 | $4,545,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 1,033,734 | $4,542,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 92,852 | $4,537,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 87,358 | $4,530,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 164,647 | $4,529,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 210,422 | $4,524,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 464,700 | $4,508,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 257,694 | $4,507,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 202,943 | $4,498,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 29,192 | $4,488,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 183,346 | $4,488,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 92,542 | $4,479,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 35,842 | $4,476,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 78,160 | $4,474,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 126,197 | $4,470,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 387,207 | $4,469,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 480,218 | $4,466,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 80,378 | $4,462,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 44,732 | $4,460,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 83,042 | $4,457,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 7,418 | $4,446,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 345,148 | $4,442,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 26,394 | $4,441,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 587,857 | $4,438,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 87,253 | $4,425,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 70,026 | $4,420,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 199,801 | $4,415,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 130,831 | $4,413,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 7,525 | $4,410,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 114,987 | $4,407,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 611,968 | $4,406,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 928,200 | $4,396,000 | thousands by filing date | put |
| Gilat Satellite Network | M51474118 | COM | 477,786 | $4,391,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 136,686 | $4,389,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 80,000 | $4,382,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 80,988 | $4,382,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,375,000 | $4,379,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 251,199 | $4,368,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 187,316 | $4,363,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 103,301 | $4,361,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 129,265 | $4,360,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 674,100 | $4,359,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 37,975 | $4,357,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 274,655 | $4,354,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 121,671 | $4,351,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 227,561 | $4,343,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 165,255 | $4,343,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 187,928 | $4,342,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 332,143 | $4,335,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 481,441 | $4,334,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 316,861 | $4,313,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 171,609 | $4,281,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 187,516 | $4,277,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 84,709 | $4,265,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 279,317 | $4,265,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 3,006,500 | $4,264,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 246,081 | $4,256,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 54,087 | $4,251,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 98,872 | $4,250,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 482,531 | $4,246,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 745,323 | $4,241,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 318,005 | $4,239,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 117,918 | $4,234,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 59,173 | $4,227,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 222,471 | $4,224,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,835,754 | $4,222,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 158,269 | $4,216,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 73,488 | $4,210,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 55,848 | $4,208,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 104,331 | $4,204,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 87,578 | $4,181,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 192,744 | $4,181,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 109,702 | $4,155,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 326,194 | $4,152,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 303,603 | $4,150,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 101,110 | $4,146,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 621,377 | $4,145,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 84,351 | $4,145,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 58,291 | $4,142,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 234,889 | $4,140,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 281,168 | $4,136,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 401,517 | $4,128,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 110,175 | $4,127,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 33,640 | $4,127,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 335,205 | $4,116,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 367,771 | $4,112,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 84,735 | $4,094,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 217,120 | $4,080,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 91,186 | $4,077,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 63,042 | $4,072,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,609,928 | $4,071,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,351,834 | $4,068,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 437,555 | $4,065,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 76,100 | $4,064,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 29,366 | $4,057,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 222,265 | $4,057,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 358,060 | $4,057,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 258,411 | $4,052,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 82,039 | $4,050,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 55,148 | $4,038,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 226,135 | $4,037,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 126,922 | $4,036,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 176,384 | $4,034,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 159,441 | $4,029,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 169,062 | $4,020,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 34,276 | $4,019,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 259,272 | $4,016,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 153,629 | $4,015,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,067,000 | $4,015,000 | thousands by filing date | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 708,298 | $4,002,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 89,822 | $4,001,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 153,681 | $4,001,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 98,705 | $3,997,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 79,519 | $3,977,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 56,849 | $3,961,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 155,079 | $3,958,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 318,202 | $3,956,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 265,323 | $3,954,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,365,107 | $3,945,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 87,652 | $3,936,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 13,340 | $3,931,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,365,600 | $3,924,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 169,570 | $3,922,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 91,954 | $3,920,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 65,686 | $3,914,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 383,759 | $3,907,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 67,375 | $3,904,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 258,906 | $3,904,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 291,836 | $3,899,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 364,324 | $3,899,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 61,064 | $3,890,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 207,670 | $3,886,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 389,902 | $3,884,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 158,448 | $3,883,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 72,179 | $3,878,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,954,000 | $3,871,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 158,849 | $3,868,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 3,822,000 | $3,861,000 | thousands by filing date | principal |
| ARQULE INC | 04269E107 | COM | 696,284 | $3,851,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 25,411 | $3,846,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 336,680 | $3,845,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 76,253 | $3,841,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 241,901 | $3,835,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 852,208 | $3,834,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 395,265 | $3,833,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 101,898 | $3,832,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 54,875 | $3,825,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 127,698 | $3,819,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,069,070 | $3,817,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 351,884 | $3,817,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 164,235 | $3,817,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 174,783 | $3,813,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 241,146 | $3,812,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 495,506 | $3,801,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 118,319 | $3,797,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 465,426 | $3,789,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 267,659 | $3,787,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 169,410 | $3,777,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 80,573 | $3,775,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 79,390 | $3,770,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 147,430 | $3,768,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 70,233 | $3,765,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 174,639 | $3,756,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 45,210 | $3,751,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 28,408 | $3,748,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 85,208 | $3,747,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,051,000 | $3,745,000 | thousands by filing date | principal |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 76,097 | $3,737,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 580,043 | $3,736,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 75,659 | $3,735,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 291,485 | $3,728,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 90,949 | $3,720,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 168,014 | $3,720,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 210,117 | $3,717,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 676,366 | $3,713,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 263,381 | $3,711,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 33,084 | $3,706,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 315,314 | $3,702,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 298,271 | $3,689,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 250,920 | $3,675,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 237,431 | $3,668,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 68,821 | $3,664,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 153,061 | $3,663,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 112,936 | $3,661,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 164,973 | $3,657,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 39,767 | $3,640,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 4,013,000 | $3,632,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 455,930 | $3,629,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 103,017 | $3,625,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 29,203 | $3,621,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 82,801 | $3,614,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 107,266 | $3,613,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 64,869 | $3,603,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 47,649 | $3,602,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 20,152 | $3,602,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 103,157 | $3,601,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 67,461 | $3,596,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 60,313 | $3,591,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 55,540 | $3,591,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 311,954 | $3,587,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 39,642 | $3,582,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 3,553,000 | $3,579,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 212,628 | $3,574,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 192,275 | $3,567,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 437,990 | $3,552,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 257,251 | $3,552,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 2,803,000 | $3,551,000 | thousands by filing date | principal |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 228,471 | $3,551,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 131,698 | $3,549,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 141,171 | $3,541,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 352,989 | $3,540,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 72,491 | $3,537,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 146,617 | $3,528,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 76,172 | $3,527,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 132,918 | $3,526,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 3,938,000 | $3,525,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,672,000 | $3,518,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 71,143 | $3,516,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 59,685 | $3,512,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000404 | this filing | 2018-08-01 | acceptance time not in the bulk data set |