13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 6,552 holding rows worth $256,779,499,000.
- Accession
- 0000072971-15-000510
- Filer
- CIK 72971
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 20,098 entries on the cover page, a total value of $256,779,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,779,499,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 155,023 | $4,256,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 4,719,000 | $4,254,000 | thousands by filing date | principal |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 228,760 | $4,250,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 300,538 | $4,241,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 373,533 | $4,240,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 124,734 | $4,227,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 267,763 | $4,217,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 88,498 | $4,194,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 173,273 | $4,184,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,366,200 | $4,166,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 80,396 | $4,162,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 238,341 | $4,155,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 346,920 | $4,153,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 232,926 | $4,153,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 473,500 | $4,138,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 28,534 | $4,133,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 443,835 | $4,128,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 57,904 | $4,125,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 455,473 | $4,122,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,769,000 | $4,121,000 | thousands by filing date | principal |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 62,553 | $4,120,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 163,225 | $4,120,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 123,821 | $4,115,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 126,642 | $4,108,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 112,385 | $4,094,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 291,103 | $4,093,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 104,512 | $4,091,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 150,831 | $4,087,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,627,000 | $4,087,000 | thousands by filing date | principal |
| RENTRAK CORP | 760174102 | COM | 73,488 | $4,084,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 32,449 | $4,079,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 86,047 | $4,072,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 189,918 | $4,070,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 540,102 | $4,067,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 645,797 | $4,061,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 162,693 | $4,054,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 241,841 | $4,048,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 460,863 | $4,037,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 81,516 | $4,035,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 40,863 | $4,029,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 318,392 | $4,025,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 93,658 | $4,021,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 150,139 | $4,006,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100,620 | $3,996,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 3,630,000 | $3,984,000 | thousands by filing date | principal |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 331,866 | $3,976,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 63,999 | $3,956,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 164,168 | $3,945,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 296,318 | $3,935,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 378,356 | $3,935,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 74,372 | $3,924,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 39,054 | $3,917,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 378,946 | $3,915,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 3,131,000 | $3,914,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 291,825 | $3,908,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 20,696 | $3,905,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 278,095 | $3,904,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 162,186 | $3,904,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 118,802 | $3,898,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 167,730 | $3,897,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 82,004 | $3,896,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 274,680 | $3,895,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 172,676 | $3,890,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 473,361 | $3,887,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 142,007 | $3,886,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 67,874 | $3,882,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 55,691 | $3,878,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 226,917 | $3,878,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 129,955 | $3,870,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 280,143 | $3,866,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 147,229 | $3,861,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 125,067 | $3,827,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 735,170 | $3,823,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 67,762 | $3,820,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 805,544 | $3,819,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 252,259 | $3,789,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 339,095 | $3,780,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 201,635 | $3,779,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 153,682 | $3,769,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 544,641 | $3,769,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 74,677 | $3,766,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 139,382 | $3,758,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 86,494 | $3,755,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 31,691 | $3,747,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 249,922 | $3,733,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 80,009 | $3,732,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 233,383 | $3,730,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 213,734 | $3,726,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 229,392 | $3,723,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 403,414 | $3,720,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 235,417 | $3,718,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 109,914 | $3,716,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 60,347 | $3,714,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 308,605 | $3,693,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 166,751 | $3,692,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 236,931 | $3,679,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 256,792 | $3,674,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 143,923 | $3,666,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 416,386 | $3,664,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 109,412 | $3,663,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 221,071 | $3,663,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 201,021 | $3,660,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 454,803 | $3,634,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 80,136 | $3,633,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 55,941 | $3,630,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 557,490 | $3,629,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,063,000 | $3,627,000 | thousands by filing date | principal |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 81,782 | $3,620,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 128,262 | $3,615,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 271,309 | $3,613,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 122,720 | $3,606,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,137,000 | $3,603,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,513,000 | $3,603,000 | thousands by filing date | principal |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 244,947 | $3,596,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 312,302 | $3,582,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 85,660 | $3,576,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 889,239 | $3,566,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 527,219 | $3,558,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 152,078 | $3,558,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 92,255 | $3,549,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 135,443 | $3,547,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,206,000 | $3,544,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 801,300 | $3,510,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,325,000 | $3,505,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 794,701 | $3,504,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 90,187 | $3,498,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 130,607 | $3,486,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 367,761 | $3,476,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 983,972 | $3,474,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 103,025 | $3,473,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 371,026 | $3,469,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 133,237 | $3,469,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 55,758 | $3,466,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,978,000 | $3,466,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 194,866 | $3,454,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 103,931 | $3,452,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 296,300 | $3,445,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 37,500 | $3,437,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 93,659 | $3,432,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 109,412 | $3,429,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 72,076 | $3,423,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 107,900 | $3,411,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 214,821 | $3,409,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 209,009 | $3,406,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 68,512 | $3,400,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 63,061 | $3,393,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 110,706 | $3,391,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 160,698 | $3,384,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 218,749 | $3,384,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 61,059 | $3,382,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 333,373 | $3,381,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 88,364 | $3,376,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 3,304,000 | $3,363,000 | thousands by filing date | principal |
| LinnCo, LLC | 535782106 | LTD | 351,141 | $3,360,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 126,436 | $3,356,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,228,000 | $3,353,000 | thousands by filing date | principal |
| EMC INS GROUP INC | 268664109 | COM | 99,176 | $3,352,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 3,521,000 | $3,350,000 | thousands by filing date | principal |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 207,980 | $3,349,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 83,907 | $3,337,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 133,848 | $3,337,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 170,639 | $3,336,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,786,000 | $3,336,000 | thousands by filing date | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 83,526 | $3,332,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 924,774 | $3,320,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 35,573 | $3,316,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 44,671 | $3,308,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 119,531 | $3,302,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 31,923 | $3,301,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 255,179 | $3,288,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 65,959 | $3,282,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,416,600 | $3,271,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 248,400 | $3,269,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 56,498 | $3,269,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 160,521 | $3,264,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 74,188 | $3,254,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 126,781 | $3,251,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 39,517 | $3,244,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 39,347 | $3,244,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 70,394 | $3,238,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 59,360 | $3,237,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 228,018 | $3,235,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 51,904 | $3,232,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 77,163 | $3,227,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 49,795 | $3,223,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 59,083 | $3,222,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 107,406 | $3,221,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 40,000 | $3,221,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 149,240 | $3,217,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 303,071 | $3,216,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,171,000 | $3,213,000 | thousands by filing date | principal |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 187,216 | $3,209,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 182,276 | $3,209,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 122,747 | $3,197,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 421,598 | $3,196,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 287,507 | $3,194,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 202,423 | $3,188,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,288,266 | $3,183,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 95,694 | $3,176,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 180,562 | $3,170,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 522,199 | $3,169,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 208,313 | $3,168,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 3,152,000 | $3,167,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 197,849 | $3,162,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 46,199 | $3,158,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 140,783 | $3,158,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 119,239 | $3,155,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 151,713 | $3,153,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 153,993 | $3,151,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 127,199 | $3,147,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,152,000 | $3,146,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 153,314 | $3,143,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 185,665 | $3,143,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 229,887 | $3,140,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 77,465 | $3,136,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 24,149 | $3,129,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 352,694 | $3,128,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 58,593 | $3,128,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 107,270 | $3,117,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 355,320 | $3,116,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 38,288 | $3,113,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 292,811 | $3,109,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 93,289 | $3,105,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 174,021 | $3,103,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 127,681 | $3,100,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 182,689 | $3,094,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 168,672 | $3,090,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 137,529 | $3,089,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,326,200 | $3,088,000 | thousands by filing date | put |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 246,925 | $3,087,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 165,932 | $3,084,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,083,000 | $3,082,000 | thousands by filing date | principal |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 58,582 | $3,075,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 120,674 | $3,058,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 39,320 | $3,053,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 34,787 | $3,050,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 344,611 | $3,049,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 43,945 | $3,047,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 157,715 | $3,045,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 145,932 | $3,043,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3,476,000 | $3,041,000 | thousands by filing date | principal |
| WP GLIMCHER IN | 92939N102 | COM | 182,667 | $3,038,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 93,927 | $3,029,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 101,172 | $3,026,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13,800 | $2,996,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 493,955 | $2,988,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 1,332,000 | $2,966,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 34,193 | $2,952,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 88,311 | $2,952,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,969,000 | $2,947,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 83,831 | $2,945,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 152,265 | $2,945,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 66,723 | $2,945,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 93,105 | $2,944,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 81,312 | $2,940,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 56,901 | $2,936,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 167,001 | $2,933,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 376,453 | $2,933,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 173,844 | $2,928,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 74,497 | $2,925,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,206,400 | $2,925,000 | thousands by filing date | call |
| WELLS FARGO & CO | 94986RVY4 | MTNF 0.125 2/2 | 2,745,000 | $2,915,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 1,176,300 | $2,914,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 212,756 | $2,912,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 210,608 | $2,908,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 120,015 | $2,907,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 198,854 | $2,906,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 190,363 | $2,906,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 74,262 | $2,891,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,055,000 | $2,891,000 | thousands by filing date | principal |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 109,390 | $2,890,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 400,100 | $2,889,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 34,119 | $2,887,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 386,771 | $2,882,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 229,462 | $2,880,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 479,594 | $2,878,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 270,928 | $2,874,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 39,381 | $2,872,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 140,677 | $2,870,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 14,919 | $2,869,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 37,179 | $2,867,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 111,839 | $2,866,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,991,000 | $2,865,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 39,666 | $2,861,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 69,195 | $2,861,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 56,351 | $2,859,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,305,000 | $2,854,000 | thousands by filing date | principal |
| CIFC CORP | 12547R105 | COM | 372,426 | $2,848,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 292,571 | $2,847,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 309,066 | $2,844,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 2,534,000 | $2,844,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,394,100 | $2,832,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 81,100 | $2,829,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 88,848 | $2,824,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 183,819 | $2,817,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 111,766 | $2,816,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 73,244 | $2,815,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 442,736 | $2,807,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 183,184 | $2,801,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 158,367 | $2,789,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 226,900 | $2,789,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 214,998 | $2,786,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 152,344 | $2,785,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 210,064 | $2,782,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 172,008 | $2,779,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 104,673 | $2,775,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 49,541 | $2,774,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25,144 | $2,773,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 25,484 | $2,770,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 45,643 | $2,765,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 307,054 | $2,763,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 64,670 | $2,757,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,639,000 | $2,757,000 | thousands by filing date | principal |
| HEALTHCARE | 42225P501 | CL A NEW | 98,533 | $2,745,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 59,707 | $2,742,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 62,418 | $2,737,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 271,112 | $2,735,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 82,490 | $2,720,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 41,542 | $2,718,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 320,892 | $2,711,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 45,378 | $2,707,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 80,869 | $2,706,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 39,717 | $2,702,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 193,102 | $2,698,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 78,828 | $2,694,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 132,017 | $2,686,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 45,274 | $2,683,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 174,317 | $2,678,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 48,908 | $2,676,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 89,034 | $2,668,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 113,706 | $2,664,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 203,622 | $2,661,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 300,917 | $2,658,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 83,394 | $2,645,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 74,750 | $2,641,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 188,754 | $2,633,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 123,289 | $2,631,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 43,765 | $2,628,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 456,000 | $2,627,000 | thousands by filing date | call |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 80,985 | $2,626,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 703,630 | $2,625,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 191,068 | $2,623,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 29,163 | $2,620,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 134,550 | $2,617,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 93,801 | $2,609,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 97,048 | $2,609,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 51,587 | $2,608,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 59,008 | $2,603,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 27,326 | $2,601,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 58,737 | $2,592,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 28,625 | $2,590,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 225,031 | $2,586,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 173,315 | $2,577,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 128,893 | $2,576,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 103,830 | $2,569,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 173,349 | $2,565,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 100,477 | $2,558,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 89,535 | $2,555,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 87,978 | $2,551,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 279,478 | $2,551,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 27,128 | $2,550,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 469,000 | $2,546,000 | thousands by filing date | principal |
| INFRAREIT INC | 45685L100 | COM | 89,016 | $2,545,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 132,736 | $2,544,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 76,210 | $2,542,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,301,000 | $2,541,000 | thousands by filing date | principal |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 106,032 | $2,539,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 154,127 | $2,538,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 80,296 | $2,534,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,241,000 | $2,534,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 223,756 | $2,531,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 375,657 | $2,525,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 53,019 | $2,519,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 675,200 | $2,517,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 103,992 | $2,517,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 166,046 | $2,517,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 261,288 | $2,516,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 48,983 | $2,515,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 30,937 | $2,507,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 70,869 | $2,499,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 284,854 | $2,492,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 150,456 | $2,489,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 80,461 | $2,487,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 71,748 | $2,485,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 456,949 | $2,477,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 143,989 | $2,475,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 40,524 | $2,471,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 145,561 | $2,470,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 107,843 | $2,465,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 164,741 | $2,462,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 71,501 | $2,460,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 207,636 | $2,452,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 151,463 | $2,452,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 49,383 | $2,448,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 35,700 | $2,442,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 912,292 | $2,436,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 97,333 | $2,433,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 186,141 | $2,424,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,792 | $2,418,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 98,251 | $2,417,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 590,781 | $2,416,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,195,000 | $2,412,000 | thousands by filing date | principal |
| TRI CONTL CORP | 895436103 | COM | 111,173 | $2,411,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 147,470 | $2,407,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 27,625 | $2,402,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 50,735 | $2,401,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 79,300 | $2,399,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 166,564 | $2,397,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 57,238 | $2,394,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 63,262 | $2,389,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 980,000 | $2,388,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 57,573 | $2,386,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 46,152 | $2,386,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 169,733 | $2,385,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 70,838 | $2,383,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 190,811 | $2,381,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 80,396 | $2,381,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 180,640 | $2,374,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 307,748 | $2,364,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 95,457 | $2,362,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 75,576 | $2,361,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 130,048 | $2,348,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 90,677 | $2,344,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 39,547 | $2,341,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 66,452 | $2,341,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 13,809 | $2,340,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 32,999 | $2,337,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 168,123 | $2,334,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 2,353,000 | $2,333,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 59,063 | $2,332,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 109,941 | $2,329,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 133,691 | $2,327,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 15,937 | $2,321,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 189,095 | $2,319,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 147,842 | $2,315,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 42,346 | $2,308,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 119,554 | $2,302,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 94,020 | $2,291,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 151,886 | $2,286,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 67,815 | $2,285,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 44,564 | $2,285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 31,966 | $2,284,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 119,851 | $2,284,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 138,270 | $2,283,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 76,503 | $2,281,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 47,042 | $2,280,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,900 | $2,279,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 34,957 | $2,277,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 222,416 | $2,275,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 108,207 | $2,268,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 274,820 | $2,265,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 90,425 | $2,263,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 44,049 | $2,261,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 135,899 | $2,261,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 166,348 | $2,256,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 308,479 | $2,252,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 164,008 | $2,248,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 346,864 | $2,247,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 93,984 | $2,243,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 2,366,000 | $2,227,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 24,512 | $2,225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 75,945 | $2,223,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 91,575 | $2,223,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 178,797 | $2,223,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 56,392 | $2,221,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 91,441 | $2,221,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 113,584 | $2,216,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 12,779 | $2,209,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 136,738 | $2,208,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 62,753 | $2,201,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 55,503 | $2,198,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 195,069 | $2,196,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,875,000 | $2,191,000 | thousands by filing date | principal |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 54,695 | $2,190,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 77,295 | $2,188,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 2,100,000 | $2,186,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 52,087 | $2,185,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 89,391 | $2,183,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 44,047 | $2,180,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 334,661 | $2,176,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 26,495 | $2,176,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 65,363 | $2,168,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 149,884 | $2,165,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 67,300 | $2,164,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 264,541 | $2,164,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 88,255 | $2,162,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 95,534 | $2,156,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 23,532 | $2,155,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 37,706 | $2,153,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,394,000 | $2,147,000 | thousands by filing date | principal |
| Western Midstream Partners | 95825r103 | COM | 35,783 | $2,147,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 91,169 | $2,144,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 73,835 | $2,144,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 23,754 | $2,136,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 42,698 | $2,134,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 26,487 | $2,111,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 59,987 | $2,110,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 131,073 | $2,110,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 74,130 | $2,108,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 59,422 | $2,107,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000510 | this filing | 2015-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-15-000526 | base | 2015-05-12 | acceptance time not in the bulk data set |