13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 6,552 holding rows worth $256,779,499,000.
- Accession
- 0000072971-15-000510
- Filer
- CIK 72971
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 20,098 entries on the cover page, a total value of $256,779,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,779,499,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 111,796 | $8,595,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 101,914 | $8,594,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 76,576 | $8,577,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 239,877 | $8,568,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 2,418,564 | $8,567,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 874,670 | $8,564,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,060,456 | $8,546,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 138,749 | $8,545,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 259,190 | $8,525,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 429,462 | $8,508,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 7,342,000 | $8,457,000 | thousands by filing date | principal |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 236,838 | $8,456,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 520,517 | $8,438,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 433,435 | $8,427,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 210,088 | $8,418,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 98,242 | $8,413,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 6,187,000 | $8,399,000 | thousands by filing date | principal |
| NETSUITE INC | 64118Q107 | COM | 90,528 | $8,398,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 904,576 | $8,385,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 63,824 | $8,375,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 393,400 | $8,375,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 197,112 | $8,347,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 330,116 | $8,329,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 170,845 | $8,316,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 115,583 | $8,296,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 79,632 | $8,295,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 161,015 | $8,291,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 507,054 | $8,291,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 205,295 | $8,271,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 392,533 | $8,259,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 479,267 | $8,234,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 537,770 | $8,222,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 570,592 | $8,211,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 664,516 | $8,200,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 361,591 | $8,193,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 378,963 | $8,189,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 260,675 | $8,189,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 453,777 | $8,177,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 209,412 | $8,167,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 176,438 | $8,160,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 208,589 | $8,148,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 636,293 | $8,144,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 199,568 | $8,135,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 168,486 | $8,132,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 139,585 | $8,120,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 459,267 | $8,093,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 680,890 | $8,082,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,107,660 | $8,075,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 141,888 | $8,056,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 483,896 | $8,045,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 158,892 | $8,026,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 193,889 | $8,025,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 139,653 | $8,017,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 369,565 | $8,012,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 113,128 | $7,995,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 99,499 | $7,992,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 40,946 | $7,984,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 64,205 | $7,982,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 832,930 | $7,980,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 169,792 | $7,954,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 727,124 | $7,949,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 124,577 | $7,943,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 543,941 | $7,920,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 277,370 | $7,911,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 78,762 | $7,899,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 312,248 | $7,881,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 173,149 | $7,876,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 150,294 | $7,828,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 127,853 | $7,827,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 569,818 | $7,824,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 160,044 | $7,800,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,164,000 | $7,796,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 315,300 | $7,788,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 168,947 | $7,769,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 417,090 | $7,767,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,094,026 | $7,767,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 848,581 | $7,756,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 91,562 | $7,751,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,362,427 | $7,748,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 206,198 | $7,741,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 153,978 | $7,736,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 415,046 | $7,724,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 140,093 | $7,724,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 103,857 | $7,711,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 172,300 | $7,710,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 569,727 | $7,674,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 471,009 | $7,644,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 327,201 | $7,640,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,830,764 | $7,633,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 451,998 | $7,630,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 141,195 | $7,614,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 276,152 | $7,614,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 617,715 | $7,597,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 5,961,000 | $7,596,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 7,626,000 | $7,592,000 | thousands by filing date | principal |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 220,491 | $7,559,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 318,751 | $7,535,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 596,779 | $7,502,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 101,217 | $7,484,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 440,688 | $7,474,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 351,907 | $7,474,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 174,313 | $7,473,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 139,989 | $7,460,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 70,738 | $7,455,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 203,466 | $7,455,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 220,096 | $7,446,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 325,529 | $7,422,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 114,212 | $7,415,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 5,031,000 | $7,415,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 134,684 | $7,401,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 483,252 | $7,379,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $7,369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 76,271 | $7,362,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 525,020 | $7,356,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 340,983 | $7,331,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 385,807 | $7,318,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 299,207 | $7,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 153,160 | $7,290,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 507,274 | $7,290,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,397,600 | $7,279,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 373,810 | $7,274,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 74,107 | $7,265,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 121,164 | $7,262,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 371,327 | $7,222,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 371,558 | $7,216,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 405,443 | $7,216,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 110,253 | $7,208,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 111,609 | $7,179,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 267,466 | $7,176,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 6,943,000 | $7,165,000 | thousands by filing date | principal |
| HMS HLDGS CORP | 40425J101 | COM | 463,721 | $7,164,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 66,831 | $7,159,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 56,569 | $7,157,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 725,062 | $7,156,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 350,683 | $7,147,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 568,325 | $7,144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 121,131 | $7,142,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 176,772 | $7,142,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 720,647 | $7,135,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 217,648 | $7,123,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 378,230 | $7,115,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 306,139 | $7,105,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 155,896 | $7,099,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 83,997 | $7,087,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 240,884 | $7,077,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 507,626 | $7,072,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 270,246 | $7,051,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 100,424 | $7,051,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 185,368 | $7,044,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 227,500 | $7,030,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 479,137 | $7,028,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 113,326 | $7,028,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,168,394 | $7,023,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 267,337 | $7,018,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 713,531 | $7,014,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6,170,000 | $6,989,000 | thousands by filing date | principal |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 96,155 | $6,971,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 6,800,000 | $6,962,000 | thousands by filing date | principal |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 85,422 | $6,942,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 100,181 | $6,941,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 113,445 | $6,912,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 197,178 | $6,905,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 255,335 | $6,884,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 260,490 | $6,870,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 66,585 | $6,867,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 164,774 | $6,861,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 323,307 | $6,854,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 3,115,000 | $6,850,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 228,669 | $6,847,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 812,781 | $6,836,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 240,889 | $6,833,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 512,521 | $6,822,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 149,844 | $6,799,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 234,721 | $6,793,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 559,505 | $6,787,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 125,757 | $6,777,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 151,127 | $6,715,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 257,751 | $6,689,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 187,237 | $6,679,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 395,826 | $6,658,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 154,761 | $6,651,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 123,004 | $6,620,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 152,936 | $6,595,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,266,169 | $6,585,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 410,747 | $6,577,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,719,000 | $6,577,000 | thousands by filing date | principal |
| CEMPRA INC | 15130J109 | COM | 191,550 | $6,573,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 153,714 | $6,566,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 362,196 | $6,556,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 123,930 | $6,554,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 222,174 | $6,538,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,343,900 | $6,532,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 400,588 | $6,518,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 169,484 | $6,510,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 300,438 | $6,504,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 193,754 | $6,486,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 199,002 | $6,485,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 122,769 | $6,479,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 308,694 | $6,473,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 120,891 | $6,448,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 252,402 | $6,441,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 5,963,000 | $6,441,000 | thousands by filing date | principal |
| QUALITY DISTR INC FLA | 74756M102 | COM | 622,606 | $6,431,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 148,734 | $6,427,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 188,747 | $6,425,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 173,892 | $6,425,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 208,802 | $6,420,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 295,066 | $6,409,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 315,877 | $6,406,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 92,987 | $6,404,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 93,682 | $6,391,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 210,285 | $6,374,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 161,178 | $6,366,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 145,557 | $6,357,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 159,282 | $6,353,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 198,045 | $6,336,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 366,375 | $6,331,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 89,906 | $6,323,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 771,819 | $6,276,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,050,308 | $6,271,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 372,417 | $6,254,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 334,455 | $6,254,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 485,066 | $6,252,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 120,686 | $6,250,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 326,515 | $6,249,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 121,880 | $6,246,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,169,505 | $6,239,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 101,831 | $6,221,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 431,727 | $6,217,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 276,947 | $6,207,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 347,586 | $6,183,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 249,249 | $6,163,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 184,113 | $6,157,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 106,782 | $6,149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 91,341 | $6,128,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 118,270 | $6,110,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 227,917 | $6,103,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,099,000 | $6,089,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 222,035 | $6,088,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 194,008 | $6,086,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 287,388 | $6,067,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 841,241 | $6,057,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 379,380 | $6,044,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 282,281 | $6,033,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 177,537 | $6,022,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 260,626 | $6,007,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 109,991 | $6,001,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 121,449 | $5,977,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 120,002 | $5,971,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 160,597 | $5,962,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 281,162 | $5,961,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 42,317 | $5,951,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 104,519 | $5,926,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 427,113 | $5,915,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 399,885 | $5,894,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 2,957,000 | $5,879,000 | thousands by filing date | principal |
| OUTERWALL INC | 690070107 | COM | 88,594 | $5,858,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 403,469 | $5,854,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 75,734 | $5,851,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 186,605 | $5,842,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 217,800 | $5,841,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 242,358 | $5,834,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 446,835 | $5,827,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 33,400 | $5,824,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 88,062 | $5,812,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 207,209 | $5,780,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 256,471 | $5,772,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 301,906 | $5,767,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 93,822 | $5,738,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 451,660 | $5,736,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 158,462 | $5,725,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 95,823 | $5,722,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 252,813 | $5,719,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 517,424 | $5,718,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 350,150 | $5,714,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 77,703 | $5,699,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 341,760 | $5,699,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 77,646 | $5,696,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 358,501 | $5,693,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 751,289 | $5,692,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 649,308 | $5,689,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 652,018 | $5,686,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 48,245 | $5,677,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 92,332 | $5,670,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 3,108,766 | $5,659,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 579,084 | $5,657,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 60,219 | $5,657,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 38,338 | $5,644,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 46,764 | $5,625,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 250,656 | $5,623,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 208,774 | $5,622,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 209,423 | $5,609,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 129,864 | $5,604,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 165,061 | $5,595,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 239,352 | $5,595,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 294,596 | $5,588,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 77,928 | $5,587,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 394,551 | $5,575,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 96,809 | $5,572,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 341,345 | $5,570,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 49,778 | $5,563,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 161,520 | $5,552,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 919,573 | $5,527,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45,435 | $5,512,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,518 | $5,511,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 457,914 | $5,486,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 96,370 | $5,478,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,731,979 | $5,474,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 249,780 | $5,470,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 104,946 | $5,465,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 212,973 | $5,465,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 154,542 | $5,462,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 21,320 | $5,457,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 242,744 | $5,451,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 227,722 | $5,430,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 86,707 | $5,411,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 128,297 | $5,409,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 45,305 | $5,409,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 63,641 | $5,404,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 343,110 | $5,393,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 98,582 | $5,393,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 203,822 | $5,379,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 269,095 | $5,376,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 202,126 | $5,376,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 107,434 | $5,358,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 109,774 | $5,350,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 171,675 | $5,340,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 312,072 | $5,333,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 623,898 | $5,327,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 67,096 | $5,317,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 216,343 | $5,301,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 338,933 | $5,298,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 98,814 | $5,297,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 108,776 | $5,296,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 109,287 | $5,289,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 704,475 | $5,283,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 593,947 | $5,281,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 355,285 | $5,269,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 313,221 | $5,265,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 454,212 | $5,260,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 73,004 | $5,258,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 191,519 | $5,255,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 121,332 | $5,251,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 197,006 | $5,242,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 369,599 | $5,241,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 228,801 | $5,232,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 41,382 | $5,223,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 3,500,000 | $5,218,000 | thousands by filing date | principal |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 346,627 | $5,217,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 258,105 | $5,194,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 73,039 | $5,187,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 466,926 | $5,164,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 366,705 | $5,164,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 111,326 | $5,155,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 833,380 | $5,150,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 179,813 | $5,132,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 85,645 | $5,123,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 98,838 | $5,121,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 126,448 | $5,117,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 94,642 | $5,115,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 125,978 | $5,093,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 196,189 | $5,070,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 52,719 | $5,066,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 469,796 | $5,060,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 178,284 | $5,055,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,707,419 | $5,054,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 168,612 | $5,045,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 30,177 | $5,040,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 131,371 | $5,040,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,875,800 | $5,037,000 | thousands by filing date | call |
| PEAK RESORTS INC | 70469L100 | COM | 817,117 | $5,034,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 484,692 | $5,026,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 37,226 | $5,023,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 73,272 | $5,012,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 198,518 | $4,999,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 383,717 | $4,996,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 123,492 | $4,982,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 73,779 | $4,978,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 447,542 | $4,972,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 182,198 | $4,958,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 502,310 | $4,947,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 17,511 | $4,938,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 175,089 | $4,935,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 674,452 | $4,930,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 444,946 | $4,930,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 132,014 | $4,930,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 90,242 | $4,929,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 78,375 | $4,928,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,748,000 | $4,927,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 148,971 | $4,913,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 276,945 | $4,904,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 103,688 | $4,897,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 181,529 | $4,894,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 140,322 | $4,893,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 74,978 | $4,886,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 64,906 | $4,831,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 527,469 | $4,826,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 33,581 | $4,825,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 795,700 | $4,822,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 236,162 | $4,811,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 214,519 | $4,809,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 188,533 | $4,800,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 187,616 | $4,793,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 199,145 | $4,791,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 54,420 | $4,790,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 100,661 | $4,782,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 139,412 | $4,782,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 89,081 | $4,771,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 301,966 | $4,768,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 97,933 | $4,765,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 165,302 | $4,762,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 445,199 | $4,759,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 41,077 | $4,755,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 87,527 | $4,753,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 338,249 | $4,729,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 64,014 | $4,690,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 182,901 | $4,689,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 82,948 | $4,685,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 414,361 | $4,683,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 318,555 | $4,682,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 9,790 | $4,677,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 185,775 | $4,673,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 359,386 | $4,654,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 86,259 | $4,641,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 140,194 | $4,625,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 127,119 | $4,625,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 32,586 | $4,623,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 148,401 | $4,621,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 45,063 | $4,619,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 84,655 | $4,619,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 213,696 | $4,616,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 331,715 | $4,614,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 52,471 | $4,610,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 89,115 | $4,609,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 63,549 | $4,609,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 180,228 | $4,603,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 211,068 | $4,602,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 231,320 | $4,601,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 354,426 | $4,594,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 59,320 | $4,582,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 288,097 | $4,569,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 129,485 | $4,562,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 244,997 | $4,559,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 535,492 | $4,551,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 199,537 | $4,535,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 73,971 | $4,534,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,830,000 | $4,521,000 | thousands by filing date | principal |
| KILROY REALTY CORP COM | 49427F108 | REIT | 59,217 | $4,511,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 70,413 | $4,508,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 159,073 | $4,508,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9,252 | $4,506,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 329,180 | $4,503,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 50,816 | $4,503,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 300,206 | $4,501,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 204,656 | $4,497,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 314,500 | $4,496,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,206,000 | $4,494,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 148,233 | $4,486,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 82,837 | $4,479,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 375,305 | $4,470,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 2,898,000 | $4,459,000 | thousands by filing date | principal |
| TIME INC NEW | 887228104 | COM | 197,687 | $4,436,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 193,527 | $4,422,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 26,801 | $4,419,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 344,743 | $4,416,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 43,976 | $4,412,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 195,912 | $4,412,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 179,450 | $4,408,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 125,391 | $4,401,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 71,063 | $4,401,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 138,114 | $4,388,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 413,010 | $4,387,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 44,143 | $4,377,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 361,314 | $4,370,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 845,316 | $4,370,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 186,586 | $4,368,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 141,510 | $4,361,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 116,820 | $4,357,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 42,206 | $4,355,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 73,700 | $4,349,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 112,723 | $4,342,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 180,417 | $4,341,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 213,345 | $4,340,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 185,903 | $4,339,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 156,127 | $4,337,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 354,833 | $4,328,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 399,748 | $4,326,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 269,400 | $4,324,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 194,746 | $4,316,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 67,041 | $4,313,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 95,036 | $4,313,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 68,813 | $4,301,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 4,085,000 | $4,297,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 98,196 | $4,291,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 31,967 | $4,291,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 332,831 | $4,290,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 566,297 | $4,276,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,289,633 | $4,269,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 528,609 | $4,266,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 182,880 | $4,259,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000510 | this filing | 2015-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-15-000526 | base | 2015-05-12 | acceptance time not in the bulk data set |