13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 6,530 holding rows worth $242,708,268,000.
- Accession
- 0000072971-14-000538
- Filer
- CIK 72971
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 21,039 entries on the cover page, a total value of $242,708,268,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,708,268,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,908 | $46,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 576 | $46,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,742 | $46,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,714 | $46,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,459 | $46,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 9,115 | $46,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 15,312 | $46,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 3,416 | $46,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 4,112 | $46,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,108 | $46,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 6,049 | $45,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,616 | $45,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 125,000 | $45,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 403 | $45,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 868 | $45,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,950 | $45,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,318 | $45,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,937 | $45,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 2,310 | $45,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 3,100 | $45,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 5,279 | $45,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 6,226 | $44,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 830 | $44,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,215 | $44,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,972 | $44,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 35,000 | $44,000 | thousands by filing date | principal |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,501 | $43,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,489 | $43,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,500 | $43,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,080 | $43,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,901 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 3,366 | $43,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,708 | $43,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 865 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,375 | $42,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,332 | $42,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 4,000 | $42,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 8,445 | $42,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 41,000 | $42,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 1,615 | $42,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,234 | $42,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 2,603 | $42,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 6,825 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 1,278 | $42,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 1,565 | $42,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 15,000 | $42,000 | thousands by filing date | principal |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 14,162 | $41,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 674 | $41,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,550 | $41,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,794 | $41,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 5,618 | $41,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 881 | $41,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 2,423 | $41,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 3,520 | $41,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,990 | $41,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,387 | $40,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,018 | $40,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 44,800 | $40,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 4,320 | $40,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,071 | $40,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 1,557 | $40,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 3,252 | $40,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 2,037 | $40,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,050 | $39,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,328 | $39,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 5,406 | $39,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,000 | $39,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,739 | $39,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,331 | $39,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,899 | $39,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,952 | $39,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,138 | $39,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,500 | $39,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 2,550 | $39,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 30,000 | $39,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 4,368 | $39,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 18,700 | $38,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 536 | $38,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 3,471 | $38,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,368 | $38,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,868 | $38,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 3,384 | $38,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 2,553 | $38,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 850 | $38,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 7,008 | $38,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 98,802 | $38,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 834 | $37,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 574 | $37,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,057 | $37,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,893 | $37,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 9,175 | $37,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 9,709 | $37,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,659 | $37,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 1,329 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 975 | $37,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 3,952 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 624 | $36,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 2,201 | $36,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 8,157 | $36,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 3,990 | $36,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 7,508 | $36,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,306 | $36,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 3,791 | $36,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 5,994 | $36,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 6,108 | $36,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,194 | $35,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,422 | $35,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 2,248 | $35,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,105 | $35,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,163 | $35,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 22,143 | $35,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,159 | $35,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,881 | $35,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,753 | $35,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 21,000 | $35,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 8,354 | $35,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 456 | $34,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 3,549 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,110 | $34,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 7,185 | $34,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,468 | $34,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,101 | $34,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 948 | $34,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 1,000 | $34,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 150,000 | $34,000 | thousands by filing date | call |
| Peregrine Semiconductor | 71366R703 | COM | 4,919 | $34,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 22,826 | $34,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,031 | $34,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 2,001 | $34,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,090 | $34,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RQJ3 | 0% 01/24/20 | 32,000 | $34,000 | thousands by filing date | principal |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 3,296 | $34,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 20,000 | $33,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 69,800 | $33,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 869 | $33,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,801 | $33,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,024 | $33,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 4,007 | $33,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 22,092 | $33,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,642 | $33,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 20,000 | $33,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,600 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 1,060 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 17,600 | $32,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,200 | $32,000 | thousands by filing date | put |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 5,100 | $32,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,697 | $32,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,145 | $32,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $32,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 4,483 | $32,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 61,000 | $32,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 3,313 | $32,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 17,405 | $32,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 4,935 | $32,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 4,864 | $32,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 15,044 | $32,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,130 | $32,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 8,471 | $32,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,700 | $32,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 315 | $31,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 500 | $31,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,662 | $31,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 4,365 | $31,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,355 | $31,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $31,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 5,000 | $31,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 947 | $31,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 3,100 | $31,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,638 | $31,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 501 | $31,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 10,550 | $31,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,829 | $31,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 10,000 | $31,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 2,225 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 1,253 | $31,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 1,078 | $31,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,724 | $31,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 1,158 | $31,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 76,600 | $30,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 535 | $30,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,994 | $30,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,342 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 668 | $30,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 600 | $30,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 7,974 | $30,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 1,891 | $30,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 2,737 | $30,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,422 | $30,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 2,071 | $30,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 92,703 | $30,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,675 | $30,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 802 | $30,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 40,000 | $30,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 1,587 | $30,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 953 | $29,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,097 | $29,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,198 | $29,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,759 | $29,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,665 | $29,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,339 | $29,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,536 | $29,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,254 | $29,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 9,425 | $29,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 3,553 | $29,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,567 | $29,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 1,433 | $29,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 4,500 | $29,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,149 | $29,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,148 | $29,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,501 | $29,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 4,776 | $29,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 1,203 | $29,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 75,000 | $28,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,301 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,003 | $28,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,502 | $28,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 877 | $28,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 956 | $28,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,119 | $28,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 917 | $28,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 3,211 | $28,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 2,489 | $28,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 4,818 | $28,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 1,241 | $28,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 8,973 | $28,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 5,927 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 730 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 456 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 382 | $27,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,507 | $27,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,494 | $27,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,099 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,200 | $27,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 521 | $27,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,432 | $27,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 4,830 | $27,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 6,000 | $27,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 831 | $27,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 3,307 | $27,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,216 | $27,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 8,860 | $27,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 3,402 | $27,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 5,525 | $27,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,345 | $27,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 2,223 | $27,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 6,354 | $27,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,823 | $27,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,041 | $27,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 908 | $27,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,163 | $27,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 800 | $27,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 2,027 | $27,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 9,544 | $27,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,217 | $26,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,122 | $26,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,370 | $26,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 51,665 | $26,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,025 | $26,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,061 | $26,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,003 | $26,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,608 | $26,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,225 | $26,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,000 | $26,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,200 | $26,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 25,000 | $26,000 | thousands by filing date | principal |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,715 | $26,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,805 | $26,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 2,195 | $26,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 1,883 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,000 | $26,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 1,797 | $26,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 1,280 | $26,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 17,270 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 655 | $26,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 3,200 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 883 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 800 | $26,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 2,697 | $26,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,021 | $26,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,092 | $25,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,081 | $25,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,718 | $25,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,458 | $25,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 7,275 | $25,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,301 | $25,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 1,062 | $25,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 20,100 | $25,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 825,313 | $25,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,955 | $25,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 1,082 | $25,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 1,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 545 | $25,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 1,228 | $25,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 1,000 | $25,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 5,704 | $25,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,000 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 340 | $24,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,187 | $24,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,951 | $24,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 200 | $24,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 2,459 | $24,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,396 | $24,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,975 | $24,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 824 | $24,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,823 | $24,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,740 | $24,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,432 | $24,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 75,000 | $24,000 | thousands by filing date | put |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 5,058 | $24,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 10,539 | $24,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 743 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,200 | $24,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 9,800 | $24,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 2,001 | $24,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 581 | $24,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 1,201 | $24,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 1,400 | $24,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,495 | $23,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,600 | $23,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 70,000 | $23,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 12,760 | $23,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,499 | $23,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 9,702 | $23,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,691 | $23,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 4,700 | $23,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 990 | $23,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 3,801 | $23,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,012 | $23,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,675 | $23,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,554 | $23,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 937 | $22,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,281 | $22,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,560 | $22,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,831 | $22,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 845 | $22,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 40,000 | $22,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,661 | $22,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 4,785 | $22,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 753 | $22,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 10,741 | $22,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,571 | $22,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 7,929 | $22,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 1,991 | $22,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,100 | $22,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,999 | $22,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 1,701 | $22,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,449 | $22,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 2,250 | $22,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 532 | $22,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,801 | $22,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 1,275 | $22,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 22,000 | $22,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 400 | $21,000 | thousands by filing date | put |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 415 | $21,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 993 | $21,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,701 | $21,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,440 | $21,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,217 | $21,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 20,000 | $21,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 3,543 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 408 | $21,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 4,299 | $21,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 2,753 | $21,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 718 | $21,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 402 | $21,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,334 | $21,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 7,000 | $21,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,501 | $21,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,321 | $21,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 900 | $21,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 1,486 | $21,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 91,100 | $20,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 987 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,800 | $20,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,224 | $20,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 558 | $20,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,577 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 200 | $20,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,000 | $20,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 438 | $20,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 20,000 | $20,000 | thousands by filing date | principal |
| CBEYOND INC | 149847105 | COM | 1,972 | $20,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 40,000 | $20,000 | thousands by filing date | call |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,100 | $20,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 6,083 | $20,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 828 | $20,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 8,895 | $20,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 761 | $20,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 5,500 | $20,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 4,000 | $20,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,454 | $20,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 9,375 | $20,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,600 | $19,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 856 | $19,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,017 | $19,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,843 | $19,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,801 | $19,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 975 | $19,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 406 | $19,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,000 | $19,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 748 | $19,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 15,000 | $19,000 | thousands by filing date | call |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 2,755 | $19,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 290 | $19,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 1,268 | $19,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 1,769 | $19,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 5,106 | $19,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 1,264 | $19,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 998 | $19,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,108 | $19,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 752 | $19,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,731 | $19,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 70,000 | $18,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,483 | $18,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 295 | $18,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,284 | $18,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 797 | $18,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 750 | $18,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 9,207 | $18,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,450 | $18,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 6,999 | $18,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,187 | $18,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 3,074 | $18,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,513 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 540 | $18,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 390 | $18,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 1,045 | $18,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 9,855 | $18,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 2,018 | $18,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 3,333 | $18,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 666 | $18,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 6,260 | $18,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 1,349 | $18,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,016 | $18,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 400 | $18,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 1,692 | $18,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 1,221 | $18,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 764 | $17,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 21,878 | $17,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 436 | $17,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 635 | $17,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,580 | $17,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,009 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 351 | $17,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,000 | $17,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 725 | $17,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 705 | $17,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 1,486 | $17,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 2,293 | $17,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,627 | $17,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 9,097 | $17,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 16,000 | $17,000 | thousands by filing date | principal |
| GUARANTY BANCORP | 40075T607 | COM | 1,185 | $17,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,834 | $17,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,147 | $17,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 3,000 | $17,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 646 | $17,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 2,374 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 520 | $17,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 321 | $16,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 77 | $16,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 943 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 430 | $16,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 937 | $16,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 901 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 201 | $16,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 480 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 590 | $16,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 1,506 | $16,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 678 | $16,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 627 | $16,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 5,239 | $16,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,505 | $16,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 130,000 | $16,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,708 | $16,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,420 | $16,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 1,157 | $16,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,083 | $16,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 2,079 | $16,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 2,932 | $16,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 839 | $16,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,260 | $16,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,128 | $16,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 3,000 | $16,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,501 | $16,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 5,221 | $16,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 853 | $16,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 1,000 | $16,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 298 | $15,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,000 | $15,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 44,400 | $15,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 108,100 | $15,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,400 | $15,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 1,044 | $15,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 926 | $15,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,003 | $15,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,396 | $15,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,468 | $15,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000538 | this filing | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000561 | base | 2014-08-29 | acceptance time not in the bulk data set |