13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 6,530 holding rows worth $242,708,268,000.
- Accession
- 0000072971-14-000538
- Filer
- CIK 72971
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 21,039 entries on the cover page, a total value of $242,708,268,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,708,268,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STONEGATE MTG CORP | 86181Q300 | COM | 11,097 | $155,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 122,000 | $154,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1,779 | $154,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 3,787 | $154,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 9,150 | $153,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 6,501 | $153,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 4,870 | $152,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 77,500 | $152,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 9,635 | $151,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 7,540 | $151,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 3,138 | $151,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 2,467 | $150,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,201 | $150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,490 | $149,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 10,640 | $149,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 29,458 | $148,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 5,922 | $148,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 151,000 | $148,000 | thousands by filing date | principal |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 10,701 | $148,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 301,900 | $147,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 4,135 | $147,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 6,336 | $147,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 34,697 | $147,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,810 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,541 | $146,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,826 | $146,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 21,963 | $146,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 13,640 | $146,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 17,269 | $146,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,584 | $145,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,556 | $145,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 6,519 | $145,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,451 | $143,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 6,461 | $143,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 9,469 | $143,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 7,061 | $142,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,647 | $142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 7,083 | $142,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 3,451 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,682 | $141,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,549 | $141,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 5,864 | $140,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,217 | $140,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 5,474 | $140,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 5,797 | $140,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 145,000 | $140,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,011 | $139,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 150,000 | $138,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,511 | $137,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 16,771 | $137,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,563 | $136,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 7,786 | $136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,529 | $135,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 8,821 | $135,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,564 | $135,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 27,230 | $135,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 3,988 | $135,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 12,411 | $134,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,336 | $133,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 3,647 | $133,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 123,000 | $133,000 | thousands by filing date | principal |
| NEURALSTEM INC | 64127R302 | COM | 31,546 | $133,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 152,750 | $133,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 4,904 | $133,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 8,681 | $133,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 125,800 | $133,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 40,924 | $132,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,805 | $132,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 10,060 | $132,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 9,203 | $132,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 240,000 | $132,000 | thousands by filing date | principal |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,071 | $131,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,381 | $131,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 12,950 | $131,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 8,701 | $131,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,900 | $131,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,100 | $130,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 8,628 | $130,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,754 | $130,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 250,000 | $130,000 | thousands by filing date | put |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,093 | $130,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,175 | $129,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,488 | $129,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 11,196 | $129,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 9,326 | $129,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 4,935 | $129,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,141 | $128,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 12,833 | $128,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 31,986 | $128,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 216,439 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 3,747 | $127,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,099 | $127,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 2,616 | $127,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,262 | $126,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,241 | $126,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 11,325 | $126,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 9,042 | $125,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 8,467 | $124,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 2,790 | $123,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 4,777 | $123,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,303 | $122,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 115,000 | $122,000 | thousands by filing date | principal |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,317 | $122,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 12,874 | $121,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,014 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,989 | $121,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 15,822 | $121,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,161 | $120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,010 | $120,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 14,502 | $120,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 5,000 | $120,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 5,381 | $119,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 5,745 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 159,300 | $118,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,793 | $118,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,094 | $118,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 17,291 | $118,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 2,335 | $117,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 123,000 | $117,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 28,000 | $116,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 6,147 | $116,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 6,390 | $116,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 9,600 | $116,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 60,000 | $115,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 3,955 | $115,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,004 | $115,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 5,338 | $115,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 27,243 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 121,800 | $114,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 17,078 | $114,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 90,000 | $113,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,842 | $113,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 150,000 | $112,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 2,086 | $112,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 39,370 | $112,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,603 | $111,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 2,705 | $111,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,653 | $110,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 7,354 | $110,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 7,406 | $110,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 4,245 | $110,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 4,999 | $109,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 4,150 | $109,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 52,000 | $109,000 | thousands by filing date | put |
| GENCORP INC | 368682100 | COM | 5,703 | $109,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,907 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,209 | $108,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 7,700 | $108,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 10,805 | $108,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 32,605 | $107,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 5,300 | $107,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 2,552 | $107,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 3,090 | $107,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 8,001 | $106,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 5,279 | $106,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,442 | $106,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,650 | $106,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 9,358 | $106,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 46,000 | $105,000 | thousands by filing date | call |
| NUVEEN GA DIVID | 67072B107 | COM | 8,200 | $105,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,530 | $105,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 795 | $105,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,271 | $104,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 27,000 | $104,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,930 | $104,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 16,802 | $104,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,292 | $104,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 4,058 | $104,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 7,586 | $103,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 27,594 | $103,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 1,472 | $103,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 7,149 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 6,111 | $102,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 50,000 | $102,000 | thousands by filing date | principal |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 7,342 | $102,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 3,623 | $102,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 10,553 | $102,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 9,030 | $102,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,804 | $101,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 9,303 | $101,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 7,638 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,944 | $100,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,059 | $100,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 11,055 | $100,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 2,373 | $100,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 9,022 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,000 | $100,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 9,508 | $100,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 6,701 | $99,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 10,293 | $99,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 31,000 | $99,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 1,952 | $99,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 6,933 | $98,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 97,000 | $98,000 | thousands by filing date | principal |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 1,136 | $98,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 13,118 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 839 | $97,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 7,391 | $97,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 5,536 | $97,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 9,680 | $97,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,415 | $97,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,975 | $96,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 67,396 | $96,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 79,800 | $96,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,457 | $96,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 67,000 | $96,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 6,558 | $96,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 60,600 | $96,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 2,671 | $95,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 7,206 | $95,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 16,530 | $95,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,694 | $94,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 3,691 | $94,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 13,605 | $94,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,256 | $93,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 6,457 | $93,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 1,876 | $93,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,556 | $92,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 14,068 | $92,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,557 | $92,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,817 | $92,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 5,700 | $92,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,635 | $91,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 10,357 | $91,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,922 | $90,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,333 | $90,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 2,881 | $90,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,001 | $90,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 6,367 | $90,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 8,393 | $90,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 29,419 | $90,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 14,008 | $90,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 29,001 | $90,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 4,786 | $90,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,309 | $89,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 8,851 | $89,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 38,618 | $89,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 10,092 | $89,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,951 | $88,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,194 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6,540 | $88,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,524 | $88,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 11,014 | $88,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,975 | $88,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 15,580 | $88,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 121 | $87,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 10,774 | $87,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,724 | $87,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,766 | $86,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 5,750 | $86,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,098 | $85,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,496 | $85,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 3,000 | $84,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,052 | $84,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 153,298 | $84,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,592 | $84,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 25,927 | $84,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 5,000 | $84,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,810 | $83,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 7,460 | $83,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 11,544 | $83,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 3,044 | $82,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 4,051 | $82,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,162 | $81,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,881 | $81,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 7,633 | $81,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,918 | $81,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 29,100 | $81,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 34,479 | $81,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 1,586 | $81,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,449 | $80,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,651 | $80,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,933 | $80,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 4,098 | $80,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,758 | $80,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 4,501 | $80,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 2,685 | $79,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 623 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 600 | $79,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 3,723 | $79,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,941 | $79,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,385 | $79,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 435,000 | $79,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,668 | $79,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 787 | $78,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,508 | $78,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 90,000 | $78,000 | thousands by filing date | principal |
| AOL INC | 00184X105 | COM | 27,000 | $78,000 | thousands by filing date | call |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 3,793 | $78,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 25,090 | $78,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 4,077 | $77,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 96,800 | $77,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 26,051 | $77,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 5,037 | $77,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 3,192 | $77,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 3,000 | $76,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 8,629 | $76,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 898 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,415 | $76,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 3,412 | $76,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 9,188 | $76,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 4,862 | $76,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,253 | $76,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 50,000 | $76,000 | thousands by filing date | principal |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 39,120 | $76,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 141,000 | $75,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,600 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,100 | $75,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 20,591 | $75,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,138 | $75,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 3,179 | $75,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 121,000 | $75,000 | thousands by filing date | principal |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 301 | $75,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 6,374 | $75,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 6,690 | $75,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 3,972 | $75,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,835 | $75,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 2,818 | $75,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 900 | $74,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,946 | $74,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 5,615 | $74,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 62,000 | $74,000 | thousands by filing date | principal |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 1,071 | $74,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,751 | $73,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,385 | $73,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,072 | $73,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 876 | $73,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 7,194 | $73,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 7,876 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 5,001 | $73,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,456 | $72,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,806 | $72,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 64,000 | $72,000 | thousands by filing date | principal |
| Biglari Holdings | 08986r101 | COM | 170 | $72,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 60,000 | $71,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,393 | $71,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 100,400 | $71,000 | thousands by filing date | call |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,814 | $71,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 5,382 | $71,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 15,000 | $70,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 15,767 | $70,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,965 | $70,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 1,046 | $70,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 18,644 | $69,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,139 | $68,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,573 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 762 | $68,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 5,098 | $68,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 50,000 | $68,000 | thousands by filing date | principal |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 5,350 | $68,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 27,100 | $68,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,282 | $67,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 20,000 | $67,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,466 | $67,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,500 | $67,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 3,118 | $67,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 2,800 | $67,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,464 | $66,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,923 | $66,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,018 | $66,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 7,700 | $66,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 25,570 | $66,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,000 | $66,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 5,393 | $66,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 9,458 | $65,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,137 | $65,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,874 | $65,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 4,480 | $65,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $65,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 11,650 | $65,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 22,065 | $65,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 66,000 | $65,000 | thousands by filing date | principal |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3,174 | $64,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 4,527 | $64,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 955 | $64,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 19,050 | $64,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,814 | $64,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 14,784 | $64,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 170,000 | $63,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 863 | $63,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,838 | $63,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 5,733 | $63,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 8,100 | $63,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 1,152 | $63,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,806 | $62,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,094 | $62,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 4,589 | $62,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 695 | $62,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,000 | $62,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,611 | $61,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 20,000 | $61,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 80,000 | $61,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 190,100 | $61,000 | thousands by filing date | put |
| EDUCATIONAL DEV CORP | 281479105 | COM | 15,400 | $61,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 3,351 | $61,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,752 | $61,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,334 | $61,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,046 | $60,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,636 | $60,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 20 | $60,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,223 | $60,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 894 | $60,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 4,409 | $60,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 5,030 | $60,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 3,151 | $60,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,535 | $59,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 515 | $59,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 32,376 | $59,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 2,739 | $59,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 6,671 | $59,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 2,284 | $59,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 42,900 | $58,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,094 | $58,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,406 | $58,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 992 | $58,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 11,613 | $58,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 7,001 | $58,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 9,978 | $58,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 927 | $57,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 11,875 | $57,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,134 | $57,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 3,712 | $57,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 14,831 | $57,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 12,000 | $57,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 4,501 | $57,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 4,050 | $57,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 53,000 | $57,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,794 | $56,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,703 | $56,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,595 | $56,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,631 | $56,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,692 | $56,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 3,316 | $56,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 6,974 | $56,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 9,865 | $56,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 1,140 | $56,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 79,991 | $56,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 4,532 | $56,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 10,156 | $56,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 2,790 | $56,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 9,612 | $55,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 25,000 | $55,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 150 | $55,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 2,644 | $55,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,600 | $55,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,405 | $55,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 20,001 | $55,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,899 | $55,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 52,000 | $55,000 | thousands by filing date | principal |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,272 | $54,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,187 | $54,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,244 | $54,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 6,100 | $54,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,460 | $54,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 3,838 | $54,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 15,730 | $54,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 813 | $53,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 25,100 | $53,000 | thousands by filing date | put |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 4,001 | $53,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,876 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 666 | $53,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 37,300 | $52,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,755 | $52,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,000 | $52,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 5,100 | $52,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 3,401 | $52,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 5,807 | $52,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,777 | $52,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 91,900 | $51,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,066 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,367 | $51,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 156 | $51,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,402 | $51,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 1,300 | $51,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,968 | $50,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 169,780 | $50,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 3,367 | $50,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 10,968 | $50,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 7,336 | $50,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,488 | $50,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 5,139 | $50,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,940 | $49,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 7,192 | $49,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,577 | $49,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 150,000 | $49,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 10,252 | $49,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 2,600 | $49,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 4,534 | $48,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 20,260 | $48,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 19,304 | $48,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,601 | $47,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,500 | $47,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 93,817 | $47,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 4,267 | $47,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 3,078 | $47,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 4,059 | $47,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,794 | $47,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,294 | $47,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 800 | $47,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 237,400 | $46,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000538 | this filing | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000561 | base | 2014-08-29 | acceptance time not in the bulk data set |