13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-06, with 6,311 holding rows worth $230,455,583,000.
- Accession
- 0000072971-14-000273
- Filer
- CIK 72971
- Filed
- 2014-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,585 entries on the cover page, a total value of $230,455,583,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,455,583,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 3,367,000 | $3,569,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 62,605 | $3,567,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 186,436 | $3,564,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 66,951 | $3,564,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 265,566 | $3,561,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 248,545 | $3,550,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 170,020 | $3,550,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 115,909 | $3,550,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 197,643 | $3,545,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 245,992 | $3,543,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 2,353,000 | $3,539,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 105,516 | $3,538,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 242,685 | $3,538,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 454,100 | $3,527,000 | thousands by filing date | call |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 186,235 | $3,527,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 75,505 | $3,520,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 247,802 | $3,519,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,485,000 | $3,510,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 120,959 | $3,504,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 295,453 | $3,498,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 175,905 | $3,486,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 274,272 | $3,481,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 163,065 | $3,480,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 177,263 | $3,477,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 55,819 | $3,477,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 117,234 | $3,474,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 398,074 | $3,468,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 40,495 | $3,465,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 203,301 | $3,462,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 31,809 | $3,461,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 1,874,000 | $3,458,000 | thousands by filing date | principal |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 190,655 | $3,445,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 2,664,000 | $3,443,000 | thousands by filing date | principal |
| REGENCY CTRS CORP COM | 758849103 | REIT | 74,239 | $3,437,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 50,849 | $3,431,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 327,602 | $3,430,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 52,598 | $3,428,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 427,583 | $3,425,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 166,737 | $3,423,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 33,687 | $3,416,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,497,716 | $3,414,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 351,614 | $3,414,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 416,574 | $3,404,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 2,585,000 | $3,401,000 | thousands by filing date | principal |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 103,353 | $3,398,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 235,652 | $3,393,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 165,856 | $3,390,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 214,472 | $3,389,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 199,602 | $3,389,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 74,418 | $3,389,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 122,684 | $3,386,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 197,325 | $3,379,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 27,996 | $3,367,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 313,457 | $3,366,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 109,218 | $3,364,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 80,526 | $3,359,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 98,043 | $3,358,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,024 | $3,356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 165,227 | $3,350,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 130,118 | $3,343,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 130,741 | $3,339,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 290,875 | $3,339,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 131,828 | $3,338,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 141,839 | $3,335,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,204,000 | $3,332,000 | thousands by filing date | principal |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 251,614 | $3,326,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 131,602 | $3,326,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 184,111 | $3,313,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 185,602 | $3,311,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 178,829 | $3,304,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 576,181 | $3,301,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 165,249 | $3,299,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 58,726 | $3,295,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,108,000 | $3,292,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,452,905 | $3,284,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 98,785 | $3,277,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 79,518 | $3,272,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 105,174 | $3,265,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 560,907 | $3,264,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 239,646 | $3,262,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 178,822 | $3,259,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 612,591 | $3,259,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 64,922 | $3,258,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 91,364 | $3,251,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 2,738,000 | $3,246,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 63,565 | $3,243,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 141,641 | $3,238,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 383,471 | $3,237,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 511,100 | $3,230,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 354,636 | $3,224,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,649,000 | $3,221,000 | thousands by filing date | principal |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 57,243 | $3,216,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 59,269 | $3,208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 63,789 | $3,205,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 107,135 | $3,192,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 80,213 | $3,192,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 173,827 | $3,188,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 31,848 | $3,185,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 215,051 | $3,183,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,780 | $3,171,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 256,872 | $3,170,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 128,994 | $3,161,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 239,762 | $3,161,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 156,305 | $3,159,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 52,665 | $3,156,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 98,413 | $3,150,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 311,455 | $3,148,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 26,014 | $3,146,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 136,961 | $3,145,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 115,768 | $3,140,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 80,029 | $3,134,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 38,770 | $3,132,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 256,578 | $3,130,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 149,516 | $3,130,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 175,875 | $3,114,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 616,989 | $3,110,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,180,000 | $3,106,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 33,765 | $3,105,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 34,652 | $3,099,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 140,119 | $3,090,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 50,077 | $3,089,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 281,638 | $3,076,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 239,780 | $3,076,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 255,192 | $3,062,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 271,969 | $3,052,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 27,764 | $3,049,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 382,408 | $3,037,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 343,846 | $3,036,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 80,819 | $3,025,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 58,798 | $3,020,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 24,605 | $3,017,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 51,304 | $3,016,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 51,527 | $3,009,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 202,547 | $3,002,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,305,200 | $3,001,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 91,050 | $2,996,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 91,646 | $2,990,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 54,428 | $2,981,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 65,996 | $2,978,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 42,224 | $2,966,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 114,423 | $2,964,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 142,658 | $2,960,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,076,288 | $2,960,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 47,177 | $2,940,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 116,546 | $2,935,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 150,060 | $2,933,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 168,804 | $2,932,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 106,511 | $2,931,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 166,147 | $2,927,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 278,311 | $2,920,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 65,108 | $2,916,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 638,951 | $2,913,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 36,429 | $2,912,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 187,780 | $2,906,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 2,463,000 | $2,900,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 25,289 | $2,891,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 134,289 | $2,889,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 51,532 | $2,886,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 35,030 | $2,884,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 550,144 | $2,883,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 139,387 | $2,883,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 107,358 | $2,881,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 226,644 | $2,874,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 111,717 | $2,873,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 129,904 | $2,867,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,489,000 | $2,856,000 | thousands by filing date | principal |
| ADVENT SOFTWARE INC | 007974108 | COM | 81,661 | $2,854,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 73,111 | $2,851,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 159,279 | $2,841,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 117,883 | $2,838,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 360,869 | $2,829,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 76,832 | $2,827,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 78,866 | $2,824,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 162,146 | $2,820,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 586,357 | $2,815,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 70,680 | $2,808,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 134,327 | $2,799,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 118,647 | $2,796,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 93,710 | $2,794,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 2,500,000 | $2,794,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 88,461 | $2,790,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 52,069 | $2,790,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 57,942 | $2,785,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 455,943 | $2,781,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 378,574 | $2,768,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 308,475 | $2,767,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 41,352 | $2,763,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 214,109 | $2,762,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 150,579 | $2,762,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 109,851 | $2,756,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 114,585 | $2,755,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 119,236 | $2,752,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 71,986 | $2,750,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 168,063 | $2,749,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 123,847 | $2,748,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 221,438 | $2,739,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,779,000 | $2,727,000 | thousands by filing date | principal |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 276,906 | $2,725,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 57,280 | $2,721,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 128,065 | $2,720,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 88,969 | $2,718,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 156,985 | $2,713,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 160,315 | $2,711,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 81,063 | $2,708,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 92,918 | $2,707,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 140,990 | $2,706,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 215,402 | $2,704,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 213,129 | $2,696,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 2,616,000 | $2,695,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 43,540 | $2,694,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 183,823 | $2,693,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 353,311 | $2,689,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 555,337 | $2,687,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 170,142 | $2,686,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 189,878 | $2,681,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 103,769 | $2,681,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 60,128 | $2,678,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 137,996 | $2,677,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 190,452 | $2,676,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 181,753 | $2,673,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 97,783 | $2,673,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 217,772 | $2,667,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 182,348 | $2,657,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 44,836 | $2,652,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 102,454 | $2,652,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 74,443 | $2,644,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 50,700 | $2,638,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 101,471 | $2,638,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,480,000 | $2,633,000 | thousands by filing date | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 135,667 | $2,631,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 58,012 | $2,631,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 93,098 | $2,629,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 37,728 | $2,627,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 166,570 | $2,622,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 280,148 | $2,622,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 322,334 | $2,615,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 86,366 | $2,612,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 121,999 | $2,610,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 338,209 | $2,608,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 76,313 | $2,608,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 35,853 | $2,593,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 132,028 | $2,590,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 83,641 | $2,587,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 68,467 | $2,585,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 94,285 | $2,577,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 129,439 | $2,577,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 38,451 | $2,571,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 66,381 | $2,569,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 133,775 | $2,566,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 1,010,000 | $2,562,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,307,000 | $2,548,000 | thousands by filing date | principal |
| CIFC CORP | 12547R105 | COM | 327,580 | $2,548,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 222,068 | $2,545,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 160,977 | $2,544,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 131,220 | $2,543,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 45,021 | $2,539,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 36,032 | $2,538,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 120,068 | $2,535,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 405,364 | $2,534,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 81,753 | $2,534,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 53,136 | $2,533,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 283,946 | $2,530,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 127,976 | $2,529,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 167,396 | $2,520,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 1,658,000 | $2,520,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 65,960 | $2,517,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 275,976 | $2,517,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 35,229 | $2,515,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 378,946 | $2,509,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 58,680 | $2,504,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 204,688 | $2,499,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 196,084 | $2,498,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 157,200 | $2,496,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 148,957 | $2,495,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 173,929 | $2,492,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 243,474 | $2,488,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 30,265 | $2,479,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 82,514 | $2,471,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 103,590 | $2,466,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 112,594 | $2,466,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 164,916 | $2,465,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 473,327 | $2,461,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 22,225 | $2,454,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200,851 | $2,444,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 76,226 | $2,441,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,524,500 | $2,440,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 365,102 | $2,439,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 34,351 | $2,439,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 139,075 | $2,429,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 75,329 | $2,425,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 300,617 | $2,422,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 46,994 | $2,416,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 242,708 | $2,415,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 104,313 | $2,412,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 131,877 | $2,410,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 125,466 | $2,409,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 58,882 | $2,404,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,139,000 | $2,398,000 | thousands by filing date | principal |
| iShares Global 100 ETF | 464287572 | SHS | 31,003 | $2,395,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,313,000 | $2,391,000 | thousands by filing date | principal |
| HEALTHCARE RLTY TR | 421946104 | COM | 112,178 | $2,390,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 415,926 | $2,387,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 81,771 | $2,385,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,386,900 | $2,383,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 107,976 | $2,375,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 43,177 | $2,373,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 60,466 | $2,371,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 93,083 | $2,361,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 30,618 | $2,357,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 32,179 | $2,356,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 134,950 | $2,354,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 104,003 | $2,352,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 232,360 | $2,351,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 60,320 | $2,349,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 95,452 | $2,348,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 116,974 | $2,347,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 417,315 | $2,346,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 67,461 | $2,344,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 302,295 | $2,343,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 2,256,000 | $2,336,000 | thousands by filing date | principal |
| PAPA JOHNS INTL INC | 698813102 | COM | 51,388 | $2,333,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 85,065 | $2,332,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,001,000 | $2,332,000 | thousands by filing date | principal |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 104,067 | $2,329,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 16,316 | $2,327,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 86,271 | $2,326,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 48,425 | $2,325,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 118,422 | $2,325,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 87,427 | $2,325,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 57,643 | $2,324,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 194,706 | $2,321,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 31,413 | $2,317,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 188,000 | $2,317,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 580,579 | $2,317,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 894,487 | $2,316,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 47,190 | $2,315,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 75,458 | $2,312,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 72,145 | $2,309,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,085,000 | $2,307,000 | thousands by filing date | principal |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 86,819 | $2,305,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 138,649 | $2,304,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 60,464 | $2,303,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 46,028 | $2,302,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 26,290 | $2,301,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 98,272 | $2,296,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 44,936 | $2,293,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3,784,000 | $2,290,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 76,508 | $2,289,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 153,660 | $2,287,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 201,189 | $2,281,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 158,894 | $2,278,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 101,728 | $2,278,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 688,871 | $2,274,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 44,957 | $2,273,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 77,950 | $2,272,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,692,000 | $2,272,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 129,429 | $2,265,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 42,473 | $2,264,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 61,255 | $2,264,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 149,322 | $2,262,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 65,333 | $2,254,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 46,372 | $2,254,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 130,641 | $2,250,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 194,631 | $2,248,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 42,204 | $2,245,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 136,477 | $2,235,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 112,507 | $2,231,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 259,543 | $2,227,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 240,444 | $2,224,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 92,593 | $2,219,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 61,405 | $2,218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 67,909 | $2,213,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 37,152 | $2,207,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 76,479 | $2,207,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 507,960 | $2,204,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,270,000 | $2,204,000 | thousands by filing date | principal |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 75,099 | $2,198,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 24,956 | $2,190,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 85,955 | $2,190,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,610,000 | $2,188,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 29,351 | $2,184,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 64,364 | $2,182,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 44,047 | $2,179,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 25,294 | $2,174,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 22,057 | $2,173,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,298,000 | $2,172,000 | thousands by filing date | principal |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 95,032 | $2,171,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 111,344 | $2,171,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,694,000 | $2,170,000 | thousands by filing date | principal |
| ROYCE FOCUS TR | 78080N108 | COM | 284,705 | $2,169,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 147,188 | $2,159,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 1,884,000 | $2,147,000 | thousands by filing date | principal |
| MOBILE MINI INC | 60740F105 | COM | 52,070 | $2,145,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 114,036 | $2,143,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 24,248 | $2,137,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 80,000 | $2,136,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 310,873 | $2,136,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 127,444 | $2,134,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 127,755 | $2,122,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 87,384 | $2,121,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 17,032 | $2,116,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 133,184 | $2,113,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 163,446 | $2,101,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 127,237 | $2,098,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 100,205 | $2,094,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 71,881 | $2,089,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 93,558 | $2,089,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 59,159 | $2,089,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 58,978 | $2,087,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,500,000 | $2,087,000 | thousands by filing date | principal |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 43,158 | $2,081,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,089,000 | $2,075,000 | thousands by filing date | principal |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 159,783 | $2,071,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 48,398 | $2,071,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 78,066 | $2,071,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 110,971 | $2,067,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 129,581 | $2,066,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 61,313 | $2,064,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 110,642 | $2,056,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 120,082 | $2,056,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 1,954,000 | $2,055,000 | thousands by filing date | principal |
| SONUS NETWORKS INC | 835916107 | COM | 652,144 | $2,054,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 74,245 | $2,053,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 167,778 | $2,051,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 54,085 | $2,047,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 114,528 | $2,045,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 175,481 | $2,044,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 50,000 | $2,043,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 328,800 | $2,038,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 2,009,000 | $2,037,000 | thousands by filing date | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 107,551 | $2,036,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 31,985 | $2,035,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 36,817 | $2,034,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 123,624 | $2,034,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 40,449 | $2,031,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 59,710 | $2,026,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 230,767 | $2,024,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 114,105 | $2,021,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 110,202 | $2,018,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 122,356 | $2,014,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 238,432 | $2,009,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 2,282,712 | $2,007,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 109,959 | $2,007,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 93,261 | $2,006,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 146,624 | $2,005,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 1,000,000 | $2,004,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 83,076 | $1,994,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 470,400 | $1,992,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 57,460 | $1,991,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 112,117 | $1,990,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 231,642 | $1,985,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 152,531 | $1,983,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 320,983 | $1,973,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 74,809 | $1,967,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,871,000 | $1,966,000 | thousands by filing date | principal |
| SANTARUS INC | 802817304 | COM | 61,546 | $1,966,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 329,781 | $1,966,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 118,959 | $1,965,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 68,258 | $1,961,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 23,905 | $1,952,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 123,377 | $1,944,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 104,041 | $1,939,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 82,162 | $1,938,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,814,000 | $1,935,000 | thousands by filing date | principal |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 198,265 | $1,931,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 31,452 | $1,928,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 127,971 | $1,927,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 31,422 | $1,920,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 284,095 | $1,918,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 139,228 | $1,915,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 115,064 | $1,908,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 39,461 | $1,904,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 117,317 | $1,904,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 112,394 | $1,895,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 69,600 | $1,891,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 54,900 | $1,891,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 65,905 | $1,888,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 36,087 | $1,888,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 136,543 | $1,888,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 79,940 | $1,883,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 95,619 | $1,877,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 46,547 | $1,873,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 62,979 | $1,869,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 161,711 | $1,861,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 238,056 | $1,855,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 49,029 | $1,854,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 55,052 | $1,852,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 226,540 | $1,849,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 54,050 | $1,849,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 254,085 | $1,848,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 122,397 | $1,846,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,714,000 | $1,846,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 113,414 | $1,843,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 138,404 | $1,839,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 170,600 | $1,834,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 22,008 | $1,827,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 414,935 | $1,826,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 42,965 | $1,826,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 127,125 | $1,824,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 131,939 | $1,823,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000273 | this filing | 2014-02-06 | acceptance time not in the bulk data set |