13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-06, with 6,311 holding rows worth $230,455,583,000.
- Accession
- 0000072971-14-000273
- Filer
- CIK 72971
- Filed
- 2014-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,585 entries on the cover page, a total value of $230,455,583,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,455,583,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 414,440 | $7,020,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 166,194 | $7,019,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 287,516 | $7,012,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 141,082 | $7,008,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 183,648 | $6,998,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 7,013,000 | $6,995,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 106,664 | $6,982,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 238,756 | $6,981,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 136,094 | $6,947,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 117,323 | $6,944,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,131,966 | $6,938,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 91,357 | $6,937,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 146,204 | $6,926,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 218,959 | $6,922,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 254,112 | $6,917,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 365,333 | $6,916,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 119,323 | $6,915,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 139,706 | $6,889,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 231,392 | $6,865,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 299,643 | $6,850,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 177,512 | $6,846,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 64,233 | $6,838,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 138,692 | $6,823,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 200,926 | $6,812,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,322,000 | $6,790,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 124,566 | $6,789,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 8,536,250 | $6,786,000 | thousands by filing date | principal |
| II VI INC | 902104108 | COM | 385,887 | $6,784,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 203,424 | $6,783,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 199,688 | $6,771,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 335,361 | $6,768,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 380,181 | $6,748,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 359,249 | $6,711,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,413,000 | $6,706,000 | thousands by filing date | principal |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 111,556 | $6,699,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 156,163 | $6,698,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 189,356 | $6,693,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 199,183 | $6,688,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 417,261 | $6,685,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 368,730 | $6,685,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 872,619 | $6,685,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 3,255,609 | $6,641,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 302,263 | $6,613,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 379,842 | $6,590,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 3,278,213 | $6,589,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 120,926 | $6,585,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 338,436 | $6,583,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 69,673 | $6,566,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 400,000 | $6,563,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 353,819 | $6,557,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 511,632 | $6,539,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 225,926 | $6,536,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 5,577,000 | $6,535,000 | thousands by filing date | principal |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 6,600,000 | $6,534,000 | thousands by filing date | principal |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 202,236 | $6,526,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 123,398 | $6,526,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 196,314 | $6,518,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 161,621 | $6,504,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 361,913 | $6,501,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 70,323 | $6,498,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 143,090 | $6,497,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 73,737 | $6,482,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 263,533 | $6,450,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 189,221 | $6,446,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 659,081 | $6,446,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 233,096 | $6,445,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 154,973 | $6,436,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 544,736 | $6,423,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 39,872 | $6,419,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 184,696 | $6,392,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 82,496 | $6,387,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 101,091 | $6,382,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 183,757 | $6,368,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 180,788 | $6,354,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 161,932 | $6,351,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 81,320 | $6,343,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 125,978 | $6,343,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 191,474 | $6,330,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 402,071 | $6,327,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 287,858 | $6,321,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 136,820 | $6,319,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 755,609 | $6,316,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 490,956 | $6,309,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,174,000 | $6,305,000 | thousands by filing date | principal |
| DUKE REALTY CORP | 264411505 | COM NEW | 419,004 | $6,302,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 302,835 | $6,293,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 76,618 | $6,288,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 765,986 | $6,273,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 267,134 | $6,267,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 163,322 | $6,256,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 111,761 | $6,239,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 230,817 | $6,237,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 447,629 | $6,235,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 308,758 | $6,196,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 723,644 | $6,195,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 183,600 | $6,194,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 168,973 | $6,193,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 297,249 | $6,192,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 500,506 | $6,182,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 87,720 | $6,162,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,711,428 | $6,162,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 175,785 | $6,161,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,193,912 | $6,160,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 338,793 | $6,138,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,413,348 | $6,134,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 180,507 | $6,133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 129,138 | $6,125,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 465,799 | $6,117,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 644,525 | $6,110,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 525,033 | $6,107,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 170,471 | $6,091,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 253,547 | $6,081,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 867,401 | $6,063,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,696,000 | $6,051,000 | thousands by filing date | principal |
| STERLING BANCORP DEL | 85917A100 | COM | 452,510 | $6,050,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 332,437 | $6,043,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 495,552 | $6,041,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 87,974 | $6,039,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 398,634 | $6,039,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 310,130 | $6,032,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 159,792 | $6,017,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 134,569 | $6,003,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 54,799 | $5,991,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 252,955 | $5,973,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 805,793 | $5,972,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 455,841 | $5,965,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 169,145 | $5,965,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 306,940 | $5,964,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 369,050 | $5,962,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 461,023 | $5,961,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 24,633 | $5,956,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 123,392 | $5,956,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 109,710 | $5,951,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 360,878 | $5,951,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,575,000 | $5,950,000 | thousands by filing date | principal |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 105,105 | $5,948,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 350,220 | $5,933,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 307,393 | $5,932,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 258,265 | $5,925,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 159,871 | $5,924,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 242,547 | $5,923,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 336,962 | $5,910,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 102,634 | $5,909,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 142,930 | $5,904,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 110,096 | $5,903,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 92,124 | $5,865,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 279,766 | $5,856,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 360,251 | $5,825,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 165,559 | $5,824,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 501,984 | $5,823,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 351,693 | $5,821,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 207,280 | $5,814,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,502,278 | $5,799,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 237,819 | $5,768,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 416,649 | $5,762,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 120,723 | $5,760,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 333,867 | $5,745,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 425,558 | $5,741,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 59,869 | $5,737,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 53,624 | $5,737,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 214,285 | $5,737,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 53,914 | $5,735,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 175,344 | $5,733,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 425,888 | $5,728,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 43,113 | $5,722,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 173,621 | $5,718,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,900,000 | $5,718,000 | thousands by filing date | principal |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 72,738 | $5,707,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 104,648 | $5,694,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 121,183 | $5,687,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,526,939 | $5,685,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 297,361 | $5,676,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 186,459 | $5,672,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 5,250,000 | $5,670,000 | thousands by filing date | principal |
| Vanguard Materials ETF | 92204A801 | SHS | 54,890 | $5,667,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 319,586 | $5,660,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 249,157 | $5,655,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 328,679 | $5,653,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 3,834,000 | $5,650,000 | thousands by filing date | principal |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 209,237 | $5,643,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 70,921 | $5,640,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 437,022 | $5,628,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 111,720 | $5,589,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 5,079,000 | $5,584,000 | thousands by filing date | principal |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 157,169 | $5,580,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 92,373 | $5,564,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 59,373 | $5,558,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 462,538 | $5,550,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 190,904 | $5,544,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 271,623 | $5,544,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 195,427 | $5,542,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 143,446 | $5,539,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 755,104 | $5,520,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 86,762 | $5,501,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 51,912 | $5,492,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 302,523 | $5,472,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 486,444 | $5,472,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 348,404 | $5,469,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 107,056 | $5,460,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 48,630 | $5,442,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 219,898 | $5,431,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 179,260 | $5,430,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 89,759 | $5,427,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 104,613 | $5,420,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 309,160 | $5,419,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 498,669 | $5,411,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 382,051 | $5,394,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,378,000 | $5,388,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 665,126 | $5,381,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 637,107 | $5,377,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 459,254 | $5,373,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 337,801 | $5,371,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 486,103 | $5,364,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 80,910 | $5,361,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 402,556 | $5,358,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 104,839 | $5,345,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 221,246 | $5,341,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 80,277 | $5,340,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,441,000 | $5,314,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,365,000 | $5,308,000 | thousands by filing date | principal |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 314,400 | $5,304,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 114,084 | $5,294,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 253,227 | $5,287,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 99,659 | $5,270,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 93,992 | $5,267,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 557,540 | $5,258,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,037,646 | $5,250,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 84,219 | $5,247,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 71,774 | $5,246,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 356,083 | $5,245,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 378,027 | $5,235,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 95,711 | $5,229,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 224,019 | $5,217,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 350,554 | $5,198,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 158,117 | $5,193,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 102,173 | $5,191,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 452,172 | $5,182,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 454,548 | $5,177,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 122,653 | $5,166,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 620,490 | $5,162,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 98,667 | $5,155,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 291,313 | $5,154,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 152,143 | $5,152,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 119,146 | $5,149,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 3,746,000 | $5,139,000 | thousands by filing date | principal |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 385,406 | $5,134,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 210,876 | $5,124,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 2,223,000 | $5,108,000 | thousands by filing date | principal |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 331,472 | $5,098,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 157,709 | $5,098,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 180,187 | $5,090,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 438,482 | $5,087,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 132,334 | $5,079,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 292,613 | $5,075,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 42,260 | $5,075,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 397,705 | $5,074,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 489,860 | $5,065,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 84,184 | $5,058,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 101,716 | $5,058,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 435,493 | $5,055,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 110,008 | $5,051,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 98,075 | $5,048,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 175,892 | $5,044,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 316,771 | $5,043,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 97,057 | $5,031,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 88,118 | $5,010,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 91,631 | $4,992,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 150,903 | $4,991,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 104,699 | $4,991,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 161,704 | $4,988,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 167,164 | $4,983,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 486,434 | $4,966,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 192,691 | $4,962,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 358,012 | $4,940,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 292,925 | $4,938,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 154,758 | $4,921,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 149,200 | $4,911,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 131,224 | $4,901,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 465,495 | $4,888,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 146,158 | $4,887,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 170,392 | $4,883,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 388,035 | $4,878,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 180,286 | $4,867,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,147 | $4,858,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 37,486 | $4,846,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 48,373 | $4,835,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 138,098 | $4,830,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 39,122 | $4,828,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 346,990 | $4,820,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 138,379 | $4,806,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 110,923 | $4,805,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 36,962 | $4,805,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 214,331 | $4,803,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 59,407 | $4,776,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 174,410 | $4,770,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 58,884 | $4,768,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 107,725 | $4,765,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 134,464 | $4,754,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 205,653 | $4,750,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 327,517 | $4,749,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 323,947 | $4,733,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 185,015 | $4,722,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 100,083 | $4,717,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 155,579 | $4,703,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 14,064 | $4,699,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 116,719 | $4,687,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 103,377 | $4,685,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 69,765 | $4,682,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 114,091 | $4,680,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,067,474 | $4,676,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 226,842 | $4,664,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 230,384 | $4,658,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 156,444 | $4,653,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 257,278 | $4,648,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 4,539,000 | $4,641,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 129,083 | $4,635,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 257,339 | $4,635,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 254,253 | $4,628,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 543,348 | $4,606,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 84,009 | $4,560,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 150,809 | $4,559,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 165,935 | $4,557,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 325,147 | $4,555,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 375,329 | $4,553,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 176,937 | $4,547,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 3,419,000 | $4,545,000 | thousands by filing date | principal |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 352,556 | $4,541,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 170,969 | $4,539,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 125,033 | $4,530,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 4,894,000 | $4,515,000 | thousands by filing date | principal |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 673,300 | $4,498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 25,122 | $4,496,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 196,482 | $4,488,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 166,128 | $4,487,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 272,011 | $4,486,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 58,127 | $4,480,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 297,587 | $4,475,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 191,517 | $4,475,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 86,182 | $4,461,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,569,200 | $4,435,000 | thousands by filing date | put |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,352,000 | $4,433,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 277,030 | $4,396,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 211,829 | $4,391,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 104,232 | $4,390,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 94,325 | $4,389,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 285,453 | $4,388,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 185,372 | $4,385,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 1,931,446 | $4,384,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 88,390 | $4,373,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 255,649 | $4,369,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 35,195 | $4,369,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 301,556 | $4,369,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 243,042 | $4,368,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 307,281 | $4,357,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 249,464 | $4,353,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 278,982 | $4,350,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 708,782 | $4,345,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 184,112 | $4,340,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 174,640 | $4,340,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 201,229 | $4,331,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 384,215 | $4,315,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 225,687 | $4,311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 49,780 | $4,306,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 257,300 | $4,298,000 | thousands by filing date | put |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 290,842 | $4,296,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 232,245 | $4,287,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 131,431 | $4,277,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 265,246 | $4,269,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 146,034 | $4,264,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 49,444 | $4,261,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 238,877 | $4,261,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 237,192 | $4,246,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 361,830 | $4,244,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 304,328 | $4,243,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 539,016 | $4,237,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 512,223 | $4,236,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 47,294 | $4,214,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 40,999 | $4,210,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 168,479 | $4,209,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 165,121 | $4,204,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 130,574 | $4,201,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 51,090 | $4,198,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 458,559 | $4,197,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 76,979 | $4,188,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 687,492 | $4,187,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 74,861 | $4,185,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 603,623 | $4,171,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 174,181 | $4,169,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 33,869 | $4,157,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 540,190 | $4,154,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 409,053 | $4,139,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 180,167 | $4,132,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 145,681 | $4,123,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 367,244 | $4,120,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 242,011 | $4,119,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 56,737 | $4,113,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 57,256 | $4,107,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 67,389 | $4,103,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 37,389 | $4,103,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 60,964 | $4,100,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 287,674 | $4,099,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 67,344 | $4,092,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 274,866 | $4,087,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 435,536 | $4,085,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 46,667 | $4,081,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,635,000 | $4,080,000 | thousands by filing date | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 63,261 | $4,079,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 127,164 | $4,078,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 98,087 | $4,077,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 362,743 | $4,077,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 825,150 | $4,068,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 490,642 | $4,053,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 63,810 | $4,026,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 228,892 | $4,024,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 85,772 | $4,019,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 72,058 | $4,016,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 80,001 | $4,014,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,957,000 | $4,010,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 158,311 | $4,003,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,236,000 | $4,003,000 | thousands by filing date | principal |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 80,370 | $3,990,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 62,218 | $3,977,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 291,142 | $3,974,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 79,900 | $3,973,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 357,749 | $3,968,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 104,634 | $3,968,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 163,688 | $3,968,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 160,537 | $3,967,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 443,521 | $3,966,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 1,337,000 | $3,957,000 | thousands by filing date | principal |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 213,755 | $3,950,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 340,008 | $3,948,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 223,749 | $3,927,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 124,433 | $3,924,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 28,194 | $3,916,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 57,678 | $3,910,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 125,847 | $3,910,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 244,105 | $3,903,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 97,780 | $3,901,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 42,327 | $3,901,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 136,869 | $3,901,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 194,689 | $3,896,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 328,727 | $3,895,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 303,027 | $3,891,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 2,610,000 | $3,890,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 90,976 | $3,886,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 87,018 | $3,879,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 41,827 | $3,878,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 117,499 | $3,878,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 459,884 | $3,877,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 148,646 | $3,868,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 85,072 | $3,862,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 126,164 | $3,860,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 45,131 | $3,855,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 48,405 | $3,855,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 80,488 | $3,852,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 199,318 | $3,851,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 306,201 | $3,843,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 107,623 | $3,837,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 47,843 | $3,832,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 256,917 | $3,825,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 88,891 | $3,797,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 213,830 | $3,796,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 101,562 | $3,784,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 27,804 | $3,780,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 183,697 | $3,778,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,463,000 | $3,773,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,774,000 | $3,772,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 265,319 | $3,771,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 375,867 | $3,762,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 233,534 | $3,753,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 197,217 | $3,743,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 51,154 | $3,737,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 148,287 | $3,728,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 113,418 | $3,724,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 142,590 | $3,716,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 329,568 | $3,714,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 48,023 | $3,705,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 57,048 | $3,697,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 151,926 | $3,687,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,751,000 | $3,687,000 | thousands by filing date | principal |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 681,901 | $3,676,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 170,205 | $3,675,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 44,748 | $3,672,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 157,063 | $3,668,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 55,218 | $3,662,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 476,248 | $3,662,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 123,329 | $3,655,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 395,156 | $3,654,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 270,129 | $3,652,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 269,850 | $3,651,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 126,952 | $3,646,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 129,874 | $3,645,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 321,300 | $3,620,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 129,991 | $3,614,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 112,571 | $3,595,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 3,500,000 | $3,593,000 | thousands by filing date | principal |
| VOLCANO CORPORATION | 928645100 | COM | 164,219 | $3,588,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 40,024 | $3,586,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,139,000 | $3,574,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000273 | this filing | 2014-02-06 | acceptance time not in the bulk data set |