13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 7,978 holding rows worth $992,680,792,149.
- Accession
- 0000070858-24-000115
- Filer
- CIK 70858
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 26,395 entries on the cover page, a total value of $992,680,792,149 stated on the cover page (in dollars after the unit check, H1), rows summing to $992,680,792,149 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA, INC.028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 126,284 | $5,296,369 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 194,328 | $5,289,608 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 56,200 | $5,287,296 | dollars as filed | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 735,217 | $5,286,210 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 48,300 | $5,280,156 | dollars as filed | put |
| IVERSIFIED ENERGY COMPANY P | G2891G204 | SHS NEW | 351,993 | $5,279,895 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 341,933 | $5,279,447 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 391,531 | $5,273,922 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 199,900 | $5,267,365 | dollars as filed | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 233,941 | $5,266,011 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 1,180,298 | $5,264,133 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 254,946 | $5,259,537 | dollars as filed | |
| RADNET INC | 750491102 | COM | 151,185 | $5,256,704 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 126,439 | $5,240,897 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 68,000 | $5,231,240 | dollars as filed | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 679,985 | $5,229,081 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 210,483 | $5,226,303 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 152,071 | $5,214,515 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,767,000 | $5,207,948 | dollars as filed | principal |
| CHICOS FAS INC | 168615102 | COM | 685,718 | $5,197,742 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 423,676 | $5,185,798 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 152,500 | $5,185,000 | dollars as filed | put |
| NEW GOLD INC CDA | 644535106 | COM | 3,547,110 | $5,178,781 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 2,000 | $5,171,220 | dollars as filed | put |
| WORTHINGTON STL INC | 982104101 | COM SHS | 183,917 | $5,168,068 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 28,380 | $5,160,401 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 37,900 | $5,152,505 | dollars as filed | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 368,777 | $5,148,127 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 5,300,000 | $5,146,300 | dollars as filed | principal |
| IROBOT CORP | 462726100 | COM | 132,958 | $5,145,475 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 190,956 | $5,142,444 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 511,953 | $5,140,009 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 981,326 | $5,122,523 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 450,000 | $5,121,000 | dollars as filed | call |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 355,450 | $5,114,927 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 131,900 | $5,104,530 | dollars as filed | call |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 273,806 | $5,103,745 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 186,633 | $5,093,215 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 53,551 | $5,087,184 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 111,791 | $5,085,371 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 75,000 | $5,081,250 | dollars as filed | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 312,800 | $5,076,745 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 4,722,000 | $5,076,150 | dollars as filed | principal |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 132,864 | $5,073,943 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 322,490 | $5,072,768 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 269,252 | $5,072,708 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 10,489 | $5,066,397 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $5,056,500 | dollars as filed | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 310,654 | $5,048,127 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 94,435 | $5,043,791 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 84,100 | $5,034,226 | dollars as filed | call |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 250,069 | $5,031,393 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 487,500 | $5,031,000 | dollars as filed | put |
| SKYWEST INC COM | 830879102 | Stock | 95,931 | $5,007,599 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 151,916 | $5,004,271 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 11,967 | $4,996,821 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 91,000 | $4,974,970 | dollars as filed | put |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 503,915 | $4,973,641 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 509,449 | $4,972,223 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 487,271 | $4,960,418 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 562,522 | $4,955,817 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 250,000 | $4,955,000 | dollars as filed | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 33,800 | $4,943,250 | dollars as filed | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 350,200 | $4,937,820 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 36,000 | $4,934,880 | dollars as filed | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 518,270 | $4,933,931 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 92,105 | $4,933,143 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W663 | CMN | 97,300 | $4,932,721 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 154,853 | $4,928,971 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 448,060 | $4,910,739 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 50,900 | $4,908,287 | dollars as filed | put |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 797,001 | $4,893,587 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 687,726 | $4,889,733 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 49,648 | $4,884,822 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 281,277 | $4,882,965 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 18,600 | $4,872,084 | dollars as filed | call |
| ECOVYST INC | 27923Q109 | COM | 498,396 | $4,869,329 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100,000 | $4,869,000 | dollars as filed | put |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 238,823 | $4,836,165 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 125,417 | $4,836,079 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 167,000 | $4,822,960 | dollars as filed | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 61,700 | $4,820,621 | dollars as filed | put |
| SOVOS BRANDS INC | 84612U107 | COM | 218,756 | $4,819,195 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 96,171 | $4,805,664 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 77,289 | $4,795,086 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 96,133 | $4,790,714 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 546,193 | $4,790,112 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 80,000 | $4,788,800 | dollars as filed | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 15,700 | $4,788,500 | dollars as filed | put |
| BIOHAVEN LTD | G1110E107 | COM | 111,619 | $4,777,293 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 263,158 | $4,765,784 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 150,826 | $4,755,543 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 23,100 | $4,753,085 | dollars as filed | |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | 921935870 | ETF | 46,844 | $4,750,450 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 97,198 | $4,749,094 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 200,000 | $4,746,000 | dollars as filed | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 58,600 | $4,744,842 | dollars as filed | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 747,206 | $4,744,759 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 268,500 | $4,736,340 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 56,187 | $4,734,310 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 90,724 | $4,712,205 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 8,300 | $4,694,895 | dollars as filed | call |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 57,850 | $4,688,742 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 126,449 | $4,688,729 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 71,148 | $4,684,395 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 132,986 | $4,682,438 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 97,400 | $4,678,122 | dollars as filed | call |
| HIBBETT INC | 428567101 | COM | 64,834 | $4,669,359 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 142,931 | $4,655,263 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 148,227 | $4,649,881 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 484,792 | $4,644,309 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463302 | CONV | 57,304 | $4,634,748 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 10,000 | $4,629,800 | dollars as filed | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 26,095 | $4,625,600 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 121,945 | $4,619,257 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 86,349 | $4,604,992 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 921,776 | $4,599,661 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 75,409 | $4,597,687 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 186,648 | $4,587,798 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 205,954 | $4,586,595 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 61,874 | $4,586,101 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 74,783 | $4,578,948 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 4,102,000 | $4,577,832 | dollars as filed | principal |
| SAFEHOLD INC | 78646V107 | COM | 195,622 | $4,577,547 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 537,208 | $4,577,012 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 303,737 | $4,562,129 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 96,900 | $4,554,300 | dollars as filed | put |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 5,063,000 | $4,547,081 | dollars as filed | principal |
| ADT INC DEL COM | 00090Q103 | Stock | 665,565 | $4,539,156 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 55,000 | $4,537,500 | dollars as filed | put |
| AFLAC INC COM | 001055102 | Stock | 55,000 | $4,537,500 | dollars as filed | call |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 150,140 | $4,537,229 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,268,000 | $4,536,884 | dollars as filed | principal |
| AH RLTY TR INC | 04208T108 | COM | 366,238 | $4,530,364 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 107,583 | $4,508,804 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 65,125 | $4,507,952 | dollars as filed | |
| TANGER INC | 875465106 | COM | 161,931 | $4,488,728 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 50,000 | $4,486,000 | dollars as filed | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 477,127 | $4,484,994 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 180,081 | $4,482,224 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 891,815 | $4,476,911 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 135,799 | $4,473,219 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 13,339 | $4,467,477 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,439,841 | $4,463,507 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 150,824 | $4,452,325 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 39,287 | $4,451,609 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 115,876 | $4,450,565 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 287,432 | $4,446,574 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 78,437 | $4,445,809 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 27,000 | $4,436,100 | dollars as filed | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,674 | $4,428,199 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 315,591 | $4,427,736 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 515,774 | $4,425,337 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 86,196 | $4,425,303 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 10,962 | $4,424,811 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 24,300 | $4,424,787 | dollars as filed | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 144,492 | $4,424,346 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 478,791 | $4,424,029 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 31,000 | $4,421,840 | dollars as filed | put |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 394,539 | $4,418,837 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 427,139 | $4,412,347 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 345,566 | $4,402,510 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 59,584 | $4,399,087 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 264,938 | $4,392,672 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 519,787 | $4,392,199 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 250,200 | $4,386,006 | dollars as filed | put |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 40,751 | $4,371,706 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 290,200 | $4,350,098 | dollars as filed | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 347,746 | $4,336,392 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 6,000,000 | $4,319,940 | dollars as filed | principal |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 332,843 | $4,316,974 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 197,692 | $4,301,788 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 171,207 | $4,299,007 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 293,231 | $4,281,173 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 17,682 | $4,274,734 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 870,234 | $4,272,847 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 591,675 | $4,271,891 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 720,605 | $4,269,583 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 50,000 | $4,268,500 | dollars as filed | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 122,172 | $4,262,573 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 90,600 | $4,258,200 | dollars as filed | call |
| ORION S.A. | L72967109 | COM | 153,435 | $4,254,753 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 291,880 | $4,246,850 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 117,714 | $4,227,110 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 18,400 | $4,226,112 | dollars as filed | put |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 2,498,110 | $4,221,805 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 476,900 | $4,220,565 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 152,518 | $4,218,648 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 100,786 | $4,215,884 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 107,663 | $4,213,913 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 106,492 | $4,212,823 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 183,158 | $4,210,803 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 68,000 | $4,209,880 | dollars as filed | call |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 61,545 | $4,208,447 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 277,024 | $4,205,227 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,289,794 | $4,204,728 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 314,675 | $4,188,324 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 97,595 | $4,182,913 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 90,286 | $4,181,154 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 2,527,862 | $4,170,972 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 470,596 | $4,169,481 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 159,230 | $4,167,057 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 114,858 | $4,157,860 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 110,754 | $4,151,062 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 180,192 | $4,146,212 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 1,600 | $4,136,976 | dollars as filed | call |
| Procter & Gamble Co | 742718109 | COM | 28,200 | $4,132,428 | dollars as filed | call |
| PRICESMART INC COM | 741511109 | Stock | 54,334 | $4,117,430 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 74,075 | $4,117,088 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 174,120 | $4,116,207 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 74,964 | $4,102,029 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 198,126 | $4,091,302 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 301,500 | $4,088,340 | dollars as filed | call |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 349,126 | $4,088,267 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 16,900 | $4,085,575 | dollars as filed | call |
| BILL HOLDINGS INC | 090043100 | COM | 50,000 | $4,079,500 | dollars as filed | call |
| TALOS ENERGY INC | 87484T108 | COM | 286,539 | $4,077,450 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 331,683 | $4,076,384 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 189,814 | $4,071,519 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,146,306 | $4,069,387 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 137,199 | $4,069,323 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 275,887 | $4,066,568 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 1,900,116 | $4,066,249 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 157,682 | $4,065,830 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 312,994 | $4,062,658 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 16,800 | $4,061,400 | dollars as filed | put |
| MESA LABS INC COM | 59064R109 | Stock | 38,720 | $4,056,694 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 207,349 | $4,053,672 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 52,400 | $4,051,568 | dollars as filed | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 46,543 | $4,019,961 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 78,437 | $4,019,897 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 4,332,000 | $4,013,598 | dollars as filed | principal |
| ADECOAGRO S A | L00849106 | COM | 360,175 | $3,997,942 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 85,801 | $3,992,320 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 73,200 | $3,990,864 | dollars as filed | call |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 190,126 | $3,990,744 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 213,025 | $3,983,568 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 96,342 | $3,981,804 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 4,605,000 | $3,980,562 | dollars as filed | principal |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 342,968 | $3,971,569 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 244,370 | $3,968,569 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 2,167,126 | $3,965,841 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 125,271 | $3,962,327 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 40,000 | $3,955,600 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 68,085 | $3,947,585 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,000 | $3,947,400 | dollars as filed | call |
| FEDEX CORP COM | 31428X106 | Stock | 15,600 | $3,946,332 | dollars as filed | call |
| WYNN RESORTS LTD | 983134107 | COM | 43,200 | $3,935,952 | dollars as filed | put |
| CAE INC COM | 124765108 | Stock | 181,994 | $3,929,250 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 82,449 | $3,922,926 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,444,575 | $3,914,799 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 379,312 | $3,914,500 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 144,900 | $3,910,856 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 402,828 | $3,907,432 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 50,000 | $3,906,000 | dollars as filed | put |
| ALCON AG ORD SHS | H01301128 | Stock | 50,000 | $3,906,000 | dollars as filed | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 40,000 | $3,893,200 | dollars as filed | call |
| ACCOLADE INC | 00437E102 | COM | 323,596 | $3,886,389 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 106,794 | $3,883,564 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 304,057 | $3,882,810 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 201,505 | $3,868,896 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 29,931 | $3,862,596 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 165,636 | $3,854,350 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 478,097 | $3,853,461 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 336,710 | $3,841,860 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 300,069 | $3,840,882 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 270,907 | $3,836,043 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 220,368 | $3,827,792 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 40,186 | $3,822,091 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 300,000 | $3,822,000 | dollars as filed | call |
| GREENBRIER COS INC | 393657101 | COM | 86,332 | $3,814,148 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 77,500 | $3,813,775 | dollars as filed | call |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 129,110 | $3,810,036 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 129,451 | $3,807,154 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 173,710 | $3,805,985 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 299,107 | $3,804,642 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 148,370 | $3,801,239 | dollars as filed | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 181,132 | $3,800,148 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 407,919 | $3,797,726 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 97,076 | $3,794,712 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 1,703,023 | $3,780,711 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 83,104 | $3,779,570 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 300,670 | $3,779,419 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 60,409 | $3,774,958 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 82,500 | $3,771,900 | dollars as filed | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 372,084 | $3,769,207 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 218,872 | $3,768,976 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 250,820 | $3,762,300 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 268,738 | $3,756,956 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 1,289,304 | $3,751,875 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 66,068 | $3,748,022 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 50,000 | $3,741,500 | dollars as filed | call |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 447,431 | $3,738,285 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 285,886 | $3,727,953 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 42,284 | $3,726,489 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 200,082 | $3,725,532 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 4,697,954 | $3,725,478 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 56,350 | $3,725,299 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 64,671 | $3,721,168 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 315,305 | $3,714,288 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 180,299 | $3,702,440 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 154,300 | $3,701,657 | dollars as filed | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 33,309 | $3,701,296 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 298,920 | $3,700,630 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 2,090,313 | $3,699,854 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 154,548 | $3,694,470 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 116,200 | $3,692,836 | dollars as filed | call |
| DNOW INC | 67011P100 | COMMON STOCK | 325,262 | $3,681,965 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 61,400 | $3,679,702 | dollars as filed | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 50,919 | $3,671,769 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 142,771 | $3,652,076 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 82,892 | $3,646,418 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 3,215,000 | $3,645,810 | dollars as filed | principal |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 160,520 | $3,643,804 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 154,198 | $3,632,904 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 315,558 | $3,632,076 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 163,164 | $3,628,768 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 180,000 | $3,621,600 | dollars as filed | put |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 136,073 | $3,619,542 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 63,005 | $3,615,868 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 106,471 | $3,614,691 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 516,451 | $3,604,828 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 783,580 | $3,604,467 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 227,935 | $3,603,651 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,803,000 | $3,596,249 | dollars as filed | principal |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 116,818 | $3,594,488 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 801,303 | $3,589,838 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 169,495 | $3,586,523 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 356,101 | $3,585,940 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 579,973 | $3,584,233 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 171,360 | $3,583,135 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 515,148 | $3,580,278 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 305,083 | $3,578,625 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 47,945 | $3,577,485 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 25,700 | $3,573,071 | dollars as filed | call |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 308,447 | $3,571,815 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 30,138 | $3,569,291 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 148,112 | $3,565,056 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 521,715 | $3,563,313 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 84,889 | $3,557,697 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 102,535 | $3,555,914 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 211,400 | $3,551,520 | dollars as filed | put |
| AGILYSYS INC | 00847J105 | COM | 41,866 | $3,551,075 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 194,140 | $3,550,825 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 18,568 | $3,550,573 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 3,796,000 | $3,549,260 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 3,085,000 | $3,544,665 | dollars as filed | principal |
| Berry Corp | 08579X101 | Common Stock | 504,180 | $3,544,385 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 540,306 | $3,539,005 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 551,056 | $3,537,777 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 67,784 | $3,527,967 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 3,966,000 | $3,527,281 | dollars as filed | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 134,144 | $3,525,310 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 39,872 | $3,523,488 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 360,986 | $3,523,220 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,750,000 | $3,521,250 | dollars as filed | principal |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 109,959 | $3,519,787 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 153,409 | $3,517,668 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 87,200 | $3,517,648 | dollars as filed | put |
| ALECTOR INC | 014442107 | COMMON STOCK | 440,315 | $3,513,714 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 377,582 | $3,511,513 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 109,902 | $3,508,072 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 195,806 | $3,506,886 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 275,809 | $3,505,531 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 324,540 | $3,501,785 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 236,013 | $3,495,352 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 325,255 | $3,486,733 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 80,755 | $3,486,210 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 61,853 | $3,476,764 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 37,972 | $3,474,476 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 99,838 | $3,474,362 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 262,170 | $3,473,747 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 150,201 | $3,472,658 | dollars as filed | |
| IO BIOTECH INC | 449778109 | COM | 1,844,185 | $3,467,068 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 45,541 | $3,465,652 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 244,022 | $3,462,676 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 69,909 | $3,461,894 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 51,069 | $3,450,221 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 9,800 | $3,438,918 | dollars as filed | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 255,450 | $3,438,362 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 312,190 | $3,437,212 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 383,059 | $3,432,208 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 34,061 | $3,430,624 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 207,118 | $3,425,734 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 114,026 | $3,415,079 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 59,400 | $3,410,748 | dollars as filed | put |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 238,177 | $3,405,928 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 77,572 | $3,403,084 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 371,075 | $3,402,756 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 94,969 | $3,399,891 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 36,292 | $3,396,931 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 132,377 | $3,396,788 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 3,052,000 | $3,385,889 | dollars as filed | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 175,565 | $3,383,137 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 140,000 | $3,382,400 | dollars as filed | put |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 618,935 | $3,379,386 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 137,307 | $3,376,382 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 14,300 | $3,367,793 | dollars as filed | put |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 270,000 | $3,366,900 | dollars as filed | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25,000 | $3,364,500 | dollars as filed | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 207,335 | $3,356,753 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,681,000 | $3,355,272 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 111,059 | $3,350,870 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 165,356 | $3,350,113 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 37,530 | $3,338,249 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 158,435 | $3,333,472 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 41,800 | $3,331,878 | dollars as filed | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 65,644 | $3,331,433 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,735,000 | $3,331,230 | dollars as filed | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 546,296 | $3,321,481 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 223,235 | $3,319,499 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 237,873 | $3,315,949 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $3,315,000 | dollars as filed | put |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 184,677 | $3,313,105 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 150,876 | $3,311,729 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 162,241 | $3,309,716 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,362,449 | $3,307,429 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 136,869 | $3,298,543 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 128,132 | $3,287,867 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 505,624 | $3,286,559 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 34,000 | $3,278,280 | dollars as filed | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 214,800 | $3,275,700 | dollars as filed | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 150,850 | $3,273,445 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 145,666 | $3,260,006 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 67,245 | $3,258,045 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 180,000 | $3,256,200 | dollars as filed | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 295,985 | $3,241,036 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 484,511 | $3,236,534 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 158,680 | $3,235,485 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 268,888 | $3,234,723 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,300,023 | $3,233,617 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 260,915 | $3,232,738 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 95,106 | $3,226,946 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 110,311 | $3,223,288 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 354,844 | $3,221,985 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 1,660,589 | $3,221,542 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 69,870 | $3,211,925 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 99,987 | $3,211,578 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 137,982 | $3,210,841 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 709,301 | $3,206,040 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 375,198 | $3,200,439 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 50,069 | $3,198,408 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 3,506,000 | $3,188,356 | dollars as filed | principal |
| GLOBALSTAR INC | 378973408 | COM | 1,636,119 | $3,174,071 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 207,072 | $3,159,918 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 389,056 | $3,159,137 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 22,700 | $3,155,981 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 161,509 | $3,155,893 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 61,755 | $3,155,063 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 5,663 | $3,151,969 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 124,757 | $3,151,372 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 164,892 | $3,149,437 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 59,851 | $3,146,367 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 256,092 | $3,142,249 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 84,900 | $3,139,602 | dollars as filed | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 19,737 | $3,139,358 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 67,828 | $3,133,654 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 27,901 | $3,132,166 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 205,000 | $3,128,300 | dollars as filed | put |
| PHREESIA INC | 71944F106 | COM | 135,000 | $3,125,250 | dollars as filed | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 502,074 | $3,122,898 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 76,504 | $3,118,304 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 63,725 | $3,114,878 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 20,420 | $3,112,103 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 144,000 | $3,111,840 | dollars as filed | put |
| MSCI INC COM | 55354G100 | Stock | 5,500 | $3,111,075 | dollars as filed | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 176,936 | $3,110,543 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 477,616 | $3,104,504 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 47,444 | $3,100,465 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 93,214 | $3,098,434 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 237,142 | $3,092,332 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 43,086 | $3,090,128 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 46,771 | $3,086,886 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 28,423 | $3,084,699 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 432,627 | $3,080,304 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 169,219 | $3,074,709 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 72,295 | $3,065,308 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 104,600 | $3,064,989 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 500,700 | $3,064,284 | dollars as filed | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 120,000 | $3,062,400 | dollars as filed | call |
| BALLYS CORPORATION | 05875B106 | COM | 219,550 | $3,060,528 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 220,178 | $3,060,474 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 46,978 | $3,059,206 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 92,952 | $3,054,403 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,207,251 | $3,054,346 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 157,635 | $3,053,390 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 61,966 | $3,048,108 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 44,905 | $3,047,254 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 734,742 | $3,041,831 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 159,802 | $3,041,031 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 30,237 | $3,039,727 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 271,899 | $3,037,112 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 93,481 | $3,029,716 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 50,165 | $3,021,409 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 62,120 | $3,013,441 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 56,915 | $3,012,525 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 303,394 | $3,009,664 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 160,000 | $3,008,000 | dollars as filed | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 285,848 | $3,004,261 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 133,429 | $3,003,487 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-24-000115 | this filing | 2024-02-14 | acceptance time not in the bulk data set |